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NICHOLAS RUSSO,
Plaintiff
v.
CITY OF HARTFORD, et al.,
Defendants.
CIVIL ACTION NO. 3-97-CV-2380 (JCH) lead case,
3-00-CV-2382(JCH), 3-00-CV-1794 (JCH)
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF CONNECTICUT
158 F. Supp. 2d 214, 2001 U.S. Dist. LEXIS 14297
August 2, 2001, Decided
[*219]
[DKT. NOS. 66, 68, 70, 74, 77, 79, 81, 83]
This
litigation involves federal civil rights actions brought pursuant to 42 U.S.C.
§ 1983 by the plaintiff, Hartford Police Detective Nicholas Russo
("Russo"), against state criminal prosecutors, Hartford police
officers and supervisors, the Hartford Police Union and union officers, and the
City of Hartford. Russo alleges several federal constitutional and state law
violations arising out of his arrest on December 16, 1997 and suspension from
prior police duties. Russo filed three
related lawsuits, Russo v. City of Hartford, et al., 2001 U.S. Dist.
LEXIS 14297, (3:97cv2380 (JCH)), Russo v. Bailey, et al., 2001 U.S. Dist. LEXIS
14297, (3:00cv1794 (JCH)), and Russo v. Marquis, et al., 2001 U.S. Dist. LEXIS
14297, (3:00cv2382 (JCH)), which have been consolidated for purposes of
discovery. n1 Pending before the court are motions to dismiss filed by the
defendants in each of the consolidated actions.
II. FACTUAL BACKGROUND n2
Russo has been employed as a police officer for the City of
Hartford Police Department since 1981. For more than six years, Russo served as
a Detective with CAPers, the Crimes Against Persons division of the Hartford
Police Department. Russo was also assigned to the Federal Violent Crimes Unit
in Hartford beginning in June of 1995. He served as a detective in both
capacities until he was arrested on December 16, 1997.
On or about January 10, 1997, David Kenary, a lieutenant
assigned to the CAPers division, ordered Russo to bring a doctor's note to
explain his absence from work. Russo brought a note from his physician stating
that he had been absent from work for three days because he was being treated
for influenza. At about the same time, Russo was ordered to submit to a drug
test, the results of which were negative.
In the spring of 1997, while Russo was assigned to the Federal
Gang Task Force, Sergeant Daryl Roberts, Lieutenant David Kenary, and Sergeant
Charles Lilley, ordered Russo to report to them each morning with an itinerary
of his schedule for the day. On several occasions, they also ordered him to
report back at the end of the day with a signed memo from the U.S. Attorney's
Office detailing what Russo had done that day.
During the same time period, anonymous
allegations were made that Russo was suicidal. As a result, Chief of the Hartford Police
Department, Joseph Croughwell, ordered Russo to bring in a note from a
therapist to verify he was fit to work. On or about March 9, 1997, Russo was
required by the City of Hartford and his supervisors to take a drug test.
On June 15, 1997, a murder took place in the City of Hartford.
Both the City of Hartford Police Department and the Federal Violent Crimes Unit
of Hartford investigated the murder. Russo was involved in the investigation as
a member of the Federal Gang Task force and helped cause the arrest of a
suspect. Russo's involvement in the arrest and his affiliation with the federal
authorities caused tension within the CAPers division of the Hartford Police
Department.
[*220] On or about September 9, 1997, Lieutenant Kenary
contacted the Drug Enforcement Administration ("DEA") to initiate a
criminal investigation involving Russo's physician.
On or about October 13, 1997, Russo
confidentially told Stephen Kumnick, an Inspector in the State's Attorney's
Office, that the federal authorities were planning a corruption probe of the
Hartford Police Department and that Russo was assisting in the
investigation. On or about October 30, 1997, Kumnick notified James Rovella, a
detective assigned to the CAPers division of the Hartford Police Department,
about the federal corruption probe. Rovella notified two possible targets of
the probe, Sergeant Christopher Lyons and Detective Robert Lawlor. Chief
State's Attorney John Bailey notified Chief Croughwell of the probe.
On
October 30, 1997, Chief Croughwell, in the presence of Lawlor and Lyons,
notified Russo that he had heard a rumor that City of Hartford police
detectives were under investigation by federal authorities for unlawful acts
during the June 15, 1997 murder investigation. Lawlor and Lyons threatened
Russo. On or about October 31, 1997, Bailey sent a memo to Chief
Croughwell detailing Russo's conversation with Kumnick regarding Russo's
cooperation with federal authorities.
On or about October 31, 1997, a
criminal investigation of Russo's drug use officially began. In the
course of the investigation, a DEA Diversionary Investigator, Kenary, and,
under orders from Hartford Police Captain Jeffrey Flaherty, Hartford Police
Detective Stephen Hajdasz traveled to various pharmacies in the Hartford area
and obtained Russo's pharmaceutical records.
On
November 4, 1997, Captain Flaherty and two other police sergeants confronted
Russo at the United States Attorney's office in New Haven, Connecticut. Captain
Flaherty stated that Chief Croughwell ordered that Russo be taken to Hartford
in order to immediately submit to a drug test in Bloomfield, Connecticut.
Captain Flaherty took Russo's firearm and escorted Russo into the back seat of
an unmarked police vehicle. Captain Flaherty then drove Russo back to
Hartford. While en route to Hartford, Flaherty told Russo that Chief Croughwell
had ordered that Russo was not to receive his firearm and was to be placed on
sick leave until Chief Croughwell received the results of the drug test.
Russo was taken to Medtox Laboratories in Bloomfield,
Connecticut and was physically led to the facility where he was required to
submit to a drug test. While at Medtox, Russo was questioned by Flaherty. He was
never advised of his Miranda rights.
After the
drug test, Russo was taken to the Hartford Police Department and was released.
Captain Flaherty told Russo that Chief Croughwell had changed his mind and
wanted Russo to either report to work in a limited capacity (no gun or field
duty) or voluntarily use his sick leave. In addition, Captain Flaherty
stated that Chief Croughwell had ordered Russo not to drive a car home and not
to drive a car to work the next day. On Chief Croughwell's orders, a police sergeant
drove Russo home.
Russo alleges that Chief Croughwell, Captain Flaherty, and
others disseminated information about Russo's drug test to the general
population of the police department before the results of the test were
returned. Further, on or about November 5, 1997, members of the Hartford Police
Department revealed information about the drug test to departmental personnel
and others, including a newspaper reporter. The reporter contacted Russo about
the drug test and other allegations of misconduct [*221] and indicated she
intended to print a story about Russo.
On or about December 2, 1997, Chief Croughwell's sick leave
order was rescinded and Russo was ordered back to work. Russo was transferred
to the fraud division without his weapon and was restricted to the building.
Russo's desk was physically removed from CAPers, and his personal belongings
were seized and never returned to him.
On December 15, 1997, Flaherty and DEA Diversionary Investigator
Brown met with State Attorney's representatives Lawrence Skinner, Joan
Alexander, James E. Thomas, Herbert
Carlson, Jr., and Joseph E. Hammick. An arrest warrant for Russo was drafted
and, on December 16, 1997,
Russo was arrested by the State's Attorney's Office and charged with four
counts each of Forgery in the Second Degree and Illegally Obtaining a
Controlled Substance by Fraud. Chief Croughwell suspended Russo from duty
without pay pending the outcome of the criminal matter.
On June 28, 1998, allegedly due to the animosity toward the
Russo in Hartford, Russo's criminal case was transferred from the Hartford
State's Attorney's Office to the New London State's Attorney's Office. Thomas
failed to transfer his corresponding files and continued to receive information
regarding the criminal investigation of Russo from the DEA and the Hartford
Police Department.
On
September 15, 2000, all criminal charges against Russo were dropped. n3
Acting Chief of Police for the City of Hartford, Robert Rudewicz, continued
Russo's suspension from the Hartford Police Department without pay from
September 15, 1997 until November 26, 2000. Rudewicz informed Russo that he was scheduled to have his
police badge returned to him on December 11, 2000. On December 4, 2000, Bruce
Marquis was appointed as Chief of Police for the Hartford Police Department. On
December 11, 2000, Russo was notified that Marquis had decided not to return
Russo's badge and identification.
The
Hartford Police Union did not challenge Russo's suspension or take action to
effectuate Russo's reinstatement at any time. Russo alleges that the union's
failure to act was in furtherance of an implicit agreement between the Hartford
Police Department defendants and the union defendants. From December 16,
1997 to December 31, 1998, Lawrence Reynolds was the president of the Hartford
Police Union. From January 1, 1999 to the present, Michael Wood has been the
president of the union. During all times relevant to this action, Thomas
Hardwick was the vice-president of the Hartford Police Union.
III. DISCUSSION
A. Standard
The several defendants in this case have filed motions to
dismiss pursuant to Rule 12(b)(6) and
Rule 12(b)(1) of the Federal Rules of Civil Procedure. A Rule 12(b)(1) motion
to dismiss based on lack of subject matter jurisdiction can be either a [*222]
facial attack or a factual attack. A facial attack merely questions the
sufficiency of the pleading. When a defendant raises a facial attack to subject
matter jurisdiction, the court takes the allegations in the complaint as true
and draws all inferences in favor of the non-movant. 2 James Wm. Moore et al.,
Moore's Federal Practice § 12.30[4] (3d ed. 2001). When a court reviews a
complaint under a factual attack for lack of subject matter jurisdiction, it
must determine whether the factual predicate for subject matter exists or not.
Id.; United Transp. Unions 385 & 77 v. Metro North Commuter, 862 F. Supp.
55, 57 (S.D.N.Y. 1994). Therefore, there is no presumptive truthfulness to the
facts alleged in the complaint, and the court may consider evidentiary matter
presented as an affidavit or otherwise in addition to the complaint. Kamen v. AT&T Co., 791 F.2d 1006, 1011
(2d Cir. 1986).
A motion to dismiss filed pursuant to Rule 12(b)(6) can only be
granted if "it appears beyond doubt that the plaintiff can prove no set of
facts in support of his claim which would entitle him to relief." Conley
v. Gibson, 355 U.S. 41, 45-46, 2 L. Ed. 2d 80, 78 S. Ct. 99 (1957). In
considering such a motion, the court must accept the factual allegations
alleged in the complaint as true and all inferences must be drawn in the
plaintiff's favor. Scheuer v. Rhodes,
416 U.S. 232, 236, 40 L. Ed. 2d 90, 94 S. Ct. 1683 (1974), overruled on other
grounds, Davis v. Scherer, 468 U.S. 183, 82 L. Ed. 2d 139, 104 S. Ct. 3012
(1984). A Rule 12(b)(6) motion to dismiss cannot be granted simply because
recovery appears remote or unlikely on the face of a complaint. Bernheim v.
Litt, 79 F.3d 318, 321 (2d Cir. 1996). "The issue is not whether a
plaintiff will ultimately prevail but whether the claimant is entitled to offer
evidence to support the claims." Id. (quotation omitted). "Bald
assertions and conclusions of law will not suffice to state a claim . . .
." Tarshis v. Riese Org., 211 F.3d 30, 35 (2d Cir. 2000) (citations
omitted).
B. Russo v. City of
Hartford, et al., 2001 U.S. Dist. LEXIS 14297, (3:97cv2380 (JCH)) [Dkt. Nos. 66, 68]
In this action, Russo alleges that Chief Croughwell, Captain
Flaherty, and the City of Hartford deprived him of constitutional rights under
the First, Fourth and Fifth to the United States Constitution as well
Connecticut common law. All three defendants have moved to dismiss the case on
various grounds.
1. Municipal Policy or
Custom
The City of Hartford argues that Russo fails to state a § 1983
claim against it in the first count of the complaint because he does not allege
a municipal policy or custom. A municipality cannot be held liable in a § 1983
action under a theory of respondeat superior merely because it employs a
tortfeasor. Monell v. Dept. of Soc.
Services of the City of New York, 436 U.S. 658, 691, 56 L. Ed. 2d 611, 98 S.
Ct. 2018 (1978). It is only when the execution of a municipality's "policy
or custom, whether made by its lawmakers or by those whose edicts or acts may
fairly be said to represent official policy, inflicts the injury that the
[municipality] as an entity is responsible under § 1983." Id. at 694.
"In short, a municipality can be sued under § 1983, but it cannot be held
liable unless a municipal policy or custom caused the constitutional
injury." Leatherman v. Tarrant County Narcotics Intelligence and
Coordination Unit, 507 U.S. 163, 166, 122 L. Ed. 2d 517, 113 S. Ct. 1160
(1993). Thus, in order for a municipality
to be liable under § 1983, a plaintiff is required to plead and prove the
existence of an official policy or custom that causes the plaintiff to be
subjected to a denial of a [*223] constitutional right. Zahra v. Town of
Southold, 48 F.3d 674, 685 (2d Cir. 1995).
When considering whether a plaintiff has stated a claim for
municipal liability under § 1983, the court may not apply a "heightened
pleading standard," that is, a standard more stringent than the usual pleading
requirements of Federal Rule of Civil Procedure 8(a). 507 U.S. at 168. Rule 8(a)(2) requires that a complaint include
only "a short and plain statement of the claim showing that the pleader is
entitled to relief." Fed. R. Civ. P. 8(a)(2).
In this case, Russo alleges that "at all times, Chief
Croughwell was the ultimate decisionmaker in the City of Hartford with regard
to any and all decisions to arrest, detain, order drug testing, and all other
actions taken against Mr. Russo." Complaint (Dkt. No. 1) P37. A single
decision by "municipal policy makers" can be sufficient to impose
liability. Pembaur v. City of
Cincinnati, 475 U.S. 469, 480, 89 L. Ed. 2d 452, 106 S. Ct. 1292 (1986).
Further, "an 'official policy' within the meaning of Monell [can] be
inferred from informal acts or omissions of supervisory municipal
officials." Turpin v. Mailet, 619 F.2d 196, 200 (2d Cir. 1980). Therefore,
by pleading that Chief
Croughwell was the ultimate decision maker with regard to the policies at issue
in this case, Russo has stated a § 1983 claim upon which relief can be granted
against the City of Hartford.
2. Due Process
The defendants argue that the due process claim should be
dismissed for two reasons. First, the defendants argue that Russo failed to
allege he was deprived of a property right. Second, the defendants argue that
Russo has not exhausted his administrative remedies.
To prevail on the procedural due process claim, a plaintiff must
establish that state action deprived him of a protected property or liberty
interest. White Plains Towing Corp. v. Patterson, 991 F.2d 1049, 1061-62 (2d
Cir.1993). While the Fourteenth Amendment's procedural requirements protect
property, that property can take many forms.
Board of Regents v. Roth, 408 U.S. 564, 577, 33 L. Ed. 2d 548, 92 S. Ct.
2701 (1972). The term "'property' denotes a broad range of interests that
are secured by 'existing rules or understandings.'" Perry v. Sindermann,
408 U.S. 593, 601, 33 L. Ed. 2d 570, 92 S. Ct. 2694 (1972) (quoting Roth, 408
U.S. at 577). "A person's interest in a benefit is a 'property' interest
for due process purposes if there are such rules or mutually explicit
understandings that support his claim of entitlement to the benefit and that he
may invoke at a hearing." Id. (citation omitted).
"To have a property interest in a benefit, a person clearly
must have more than an abstract need or desire for it. He must have more than a
unilateral expectation of it. He must, instead, have a legitimate claim of
entitlement to it." Board of Regents v. Roth, 408 U.S. 564, 577, 33 L. Ed.
2d 548, 92 S. Ct. 2701 (1972). A person does not have a property interest in
the insubstantial aspects or discretionary benefits of their employment. Boyd v. Schembri, 1997 U.S. Dist. LEXIS
11965, 1997 WL 466539, at *3 (S.D.N.Y. Aug. 13, 1997); McNill v. New York City
Dep't of Correction, 950 F. Supp. 564, 572 (S.D.N.Y. 1996). However, a
plaintiff can have a property interest in contractual employment rights and employment rights otherwise
secured by state law. Ezekwo v. New York City Health & Hosp. Corp., 940
F.2d 775, 783 (2d Cir.1991).
In the complaint filed in this case, Russo alleges that on
November 4, 1997, Flaherty told Russo that Croughwell had ordered Flaherty to
take Russo's firearm and ordered Russo to be placed on sick [*224] leave until
the results of the drug test taken that day were received. Complaint
(3:97cv2380, Dkt. No. 1) at PP16, 19. The complaint further alleges that
Croughwell changed his mind and allowed Russo to report to work in a limited
capacity or to voluntarily use sick leave. Id. P27. Drawing all inferences in
favor of the plaintiff, such allegations state a due process claim upon which
relief can be granted. Russo may be able to demonstrate that, based on his
contract or on some other basis, he had a property interest in the type of work
he did prior to the drug test and such interest could not be denied by limiting
that work without due process. The court therefore does not find that it
appears beyond doubt that the plaintiff can prove no set of facts by which to
establish that he had a property right in his position in the police
department.
The
defendants next argue that the due process claim should be dismissed because
Russo has not exhausted his administrative remedies and, therefore, the court
lacks subject matter jurisdiction. Because the defendants make a factual
challenge to the court's subject matter jurisdiction, the court considers
evidentiary matter in addition to the complaint. 2 James Wm. Moore et
al., Moore's Federal Practice § 12.30[4] (3d ed. 2001).
The
defendants argue that Russo is subject to a collective bargaining agreement
that provides for grievance and arbitration procedures for settling disputes
and sets forth circumstances under which union members can be subjected to drug
testing. See Agreement between the City of Hartford Connecticut and the
Hartford Police Union, Mem. in Supp. of Def.'s Mot. to Dismiss (Dkt. No. 69),
Ex. A. Therefore, he
cannot allege he was deprived of a property right to continue in employment without
due process without first exhausting those grievance and arbitration remedies
available to him. Russo responds that he is not required to exhaust
administrative remedies in this case because he has brought a contemporaneous
claim against the Hartford Police Union alleging breach of duty of fair
representation.
Generally,
a plaintiff in a section 1983 case is not required to exhaust his or her
administrative remedies before bringing suit.
Patsy v. Board of Regents of Florida, 457 U.S. 496, 515, 73 L.
Ed. 2d 172, 102 S. Ct. 2557 (1982). However, the Patsy holding does not apply in a procedural due process
suit if the plaintiff failed to avail himself or herself of the right to be
heard, which is the very right being asserted. Narumanchi v. Bd. of Trustees of Conn. State Univ., 850 F.2d 70,
72 (2d Cir. 1988) (affirming the dismissal of a tenured teacher's Fourteenth
Amendment procedural due process claim because the teacher failed to submit to
his union's grievance procedures, as set forth in a collective bargaining
agreement, after he was suspended without pay); Aronson v. Hall, 707 F.2d 693,
694 (2d Cir. 1983) (per curium) (affirming a district court's dismissal of a
plaintiff's procedural due process claim because "having chosen not to
pursue available administrative review, [plaintiff] is hardly in a position to
claim that such review denied him due process")).
In this
case, Russo is claiming that his right to due process was violated because he
was suspended from his work assignment without due process. Russo does not
dispute that he was subject to the agreement between the City of Hartford and the Hartford Police Union.
Agreement between the City of Hartford Connecticut and the Hartford Police
Union, Mem. in Supp. of Def.'s Mot. to Dismiss (Dkt. No. 69), Ex. A. The
agreement provides a specific grievance procedure for "any grievance or
dispute which may arise between the parties . . . ." Id. at 6. However,
there [*225] is no allegation in the complaint in this case that Russo attempted
to use the grievance procedures available through the collective bargaining
agreement. Thus, he failed to avail himself of the right to be heard, which he
is now claiming was violated.
Russo argues that, because he has filed a claim against the
Hartford Police Union, alleging, inter alia, the Union, in cooperation with the
Hartford Police Department, violated his procedural due process rights by
refusing to challenge Russo's suspension, exhaustion is not required for
jurisdiction. Second Amended Complaint (3:00cv1794) (Dkt. No. 96) at 17-21; see
Vaca v. Sipes, 386 U.S. 171, 185, 17 L. Ed. 2d 842, 87 S. Ct. 903 (1967); 8
James Wm. Moore et al., Moore's Federal Practice § 42.13[4][a] (3d ed. 2001).
The cases that Russo
relies on, however, involve breach of contract claims, not § 1983 claims. Vaca, 386 U.S. at 185 (holding that where
the union "has sole power under the contract to invoke the higher stages
of the grievance procedure, and . . . the employee-plaintiff has been prevented
from exhausting his contractual remedies by the union's wrongful refusal to
process the grievance," the employee may seek judicial enforcement of his
contractual rights.).
Further, Russo asks the court to rely on a separately filed
action to establish jurisdiction in this case. The present action, Russo v.
City of Hartford, was filed on November 10, 1997. It does not name the union as
a defendant, nor does it make any allegations about the collective bargaining
agreement. The action against the union, Russo v. Bailey, was filed on
September 20, 2000. The actions have separate complaints with different factual
and legal allegations. Although the court has consolidated these two actions
and a third action, "consolidation . . . does not merge the suits into a
single cause, or change the rights of the parties, or make those who are
parties in one suit parties in another." Johnson v. Manhattan R. Co., 289
U.S. 479, 496-97, 77 L. Ed. 1331, 53 S. Ct. 721 (1933). Thus, while a
consolidation order may result in a single unit of litigation, such an order
does not create a single case for jurisdiction purposes. See Cella v. Togum
Constructeur Ensemleier en Industrie Alimentaire, 173 F.3d 909, 912 (3d Cir.
1999).
As stated above,
Russo does not allege that he attempted to use the grievance procedures
available through the collective bargaining agreement and, therefore, Russo has
not availed himself of the right he now claims was violated. The court thus
grants the motion to dismiss as to the procedural due process claim for lack of
subject matter jurisdiction, without prejudice to replead if a factual
and legal basis exists to do so.
3. Breach of Contract
The sixth count of Russo's complaint alleges a breach of contract
claim. Croughwell and Flaherty argue that, because they are not parties to the
collective bargaining agreement, they cannot be held liable for allegedly
breaching the agreement. Russo responds that, although the complaint states
that the collective bargaining agreement is between the Hartford Police
Department and the Hartford Police Union, the agreement provides that the chief
of police and other officers can act as designated representatives of the city
in grievance proceedings. While discovery may demonstrate otherwise, drawing
all inferences in Russo's favor, the court finds that Russo has not failed to
state a breach of contract claim against Croughwell and Flaherty because the
agreement may provide that either could be a representative for the city.
[*226] All
defendants argue that the breach of contract claim should be dismissed for lack
of subject matter jurisdiction because, as with his procedural due process
claim, Russo has failed to exhaust his administrative remedies under the
collective bargaining agreement. As the court found with regard to the
procedural due process claim, Russo has not alleged in this action that he
attempted to exhaust the grievance procedures in the collective bargaining
agreement. See Daley v. City of Hartford, 215 Conn. 14, 23, 574 A.2d 194
(1990) (citing Vaca, 386 U.S. at 184). Therefore, he has not alleged a breach
of duty of fair representation against the union and cannot rely on such an
allegation to commence an action against the employer. Vaca, 386 U.S. at 184. The defendants' motion to
dismiss the breach of contract claim in the sixth count of the complaint is
granted, without prejudice to replead if a factual and legal basis
exists to do so.
4. Intentional Infliction of Emotional Distress
The seventh
count of the complaint alleges a claim for intentional infliction of emotional
distress. Under Connecticut law, to establish a claim of intentional
infliction of emotional distress, a plaintiff must plead and prove that (a)
defendants intended to inflict emotional distress, or knew or should have known
that emotional distress was a likely result of their conduct; (b) defendants'
conduct was extreme and outrageous; (c) defendants' conduct caused the
plaintiff's distress; and (d) the emotional distress sustained by the plaintiff
was severe. Appleton v. Bd. of Educ. of
Town of Stonington, 254 Conn. 205, 210, 757 A.2d 1059 (2000) (citing Petyan v.
Ellis, 200 Conn. 243, 253, 510 A.2d 1337 (1986)).
The defendants argue that Russo has not alleged facts sufficient
to demonstrate that the defendants' conduct was "extreme and
outrageous." Russo responds that he has sufficiently plead a claim of
intentional infliction of emotional distress as to Flaherty and Croughwell, but
withdraws his claim as to the City of Hartford.
The
standard in Connecticut to demonstrate extreme and outrageous conduct is
stringent. Huff v. West Haven
Bd. of Educ., 10 F. Supp. 2d 117, 122 (D.Conn. 1998). "Extreme and outrageous
'conduct is defined as that which exceed[s] all bounds usually tolerated by
decent society, of a nature which is especially calculated to cause, and does
cause, mental distress of a very serious kind.'" Id. (quoting DeLaurentis
v. New Haven, 220 Conn. 225, 267, 597 A.2d 807 (1991)). Mere conclusory
allegations are insufficient as a matter of law to support a cause of action
for intentional infliction of emotional distress. Id. (citing Ruffolo v.
Oppenheimer & Co., Inc., 1991 U.S. Dist. LEXIS 1485, 1991 WL 17857, at *2
(S.D.N.Y. Feb.5, 1991.); Melfi v. City of Danbury, 1993 Conn. Super. LEXIS
2327, 1993 WL 360650, at *2 (Conn.Super.Ct. Sept.8, 1993)).
In this
case, Russo does not allege any facts in support of his intentional infliction
of emotional distress claim. Russo refers the court to paragraphs 30-34
of his complaint to demonstrate that he has stated a claim for emotional
distress. Mem. in Opp. to Mot. to Dismiss (Dkt. No. 106) at 14. The paragraphs
referred to support Russo's invasion of privacy and First Amendment claims
because they allege that Croughwell and Flaherty "set out on a course
and conspiracy to destroy the character
of Mr. Russo" and "disclosed confidential information."
Complaint PP30-31. Presumably, Russo claims that the alleged invasion of
privacy is extreme and outrageous conduct in and of itself. However, his
allegations at these paragraphs, without more, are insufficient to support an
intentional infliction of emotional distress claim. See Huff, 10 F. Supp. 2d at
[*227] 122 (citing Martin v. Citibank, N.A., 762 F.2d 212, 220 (2d Cir.1985)
(construing "extreme and outrageous" under New York law); Parsons v.
United Technologies Corp., Sikorsky Aircraft Div., et al., 243 Conn. 66, 89,
700 A.2d 655 (1997) (plaintiff's conclusory allegations of wrongful,
retaliatory discharge, without more, are insufficient to support a negligent
infliction of emotional distress claim)). Even assuming all of the facts
alleged in the paragraphs to which Russo refers are true, the court does not
find that they establish behavior by the Flaherty or Croughwell that exceeds
all bounds usually tolerated by decent society. Russo has not sufficiently pled
extreme and outrageous conduct in support of his intentional infliction of
emotional distress claim. Accordingly, the defendants' motion to dismiss Russo's claim of
intentional infliction of emotional distress is granted, without
prejudice to replead if a factual and legal basis exists to do so.
5. Second, Third, Eighth, and Ninth Counts of the Complaint
Withdrawn
The court notes that Russo has withdrawn the negligence claim in
the second count of his complaint, the assault and battery claim in the eighth
count of his complaint, and the Americans with Disabilities Act claim in the
ninth count of his complaint as to all defendants. Mem. in Opp. to Mot. to
Dismiss (Dkt. No. 106) at 12, 14. In addition, Russo has withdrawn the third
count of the complaint because it fails to state a cause of action. Id. at 12.
C. Russo v. Bailey, et al. (3:00cv1794 (JCH))
This is a federal civil rights action brought by Russo under 42
U.S.C. § 1983 against state criminal prosecutors, state inspectors, Hartford
police officers and supervisors, the City of Hartford, the Hartford Police
Union, and officers of the Hartford Police Union. The complaint alleges several
federal constitutional and state law violations. In the First Count of the
Second Amended Complaint, Russo
alleges violations of his rights under the Fourth Amendment to the U.S.
Constitution, claiming that (1) the defendants illegally seized records of his
prescription drug transactions from various pharmacies without a search
warrant; (2) the defendants illegally arrested him without probable cause
pursuant to a "falsified" warrant; and (3) the defendants maliciously
prosecuted him for the charged state criminal offenses. In the Second
Count of the Second Amended Complaint, Russo alleges that the same acts
violated his rights to substantive due process, procedural due process, and
equal protection under the Fourteenth Amendment to the U.S. Constitution. In
the Third Count, Russo alleges that Chief Rudewicz violated his First and
Fourteenth Amendment rights by failing to reinstate him after the criminal
charges were dropped. In the Fourth Count, Russo alleges that various union
officers and the Hartford Police Union violated his First and Fourteenth
Amendment rights by failing to advocate on his behalf. In the Fifth Count,
Russo alleges that the City of Hartford violated his constitutional rights
because the acts of various police supervisors became the policy of the City.
In the Sixth Count, Russo alleges he was falsely arrested by the defendants in
violation of his rights under Connecticut common law. In the Seventh and Ninth
Counts, Russo raises common law claims sounding in malicious prosecution and
intentional infliction of emotional distress. In the Eighth Count, Russo
alleges that the Hartford Police Union
breached its duty of fair representation.[*228]
1. State Defendants [Dkt. No. 77]
Russo names several state prosecutors and inspectors in their
individual and official capacities ("state defendants"). The state
defendants include John Bailey, James Thomas, Herbert Carlson, Jr., Joan
Alexander, Joseph Hammick, Lawrence Skinner, and Stephen Kumnick. The state
defendants have moved to dismiss the counts of the complaint in which they are
named, counts one, two, six, seven, and nine.
a. Abstention
The state defendants argue that, under Younger v. Harris, 401 U.S.
37, 27 L. Ed. 2d 669, 91 S. Ct. 746 (1971), the court should abstain from
proceeding until the underlying state criminal charges against Russo are
finally resolved. Russo responds that abstention is not appropriate because he
is not asking the court to enjoin a state criminal proceeding and because, at
the time this action was filed, the criminal charges against Russo had been
dismissed. n4
Because Congress, and not the judiciary, determines the scope of
federal jurisdiction within constitutionally permissible bounds, a federal
court has no authority to abstain from the exercise of jurisdiction that has
been properly conferred. New Orleans
Public Service, Inc. v. Council of New Orleans, 491 U.S. 350, 357-60, 105 L.
Ed. 2d 298, 109 S. Ct. 2506 (1989). This obligation to adjudicate claims within
the federal courts' jurisdiction is "virtually unflagging." Id. at
359 (citing Deakins v. Monaghan, 484 U.S. 193, 203, 98 L. Ed. 2d 529, 108 S.
Ct. 523 (1988)). However, because federal courts do have discretion in
determining whether to grant certain types of relief, abstention is appropriate
in a few carefully defined situations. See id. Abstention remains, however,
"the exception, not the rule. The doctrine of abstention ... is an
extraordinary and narrow exception to the duty of a District Court to
adjudicate a controversy properly before it...."' Colorado River Water
Conservation Dist. v. United States, 424 U.S. 800, 813, 47 L. Ed. 2d 483, 96 S.
Ct. 1236 (1976) (quoting County of Allegheny v. Frank Mashuda Co., 360 U.S.
185, 188, 3 L. Ed. 2d 1163, 79 S. Ct. 1060 (1959)). Therefore, "abstention
rarely should be invoked." Ankenbrandt v. Richards, 504 U.S. 689, 705, 119
L. Ed. 2d 468, 112 S. Ct. 2206 (1992).
Younger abstention arose primarily from "the notion of
comity, 'that is, a proper respect for state functions . . . and a continuance
of the belief that the National Government will fare best if the States and
their institutions are left free to perform their separate functions in their
separate ways." Younger, 401 U.S. at 44. Thus, Younger abstention reflects
"a strong federal policy against federal-court interference with pending
state judicial proceedings absent
extraordinary circumstances." Middlesex County Ethics Comm'n v. Garden
State Bar Ass'n, 457 U.S. 423, 431, 73 L. Ed. 2d 116, 102 S. Ct. 2515 (1982).
Abstention under Younger is appropriate only where: (1) there are ongoing state
proceedings that are judicial in nature; (2) the state proceedings implicate
important state interests; and (3) the state proceedings afford an adequate
opportunity to raise the federal claims.
Id. at 432; CECOS Int l, Inc. v. Jorling, 895 F.2d 66, 70 (2d Cir.
1990). Even in the presence of the necessary predicates for Younger abstention,
abstention is not [*229] appropriate if the state proceedings are being
undertaken in bad faith, or if there are other extraordinary circumstances,
such as where the state proceedings are based on a flagrantly unconstitutional
statute. Middlesex, 457 U.S. at 435.
As an initial matter, the court finds that the first two prongs
necessary for Younger abstention are met. First, the criminal proceeding was
pending when Russo filed the present action.
Huffman v. Pursue, 420 U.S. 592, 613, 43 L. Ed. 2d 482, 95 S. Ct. 1200
(1975) (holding that state court proceedings are "pending" within the
meaning of Younger not only while they are before state trial courts, but also
over the course of direct review within the state court system). Second, an
ongoing prosecution implicates important state interests. Davis v. Lansing, 851
F.2d 72, 76 (1988); see also Middlesex, 457 U.S. at 432.
The issue is thus whether Russo has an avenue open for review of
his constitutional claims in state court and, if he does, whether other
extraordinary circumstances warrant federal court jurisdiction regardless.
Russo seeks both injunctive relief and money damages for alleged § 1983
violations. While the Second Amended Complaint seeks injunctive relief, it does
not specify the type of injunction sought. In his Memorandum in Opposition to
City Defendants 'Motion to Dismiss, Russo states that he 'is not seeking an
injunction which would prevent the state from prosecuting the Plaintiff
following the State Supreme Court's resolution of the appeal." Mem. in Opp.
to City Def.'s Mot. to Dismiss (Dkt. No. 86) at 8. However, Russo does not
indicate what specific injunctive relief is sought. Younger abstention is
required "unless it plainly appears that the federal claims cannot be
determined in the state proceeding." Kirschner v. Klemons, 225 F.3d 227,
235 (2d Cir. 2000) (internal quotations omitted) (citing Middlesex, 457 U.S. at
435 (implying that would-be federal plaintiff facing Younger doctrine bears
burden of demonstrating that the claim cannot be adjudicated in the state
proceeding)). Because the court cannot find that it plainly appears that the
federal claims cannot be determined in the state proceeding, Younger abstention
applies. Russo does not argue that there are extraordinary circumstances in
this case to overcome Younger abstention. Therefore, the court grants the state
defendants' motion to dismiss the § 1983 claims for injunctive relief, without
prejudice to replead if a factual and legal basis exists to do so.
Russo's claims for damages require a separate analysis. The
Second Circuit has held that "when money damages, as opposed to equitable
relief, are sought, it is less likely that unacceptable interference with the
ongoing state proceeding, the evil against which Younger seeks to guard, would
result from the federal court's exercise of jurisdiction." Kirschner v.
Klemons, 225 F.3d 227, 238 (2d Cir. 2000). Accordingly, "abstention and
dismissal are inappropriate when damages are sought, even when a pending state
proceeding raises identical issues and we would dismiss otherwise identical
claims for declaratory and injunctive relief, but . . . a stay of the action
pending resolution of the state proceeding may be appropriate." Id.
(citing Giulini v. Blessing, 654 F.2d 189, 192-94 (2d Cir. 1981)); accord Rivers
v. McLeod, 252 F.3d 99, 101 (2d Cir.
2001) (holding that principles of abstention under Younger did not bar the
district court from considering the plaintiff's claim because application of
the Younger doctrine is inappropriate where the litigant seeks money damages
for an [*230] alleged violation of § 1983). n5 The court thus finds that
Younger abstention is not appropriate with respect to Russo's claims for money
damages under § 1983.
In addition, the court does not find it necessary to stay the present
case pending the outcome of the appeal in the state criminal case. The decision
as to whether to stay a federal action on the ground that there is a related
action pending in a state court is committed to the sound discretion of the
district court. United States v. Pikna,
880 F.2d 1578, 1582 (2d Cir. 1989) (citing Moses H. Cone Memorial Hospital v.
Mercury Construction Corp., 460 U.S. 1, 74 L. Ed. 2d 765, 103 S. Ct. 927
(1983); Colorado River Water Conservation District v. United States, 424 U.S.
800, 47 L. Ed. 2d 483, 96 S. Ct. 1236 (1976). "In determining whether or
not to grant such a stay, the district court should consider such factors as
(1) whether the controversy involved a res over which one of the courts has
assumed jurisdiction, (2) whether one forum is more inconvenient than the other
for the parties, (3) whether staying the federal action will avoid piecemeal
litigation, (4) whether one action is significantly more advanced than the
other, (5) whether federal or state law provides the rule of decision, and (6)
whether the federal plaintiff's rights will be protected in the state
proceeding." Id. No one factor is determinative, and the weight to be
given to each may vary substantially from case to case. Further, the
presumption in favor of exercising jurisdiction dictates that "the facial
neutrality of a factor is a basis for retaining jurisdiction, not for yielding
it." Woodford v. Community Action Agency of Greene County, Inc., 239 F.3d
517, 522 (2d Cir.2001).
Considering the issues raised in this federal case and the state
criminal case, the court concludes the federal action should not be stayed at
this time pending the outcome of the state appeal. With regard to the six Pikna
factors, only numbers three, five, and six have any real bearing on the instant
motion. With regard to the third factor, the issue of whether the
pharmaceutical records were illegally seized is one of many issues in the
federal case. Therefore, staying the federal proceeding will not avoid
piecemeal litigation because this court would still need to hear the remaining
issues. With regard to the fifth factor, federal law controls the decision in
the federal case as the issue raises federal constitutional questions. While
the state appeal may involve state rules of evidence, such issues do not bear
on the federal case. Finally, with regard to the sixth factor, as the court has
already noted, the state criminal appeal does not protect Russo's federal right
to obtain money damages for a Section 1983 claim. Therefore, because the
factors weigh in favor of maintaining jurisdiction, the court denies the state
defendants 'request to stay the federal proceeding pending the outcome of the
state criminal case.
b. Immunity from Liability in Official Capacities
The state defendants argue that, under the Eleventh Amendment to
the U.S. Constitution, the court lacks subject matter jurisdiction over any
claims for money damages brought against them in their official capacities.
Russo indicates in his [*231] memorandum in opposition that he withdraws all
claims against the state defendants for actions taken in their official
capacities. Mem. in Opp. to City Def.'s Mot. to Dismiss (Dkt. No. 86) at 9.
Therefore, the motion to dismiss on this ground is denied as moot.
c. Absolute Prosecutorial Immunity
The state prosecutorial defendants, Bailey, Thomas, Carlson,
Jr., and Alexander, argue that they are entitled to absolute prosecutorial
immunity. Russo responds that the state prosecutorial defendants are not entitled
to absolute immunity because they were engaged in administrative or
investigatory functions when they committed the alleged acts.
A prosecutor is absolutely immune from claims for damages
arising out of prosecutorial duties that are "intimately associated with
the judicial phase of the criminal process."' Kalina v. Fletcher, 522 U.S.
118, 125, 139 L. Ed. 2d 471, 118 S. Ct. 502 (1997) (quoting Imbler v. Pachtman,
424 U.S. 409, 430, 47 L. Ed. 2d 128, 96 S. Ct. 984 (1976)). "The granting
or denial of absolute immunity depends more . . . on the function being
performed than on the office of the defendant, and the absolute immunity
accorded a prosecuting attorney is extended only so far as is necessary to the
effective functioning of the judicial process."' Day v. Morgenthau, 909
F.2d 75, 77 (1990) (quoting Robison v. Via, 821 F.2d 913, 918 (2d Cir. 1987)).
Prosecutors surrender their absolute immunity when they assume responsibility
for directing police investigations.
Burns v. Reed, 500 U.S. 478, 495, 114 L. Ed. 2d 547, 111 S. Ct. 1934
(1991). "When a prosecutor is engaged in administrative or investigative
activities, he is entitled only to qualified immunity, which requires a showing
that his acts were objectively reasonable." Day, 909 F.2d at 77.
Russo has alleged that the state prosecutorial defendants
violated his constitutional rights while performing investigative functions.
Russo alleges that Skinner, Alexander, Thomas, Carlson, and Hammick met with
investigators and that "defendant Thomas decided to have the plaintiff
arrested without probable cause and approved the warrant." Second Amended
Complaint (Dkt. No. 96) at 9 P41. Russo further alleges that "members of
the HPD and State's Attorney's Office . . . continued to pursue the illegal
criminal investigation of the Plaintiff" and that "the Hartford
State's Attorney's Office continued to receive information regarding the
criminal investigation of the Plaintiff from the DEA and the HPD. Id. at 9
PP44, 46. Russo has thus plead that the prosecutorial defendants were engaged
in investigative activities. While the distinction between prosecutorial and
investigative activities can be a difficult one to make and further evidence
may demonstrate that some, if not all, of the state prosecutorial defendants
engaged only in prosecutorial activities, the court finds Russo's allegations sufficient to survive
the motion to dismiss. The court therefore denies the motion to dismiss
on absolute immunity grounds without prejudice to renew the affirmative defense
should the facts support it.
d. Second Count: Fourteenth Amendment Due Process Claims
In the Second Count of the Second Amended Complaint, Russo
alleges that the state and police defendants violated the Fourteenth Amendment
to the U.S. Constitution by violating his substantive due process rights, his
procedural due process rights, his property rights in employment, and his right
to equal protection of the laws. The state defendants argue that Russo fails to
state a claim under the [*232] Fourteenth Amendment's Due Process Clause
because his claims are for false arrest and malicious prosecution, which must
be adjudicated under the Fourth Amendment. Russo does not dispute the state
defendants 'argument as to any of the Fourteenth Amendment claims.
With regard to the substantive due process claim, "where a
particular amendment provides an explicit textual source of constitutional
protection 'against a particular sort of government behavior, that Amendment,
not the more generalized notion of substantive due process, must be the guide
for analyzing these claims."' Albright v. Oliver, 510 U.S. 266, 273, 127
L. Ed. 2d 114, 114 S. Ct. 807 (1994) (quoting Graham v. Connor, 490 U.S. 386,
395, 104 L. Ed. 2d 443, 109 S. Ct. 1865 (1989)). The right not to be arrested
or prosecuted without probable cause has long been a clearly established
constitutional right cognizable under the explicit language of the Fourth
Amendment. Gerstein v. Pugh, 420 U.S.
103, 114, 43 L. Ed. 2d 54, 95 S. Ct. 854 (1975); Brown v. D'Amico, 35 F.3d 97,
99 (2d Cir. 1994). Therefore, the motion to dismiss the substantive due process
claim is granted, without prejudice to replead if a factual and legal basis
exists to do so.
With regard to the procedural due process claim, the state defendants
argue that Russo has not made a specific allegation as to the sort of process
to which he was entitled or how such as entitlement was denied him. Absent the
benefit of any argument from Russo, the court agrees. Russo's procedural due
process claim and his claim that he was denied a property right are nothing
more than "bald assertions and conclusions of law[, which] will not
suffice to state a claim." Tarshis v. Riese Org., 211 F.3d 30, 35 (2d Cir.
2000) (citations omitted). A complaint "must contain either direct or
inferential allegations respecting the material elements necessary to sustain a
recovery under some viable legal theory." Telectronics Proprietary, Ltd.
v. Medtronic, Inc., 687 F. Supp. 832, 836 (S.D.N.Y. 1988). Because the complaint
fails to state allegations respecting the material elements of a procedural due
process claim, the state defendants' motion to dismiss such claims is granted,
without prejudice to replead if a factual and legal basis exists to do so.
Similarly, with regard to the equal protection claim, the
complaint does not contain allegations sufficient to support an equal
protection action. The Equal Protection Clause of the Fourteenth Amendment
directs that no state shall "deny to any person within its jurisdiction
the equal protection of the laws." U.S. Const. Amend. XIV, § 1. "The
equal protection clause directs state actors to treat similarly situated people
alike." Giano v. Senkowski, 54 F.3d 1050, 1057 (2d Cir. 1995) (citing
Cleburne v. Cleburne Living Ctr., 473 U.S. 432, 439, 87 L. Ed. 2d 313, 105 S.
Ct. 3249 (1985)). Successful equal protection claims may be brought by a
"class of one," where the plaintiff alleges that he has been
intentionally treated differently from others similarly situated and that there
is no rational basis for the difference in treatment. Village of Willowbrook v.
Olech, 528 U.S. 562, 564-65, 145 L. Ed. 2d 1060, 120 S. Ct. 1073 (2000) (citing
Sioux City Bridge Co. v. Dakota County, 260 U.S. 441, 67 L. Ed. 340, 43 S. Ct.
190 (1923); Allegheny Pittsburgh Coal Co. v. Comm'n of Webster Cty., 488 U.S.
336, 102 L. Ed. 2d 688, 109 S. Ct. 633 (1989)). However, Russo does not allege
that the state defendants treated him differently than others who were
similarly situated, nor does Russo allege any other basis for an equal
protection claim. See, e.g., Pyke v. Cuomo, 258 F.3d 107, 2001 U.S. App. LEXIS
16202, *8, 2001 WL 822327, at *3 (2d Cir. July 20, 2001) ("a plaintiff who
. . . alleges an express racial classification, or alleges that a facially neutral
law or policy has been applied in an intentionally discriminatory race-based
manner, or that [*233] a facially neutral statute or policy with an adverse
effect was motivated by discriminatory animus, is not obligated to show a
better treated, similarly situated group. . .."). Therefore, Russo has
failed to state an equal protection claim and the state defendants 'motion to
dismiss on such grounds is granted, without prejudice to replead if a factual
and legal basis exists to do so.
e. Qualified Immunity
The state defendants argue that they are entitled to qualified
immunity on the first count of the complaint for damages in performance of
discretionary official functions, including the alleged search and seizure of
Russo's pharmaceutical records. "Qualified immunity is 'an entitlement not
to stand trial or face the other burdens of litigation.'" Saucier v. Katz,
150 L. Ed. 2d 272, 121 S. Ct. 2151, 2155 (2001) (quoting Mitchell v. Forsyth,
472 U.S. 511, 526, 86 L. Ed. 2d 411, 105 S. Ct. 2806 (1985)). Because the
privilege is effectively lost if a case is erroneously permitted to go to
trial, "where the defendant seeks qualified immunity, a ruling on that
issue should be made early in the proceedings . . . ." Id.
In analyzing a claim of qualified immunity, the court must first
consider whether, "taken in the light most favorable to the party
asserting the injury, . . . the facts alleged show the . . . conduct violated a
constitutional right[.]" Id. (citing Siegert v. Gilley, 500 U.S. 226, 232,
114 L. Ed. 2d 277, 111 S. Ct. 1789 (1991)). If the court finds that a
constitutional right would have been violated were the allegations established,
the court then considers "whether the right was clearly established."
Id. This inquiry "must be undertaken in light of the specific context of
the case, not as a broad general proposition." Id. "The relevant,
dispositive inquiry in determining whether a right is clearly established is
whether it would be clear to a reasonable [state official] that his conduct was
unlawful in the situation he confronted." 121 S. Ct. at 2156; see also
Anderson v. Creighton, 483 U.S. 635, 640, 97 L. Ed. 2d 523, 107 S. Ct. 3034
(1987).
The state defendants argue that Russo has not alleged facts that
show they violated Russo's constitutional right because Russo cannot
demonstrate that he exhibited an actual subjective expectation of privacy in
the area searched, and that his subjective expectation was one that society is
willing to accept as reasonable. United
States v. Fields, 113 F.3d 313, 320 (2d Cir. 1997). Under Connecticut General
Statutes § 21a-265, federal, state, county, and municipal officers may inspect
prescriptions, orders, and records but may only divulge knowledge of any
prescription in connection with a civil action or criminal prosecution in court
or before a licensing or registration board or officer. Conn. Gen. Stat. §
21a-265. Because of the statute, the state defendants argue, Russo did not have
a reasonable expectation of privacy and, therefore, he cannot demonstrate a constitutional
violation. The state defendants further argue that, even if Russo had a
reasonable expectation of privacy in the records and, if proven, the alleged
actions of the defendants would violate such an expectation, the state
defendants reasonably relied on § 21a-265 in inspecting the records and are,
therefore, entitled to qualified immunity.
Russo
responds that, because a state court found that the search and seizure of his
records was illegal, a constitutional violation occurred. Further, Russo
argues that the defendants 'actions demonstrate they knowingly sought to
circumvent Russo's constitutional rights through the guise of administrative
procedures and thus the [*234] defendants are not entitled to qualified
immunity. Russo's argument
ignores the concern of the immunity inquiry that, even if a constitutional
violation occurs, if the officer's mistake as to what the law required was
reasonable, the officer is still entitled to the immunity defense. Thus,
even though the state court suppressed evidence obtained from the pharmacies in
the state criminal case against Russo, the state defendants are still entitled
to qualified immunity from civil suit if the right was not clearly established,
that is, if it would not have been clear to a reasonable officer that his
conduct was unlawful in the situation he confronted. Saucier, 150 L. Ed. 2d 272, 121 S. Ct. at 2156.
Russo has alleged facts that, if proven, would establish a
constitutional violation of a clearly established right to be free from
unreasonable search and seizure because he has alleged that the defendants
initiated a criminal investigation of Russo, "under the ruse of
investigating [his] physician." Second Amended Complaint (Dkt. No. 96) at
6 P28. Thus, Russo has alleged that the defendants pursued the criminal search
and seizure of the records under the guise of an administrative inspection,
which, if proven, would establish a constitutional violation.
Russo makes no allegation, however, regarding the state
defendants' involvement in the search and seizure of his pharmaceutical
records. The Second Amended Complaint alleges that defendant Kenary, a Hartford
Police Captain, contacted the DEA to initiate the criminal investigation of
Russo under the ruse of investigating Russo's physician. Second Amended
Complaint (Dkt. No. 86) at 6 P28. It further alleges that Kenary, Flaherty, and
Hajdasz, all members of the Hartford Police Department, seized the
pharmaceutical records. Id. at 7 P35. The only allegation regarding the state
defendants 'involvement with the records states that some of the state
defendants relied on the records to issue an arrest warrant for Russo. Russo
does not allege that these defendants had any knowledge of the circumstances
under which the records were obtained. Even if they had such knowledge, the
court finds that the state defendants 'reliance on the records was objectively
reasonable in light of Conn. Gen. Stat. § 21a-265. The state defendants' motion
to dismiss the first count of the complaint for qualified immunity is thus
granted, without prejudice to replead if there is a factual and legal basis to
do so.
f. Sovereign Immunity and Conn. Gen. Stat. § 4-165
The state defendants argue that they are entitled to sovereign
immunity on the pendent state law claims brought against them in their official
capacities and are entitled to immunity from suit under Conn. Gen. Stat. §
4-165 for the state law claims brought against them in their individual
capacities. Russo has withdrawn all claims brought against the state defendants
for actions taken in their official capacities. Mem. in Opp. To City Def.'s
Mot. to Dismiss (Dkt. No. 86) at 9.
Therefore, the state law claims are brought against the state defendants in
their individual capacities only.
Connecticut General Statutes § 4-165 provides in pertinent part:
"no state officer or employee shall be personally liable for damage or
injury, not wanton, reckless or malicious, caused in the discharge of his
duties or within the scope of his employment." Conn. Gen. Stat. § 4-165.
The state defendants argue that Russo has not alleged that the defendants acted
in a "wanton, reckless or malicious" manner sufficient to carry their
actions outside the scope of the statutory immunity provided by § 4-165.
[*235] In order to establish
that the defendants 'conduct was wanton, reckless, wilful, intentional and
malicious, the plaintiff must prove, on the part of the defendants, the
existence of a state of consciousness with reference to the consequences of
one's acts.... [Such conduct] is more than negligence, more than gross
negligence.... In order to infer it, there must be something more than a
failure to exercise a reasonable degree of watchfulness to avoid danger to
others or to take reasonable precautions to avoid injury to them.... It is such
conduct as indicates a reckless disregard of the just rights or safety of
others or of the consequences of the action.... [In sum, such] conduct tends to
take on the aspect of highly unreasonable conduct, involving an extreme
departure from ordinary care, in a situation where a high degree of danger is
apparent....
Shay v. Rossi, 253 Conn.
134, 181, 749 A.2d 1147 (2000) (quoting Dubay v. Irish, 207 Conn. 518, 532-33,
542 A.2d 711 (1988) (internal quotation marks omitted)). The complaint in this
case does not allege a "'state of consciousness regarding the consequences
of the [state] defendants 'actions."' Carroll v. Killingly, 2000 Conn.
Super. LEXIS 2728, *12, 2000 WL 1682541, at *4 (Conn. Super. Oct. 10, 2000)
(quoting Shay, 253 Conn. at 182). The Second Amended Complaint alleges that (1)
Kumnick and Bailey notified others of the FBI probe; (2) Bailey sent Croughwell
a memo detailing Russo's conversation with Kumnick; (3) several of the state
defendants met with the DEA and members of the Hartford Police Department
before issuing an arrest warrant for Russo; (4) the state defendants pursued an
illegal criminal investigation of Russo; and (5) the state defendants continued
to receive information regarding the investigation after the case was
transferred. The complaint does not allege that the state defendants intended
to injure Russo or had improper or self-serving motives. See Shay, 253 Conn. at
174; Antinerella v. Rioux, 229 Conn. 479, 497, 642 A.2d 699 (1994). The court therefore
finds that Conn. Gen. Stat. § 4-165 applies and the state defendants are immune
from liability under Connecticut state law for actions taken in their
individual capacities. The state defendants 'motion to dismiss the state law
claims in the sixth, seventh, and ninth counts against them is thus granted,
without prejudice to replead if there is a factual and legal basis to do so.
The state defendants 'motion to dismiss each of the counts of
the Second Amended complaint in which they are named, counts one, two, six,
seven, and nine is thus granted. n6
2. Police Defendants [Dkt. No. 81]
Russo names several members of the Hartford Police Department in
his complaint. The police defendants include Joseph Croughwell, Jeffrey
Flaherty, David Kenary, Daryl Roberts, Christopher Lyons, Robert Lawlor, James
Rovella, Charles Lilley, and Robert Rudewicz. The [*236] police defendants have
moved to dismiss Counts One, Two, and Three of Russo's Second Amended Complaint
as those counts apply to them.
a. Qualified Immunity
The police defendants adopt the arguments of the state
defendants in alleging that they are entitled to qualified immunity from the
allegations in Count One of the Second Amended Complaint that they violated
Russo's Fourth Amendment rights to be free from unreasonable searches and
seizures. Russo similarly adopts the response he made to the state defendants
'motion to dismiss on qualified immunity grounds.
Unlike the
allegations regarding the state defendants, the Second Amended Complaint
alleges that the police defendants were involved in the search and seizure of
the records. Such allegations are sufficient to establish a claim that the
police defendants violated Russo's clearly established Fourth Amendment rights
and were not objectively reasonable in committing such violations. The
Second Amended Complaint alleges that defendant Kenary, a lieutenant in the
Hartford Police Department, contacted the DEA to initiate a criminal
investigation of Russo, "under the ruse of investigating Plaintiff's
physician." Second Amended Complaint (Dkt. No. 86) at 6 P28. The complaint
further alleges that the criminal investigation was initiated in retaliation
for Russo's assistance with the federal investigation of the Hartford Police
Department. Id. at 6-9. Taken in the light most favorable to Russo, Russo has
alleged that the defendants were knowingly involved in a staged investigation
of Russo's physician in order to investigate Russo's records. If proven, such a
mistake would not be objectively reasonable, and the defendants would not be
entitled to qualified immunity for the unconstitutional search and seizure of
Russo's records. The court thus denies the police defendants 'motion to dismiss
the first count of the complaint on qualified immunity grounds.
The court notes, however, that, because the complaint does not
specify each police defendant's role in the search and seizure of records,
further facts may demonstrate that some or all of the police defendants were
objectively reasonable and are entitled to qualified immunity. The court
therefore denies the motion without prejudice to renew the qualified immunity
argument should discovery uncover further facts tending to prove the defendants
are entitled to such a defense.
b. Fourteenth Amendment Due Process Claims
The police defendants adopt the arguments of the state
defendants regarding the due process claims made in the Second Count of the
Second Amended Complaint. Russo does not dispute the defendants 'arguments. For
the reasons discussed above, the court finds that Russo has failed to state a
substantive or procedural due process or equal protection claim against the
police defendants in the Second Count of his complaint. For the same reasons,
the court further finds that Russo has failed to state an equal protection
claim against Rudewicz in the Third Count of the Second Amended Complaint. The
court grants the police defendants motion to dismiss the Second Count and the
equal protection claim in the Third Count of the Second Amended Complaint with
regard to the police defendants, without prejudice to replead such counts if a
factual and legal basis exists to do so.
c. Due Process Claim Against Defendant Rudewicz
The police defendants argue that the due process claim against
Rudewicz in the [*237] Third Count of the Second Amended Complaint should be
dismissed because Russo failed to exhaust his administrative remedies under the
Collective Bargaining Agreement and, therefore, the court lacks subject matter
jurisdiction. Russo responds that he does not need to exhaust his
administrative remedies because his claims against Rudewicz are not based on a
violation of the collective bargaining agreement but on constitutional
violations detailed in the complaint. As discussed above, however, Russo has
not made a specific allegation as to the sort of process to which he was
entitled or how such as entitlement was denied him. To the court's knowledge,
the only process available to Russo to protect his position is the grievance
procedure in the Collective Bargaining Agreement. If Russo is not challenging
this procedure, then he has failed to allege facts sufficient to support a
procedural due process claim. The court therefore grants the police defendants'
motion to dismiss the Third Count of the Second Amended Complaint.
3. City of Hartford [Dkt. Nos. 83, 70] n7
In the Fifth Count of the Second Amended Complaint, Russo
alleges that the City of Hartford violated his constitutional rights by failing
to promulgate and enforce policies regarding personnel actions and discipline
of officers, failing to supervise Russo's supervisors in the performance of
their duties, and failing to take appropriate action against such supervisors
when Russo complained. The City of Hartford moves to dismiss the Fifth Count of
the Second Amended Complaint because it
fails to state a claim upon which relief can be granted and because the court
should abstain from proceeding in this case until the underlying criminal
matter is finally resolved. n8
a. Failure to State a Claim
In both its motion to dismiss the Amended Complaint [Dkt. No.
70] and its motion to dismiss the Second Amended Complaint [Dkt. No. 83], the
City argues, as it does in the Russo v. City of Hartford case, that Russo fails
to state a claim under § 1983 because he fails to allege that a City of
Hartford policy or custom caused his alleged constitutional harm.
As discussed above, in order for a municipality to be liable
under § 1983, a plaintiff is required to plead and prove the existence of an
official policy or custom that causes the plaintiff to be subjected to a denial
of a constitutional right. Zahra v.
Town of Southold, 48 F.3d 674, 685 (2d Cir. 1995). However, "an 'official
policy' within the meaning of Monell [can] be inferred from informal acts or
omissions of supervisory municipal officials," Turpin v. Mailet, 619 F.2d
196, 200 (2d Cir. 1980), and a single decision by "municipal policy
makers" can be sufficient to impose liability. Pembaur v. City of Cincinnati, 475 U.S. 469, 480, 89 L. Ed. 2d
452, 106 S. Ct. 1292 (1986).
As the court found in the Russo v. City of Hartford case, Russo
has stated a § 1983 claim against the City in this case. Russo alleges that
Croughwell was the Chief of Police for the Hartford Police [*238] Department
during the times material to the complaint and that his actions became the
custom, decisions, and policy of the City of Hartford. Drawing all inferences
in Russo's favor, the court finds that Russo could establish that Croughwell
was the municipal policy maker with regard to alleged constitutional
deprivations. The court therefore denies the City's motion to dismiss for
failure to state a claim. n9
b. Failure to Exhaust
The City additionally argues in its motion to dismiss the
Second Amended Complaint [Dkt. No. 83] that, to the extent Russo brings a cause
of action which is either based on breach of or dependent upon the terms of a
collective bargaining agreement, he has failed to exhaust his administrative
remedies and the court lacks jurisdiction. As stated above, generally, a
plaintiff in a section 1983 case is not required to exhaust his or her
administrative remedies before bringing suit.
Patsy v. Board of Regents of Florida, 457 U.S. 496, 515, 73 L. Ed. 2d
172, 102 S. Ct. 2557 (1982). However, the Patsy holding does not apply in a
procedural due process suit if the plaintiff failed to avail himself or herself
of the right to be heard, which is the very right being asserted. Narumanchi v. Bd. of Trustees of Conn. State
Univ., 850 F.2d 70, 72 (2d Cir. 1988); Aronson v. Hall, 707 F.2d 693, 694 (2d
Cir.1983) (per curium). Therefore, the City's exhaustion argument could only
apply to a procedural due process claim. Russo does not allege a procedural due
process claim in the Fifth Count of the Second Amended Complaint. n10
Therefore, the court denies the City's motion to dismiss for lack of subject
matter jurisdiction.
c. Abstention
In its motion to dismiss the Second Amended Complaint [Dkt. No.
83], the City adopts the abstention argument made by the state defendants. For
the reasons discussed above, the court grants the motion to dismiss on
abstention grounds as to any claims for injunctive relief, but denies the
motion as to any claims for money damages.
4. Union Defendants [Dkt. No. 74]
In the Second Amended Complaint, Russo alleges that: (1) the Hartford Police Union, as
well as Lawrence Reynolds, Michael Wood, and Thomas Hardwick, officers of the
Union, violated Russo's constitutional rights pursuant to 42 U.S.C. § 1983; (2)
the Union breached its duty of fair representation to Russo; and (3) the Union
officers violated state common law principles of intentional infliction of
emotional distress. The union defendants have filed a motion to dismiss
the constitutional claims for failure to state a claim and the breach of duty
claim for lack of subject matter jurisdiction. n11
[*239] First, the union defendants argue that Russo has failed
to state a claim against them under § 1983. To the extent that Russo alleges
that the union defendants violated Russo's rights by failing to advocate on his
behalf, the court finds that Russo has failed to state a claim. Russo has not
alleged that the union defendants were acting under the color of state law, as
required by 42 U.S.C. § 1983. However, the court finds that Russo has cured the
deficiency identified by the union defendants in the Amended Complaint, in
which Russo did not allege an agreement between the police defendants and the
union defendants. Russo states a claim for conspiracy under § 1983 in the
Second Amended Complaint because he alleges that the inaction of the union
defendants "was in furtherance of an implicit agreement between the
Hartford Police Department Defendants and the Union Defendants to prevent
Plaintiff's return to duty." Second Amended Complaint (Dkt. No. 96) at 19,
P15.
The union
defendants argue that the court lacks subject matter jurisdiction over Russo's
breach of fair representation claim because Russo failed to exhaust his
administrative remedies available under the collective bargaining agreement.
Russo responds that the court should not require him to exhaust intra-union
remedies prior to bringing suit against the union because doing so would be
unreasonable and futile.
"There exists an important exception to the requirement
that the employee exhaust his contractual remedies. An employee may escape a
defense based on his failure to exhaust, as well as avoid the exclusive nature of
the contract remedies, 'provided the employee can prove that the union as
bargaining agent breached its duty of fair representation in its handling of
the employee's grievance.'" Johnson v. General Motors, 641 F.2d 1075, 1085
(2d Cir.1981) (quoting Vaca v. Sipes, 386 U.S. 171, 186, 17 L. Ed. 2d 842, 87
S. Ct. 903 (1967)). The
court finds that Russo has alleged that the union breached its duty of fair
representation in its handling of his grievance. The court therefore denies the
motion to dismiss the Eighth Count in the Second Amended Complaint for lack of
subject matter jurisdiction. The motion is denied without prejudice to
renew if appropriate.
D. Russo v. Marquis, et al. (3:00cv2382 (JCH))
In this action, Russo alleges that the City of Hartford and
Bruce Marquis, the Hartford Chief of Police, violated Russo's right to redress
without retaliation under the First Amendment to the U.S. Constitution and his
rights to equal protection, substantive due process, and procedural due process
under the Fourteenth Amendment to the U.S. Constitution. The complaint further
alleges that the defendants intentionally discriminated against him in
violation of the Americans with Disabilities Act ("ADA") and the
Connecticut Fair Employment Practices Act ("CFEPA"). [*240] The
defendants have jointly moved to dismiss the action. Motion to Dismiss (Dkt.
No. 79). In his Memorandum in Opposition to Defendants' Joint Motion to
Dismiss, Russo withdraws the ADA and CFEPA claims with respect to all
defendants. Thus, the only remaining claims are the constitutional claims in
the First and Second Counts of the Complaint.
1. Failure to State a First Amendment Claim
The
defendants argue that the First Amendment claims made in the First and Second
Counts of the Complaint should be dismissed because Russo fails to allege that
the petition to the government, in the form of a lawsuit, touched upon a matter
of public concern. Russo responds that he has stated a retaliation claim
because he alleges that the actions taken by the defendants were in retaliation
for Russo's participation in a federal corruption probe of the defendants,
which is a matter of public concern because Marquis is a public official and
the City is a public entity.
The First Amendment prohibits government interference with the
right to "petition the government for a redress of grievances." U.S.
Const., Amend. I. The rights of access to the courts is one right protected by
the Petition Clause of the First Amendment. California Motor Transport Co. v.
Trucking Unlimited, 404 U.S. 508, 510, 30 L. Ed. 2d 642, 92 S. Ct. 609 (1972).
"Although the right to petition and the right to free speech are separate
guarantees, they are related and generally subject to the same constitutional
analysis." Wayte v. United States, 470 U.S. 598, 610 n. 11, 84 L. Ed. 2d
547, 105 S. Ct. 1524 (1985) (citing NAACP v. Claiborne Hardware Co., 458 U.S.
886, 911-915, 73 L. Ed. 2d 1215, 102 S. Ct. 3409 (1982)); White Plains Towing
Corp. v. Patterson, 991 F.2d 1049, 1059 (2d Cir. 1993). Thus, a plaintiff must
establish that he petitioned the government as a citizen on a matter of public
concern and that the petition was at least a "substantial" or
"motivating" factor in the adverse employment action. White Plains, 991 F.2d at 1058-59 (citing
Mt. Healthy City School District Board of Education v. Doyle, 429 U.S. 274,
287, 50 L. Ed. 2d 471, 97 S. Ct. 568 (1977)).
Russo has failed to allege that he petitioned the government as
a citizen on a matter of public concern. He argues that he makes such an
allegation by stating "defendant's actions were in retaliation to
plaintiff filing a civil rights lawsuit and because of plaintiff's work as an
informant for the federal government investigating corruption in the Hartford
Police Department." Complaint (Dkt. No. 1) at 4 P17. Russo argues that cooperation in
corruption probes is automatically a matter of public concern. However, Russo
does not allege that his petition to the government through the lawsuit he
filed was a matter of public concern or, alternatively, that the right to
participate in the corruption probe is somehow protected by the First
Amendment. Because Russo has failed to state a First Amendment claim, the
defendants' motion to dismiss the First Amendment claims in the First and Second
Counts is granted without prejudice to replead if a factual and legal
basis exists to do so.
2. Failure to Exhaust
The defendants argue that the First and Second Counts of the
Complaint should be dismissed in their entirety because Russo has failed to
exhaust his administrative remedies under the Collective Bargaining Agreement.
Russo responds that, because he has alleged the breach of a statutory duty of
fair representation by the Union in Russo v. Bailey, he may circumvent the
exhaustion doctrine. In the alternative, Russo argues that the court should not
[*241] apply the exhaustion doctrine because the intra-union remedies would
have been inadequate, futile, and unreasonable under the circumstances.
As discussed above, a plaintiff in a section 1983 case is not
generally required to exhaust his or her administrative remedies before
bringing suit. Patsy v. Board of Regents of Florida, 457 U.S. 496, 515, 73 L.
Ed. 2d 172, 102 S. Ct. 2557 (1982). However, the Patsy holding does not apply
in a procedural due process suit if the plaintiff failed to avail himself or
herself of the right to be heard, which is the very right being asserted. Narumanchi v. Bd. of Trustees of Conn. State
Univ., 850 F.2d 70, 72 (2d Cir. 1988); Aronson v. Hall, 707 F.2d 693, 694 (2d
Cir.1983) (per curium). Thus, the defendants' exhaustion argument can apply to
the procedural due process claims against them but not the substantive due
process or First Amendment claims.
While, as the court noted above, a consolidation order does not
create a single case for jurisdiction purposes, the complaint in this case,
unlike the complaint in Russo v. City of Hartford, refers to the collective
bargaining agreement and the action against the union for its breach of duty of
fair representation. Thus, Russo has alleged a breach of the union's duty of
fair representation. A "wrongfully discharged employee may bring an action
against his employer in the face of a defense based upon the failure to exhaust
contractual remedies, provided the employee can prove that the union as
bargaining agent breached its duty of fair representation in its handling of
the employee's grievance." Vaca v. Sipes, 386 U.S. 171, 186, 17 L. Ed. 2d
842, 87 S. Ct. 903 (1967). In addition, the Supreme Court has also noted that
"in a § 1983 action, an arbitration proceeding cannot provide an adequate
substitute for a judicial trial." McDonald v. City of West Branch,
Michigan, 466 U.S. 284, 292, 80 L. Ed. 2d 302, 104 S. Ct. 1799 (1984). Thus,
although Vaca involved a breach-of-contract claim, the interest in protecting a
plaintiff's right to redress his grievances and not leave him remediless is
even stronger in a § 1983 claim. Therefore, the court denies the defendants'
motion to dismiss for lack of subject matter jurisdiction due to failure to
exhaust administrative remedies.
With regard to Russo v. City of Hartford, 3:97cv2380, the
defendants' motions to dismiss [Dkt. Nos. 66, 68] are GRANTED IN PART and
DENIED IN PART. All defendants' motions to dismiss the procedural due process
claim in the First Count of the Complaint are GRANTED. The city defendant's
motion to dismiss the remainder of the First Count of the Complaint is DENIED.
All defendants' motions to dismiss the Sixth Count of the Complaint are GRANTED
for lack of subject matter jurisdiction. All defendants' motions to dismiss the
Seventh Count of the Complaint are GRANTED for failure to state a claim. The
plaintiff withdraws the Second, Third, Eighth, and Ninth Counts of the
Complaint.
With regard to Russo v. Bailey, 3:00cv1794, defendants' motions
to dismiss [Dkt. Nos. 70, 74, 77, 81, 83] are GRANTED IN PART and DENIED in
part. All defendants' motions to dismiss the plaintiff's 42 U.S.C. § 1983
claims seeking injunctive relief are GRANTED. All defendants' motions to
dismiss the plaintiff's 42 U.S.C. §
1983 claims seeking for money damages are DENIED. All defendants' motions to
stay the proceedings pending an outcome of the state criminal case are DENIED.
The state defendants' motion to dismiss [Dkt. No. 77] the claims
against them pursuant to the Eleventh Amendment is DENIED [*242] AS MOOT. The
state prosecutors' motion to dismiss the claims against them due to absolute
immunity is DENIED. The state defendants' motion to dismiss the Second Count of
the Second Amended Complaint is GRANTED. The state defendants' motion to
dismiss the First, Sixth, Seventh, and Ninth Counts of the Second Amended
Complaint on immunity grounds is GRANTED.
The police defendants' motion to dismiss [Dkt. No. 81] the First
Count of the Second Amended Complaint on the basis of Qualified Immunity is
DENIED. The police defendants' motion to dismiss the Second and Third Counts of
the Second Amended Complaint is GRANTED.
The city defendant's motions to dismiss [Dkt. Nos. 70, 83] the
Fifth Count of the Second Amended Complaint for failure to state a claim or for
lack of subject matter jurisdiction are DENIED.
The union defendants' motion to dismiss [Dkt. No. 74] the Fourth
Count of the Second Amended Complaint for failure to state a claim is GRANTED
as to any act by the union defendants alone but DENIED as to the conspiracy
allegation. The union defendants' motion to dismiss the Eighth Count of the
Second Amended Complaint is DENIED.
With regard to Russo v. Marquis, 3:00cv2382, the defendants'
motion to dismiss [Dkt. No. 79] is GRANTED IN PART and DENIED IN PART. The
motion to dismiss the First Amendment claim in the First and Second Counts of
the Complaint is GRANTED for failure to state a claim. The motion to dismiss
the remaining claims in the First and Second Counts of the Complaint is DENIED.
The plaintiff withdraws the remaining Counts of the complaint.
With regard to any motions to dismiss that were granted, the
court grants such motions without prejudice to replead the claims if there is a
factual and legal basis to do so that is consistent with this ruling. If the
plaintiff seeks to replead, he must do so by August 23, 2001. With regard to
any motions to dismiss that were denied, the court denies such motions without
prejudice to renew such arguments upon further development of the record.
SO ORDERED.
Dated at Bridgeport, Connecticut this 2nd day of August, 2001.
/s/
Janet C. Hall
United States District Judge
1.
Russo also filed a proposed class action, Russo v. CVS Pharmacies, Inc., et
al., 201 F.R.D. 291, stemming from related facts but naming different
defendants and raising different issues. That action has not been consolidated.
2.
The following facts are based on allegations made in the complaints.
3.
On August 15, 2000, the Connecticut Superior Court, after hearing limited
argument on Russo's motion to suppress, found that Russo had the requisite
expectation of privacy necessary to assert a challenge to the admissibility of
his prescription records, regardless of the fact that the records were obtained
from a third party. State of Conn. v.
Russo, 2000 Conn. Super. LEXIS 2156, 2000 WL 1228004, at *5 (Conn. Super. Aug.
15, 2000). On September 14, 2000, the court granted Russo's motion to suppress.
Transcript, September 14, 2000, Mem. of Law in Supp. of Mot. to Dismiss (Dkt.
No. 78), Ex. C at 15-33 - 15-34. The State of Connecticut then made a motion to
dismiss the charges against Russo, which the court granted. Id. at 15-37. On
September 21, 2000, the State of Connecticut appealed, and the appeal is still
pending.
4.
On September 21, 2000, the day after the original complaint in this action was
filed, the State of Connecticut appealed the Connecticut Superior Court's
decision granting Russo's motion to suppress in the state criminal case.
5.
The Supreme Court has declined to reach the issue whether Younger applies to
claims for money damages, but has noted that, even if it does, the federal suit
should be stayed, rather than dismissed, if the money damages sought could not
be obtained in the pending state proceeding, even if the money damages sought
could be obtained in a separate state proceeding. Deakins v. Monaghan, 484 U.S.
193, 201-03, 98 L. Ed. 2d 529, 108 S. Ct. 523 (1988).
6.
If Russo decides to replead his allegations against the state defendants, the
court directs Russo to specifically allege how each of the state prosecutorial defendants were engaged in
investigative rather than prosecutorial functions. In light of the court's
ruling dismissing the counts in which the state prosecutorial defendants are
named on qualified immunity and other grounds, the court does not direct Russo
to replead these allegations at this time. However, the court is concerned
about the quality of the pleadings regarding the state prosecutorial defendants
in relation to their prosecutorial immunity. Therefore, if the complaint is
amended to cure the deficiencies identified by the court in dismissing the
counts against the state prosecutorial defendants, it should also specify the
alleged investigative functions performed by each of the prosecutorial
defendants.
7.
The City filed a motion to dismiss [Dkt. No. 70] Russo's Amended Complaint and
filed a subsequent motion to dismiss [Dkt. No. 83] when Russo filed a Second
Amended Complaint.
8.
Although Russo did not file a brief in opposition to the City's motion to
dismiss in this case, the court considers the arguments made by Russo in
response to the City's motion to dismiss filed in Russo v. City of Hartford and
to other parties 'motions to dismiss filed in this case as those memoranda
address the same arguments made by the City in the present motion.
9.
As this was the only argument made in the City's motion to dismiss the Amended
Complaint, that motion to dismiss [Dkt. No. 70] is denied.
10.
The court notes that it is not clear what constitutional violations are alleged
in the Fifth Count. The Fifth Count is described as "violation of 42 U.S.C.
§ 1983 as to the City of Hartford." Second Amended Complaint (Dkt. No. 86)
at 21. However, § 1983 alone does not confer rights but creates a cause of
action for violation of federal constitutional rights. 42 U.S.C. § 1983. Russo does not specify
which rights he is alleging the City violated. Neither the allegations in the
Fifth Count or the facts used to support those allegations refers to process
due under the Collective Bargaining Agreement or otherwise states a claim for a
violation of Russo's procedural due process rights.
11. The union defendants filed their motion to dismiss in response to Russo's Amended Complaint [Dkt. No. 41]. The Second Amended Complaint contains largely the same allegations against the union defendants. The Fifth Count of the Amended Complaint is the Fourth Count in the Second Amended Complaint, which alleges that the union defendants violated Russo's civil and due process rights by refusing to act on his behalf and collaborated with the police defendants to violate Russo's rights. Second Amended Complaint (Dkt. No. 96) at 17. The Sixth Count of the Amended Complaint is the Eighth Count of the Second Amended Complaint, which alleges that the union breached its duty of fair representation. Id. at 24. The court will address the arguments made in the union defendants' motion to dismiss the Amended Complaint to the extent that the claims as now alleged in the Second Amended Complaint have not cured the deficiencies identified by the union defendants in its motion to dismiss.
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