DENNIS E. JONES 'EL,
MICHA'EL JOHNSON, DE'ONDRE CONQUEST, LUIS NIEVES, SCOTT SEAL, ALEX FIGUEROA,
ROBERT SALLIE, CHAD GOETSCH, EDWARD PISCITELLO, QUINTIN L'MINGGIO, LORENZO
BALLI, DONALD BROWN, CHRISTOPHER SCARVER, BENJAMIN BIESE, LASHAWN LOGAN, JASON
PAGLIARINI and ANDREW COLLETTE, and all others similarly situated, Plaintiffs,
v.
GERALD BERGE
and JON LITSCHER, Defendants.
00-C-421-C
UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF WISCONSIN
164 F. Supp. 2d 1096
October 10, 2001, Decided
OPINION AND ORDER
Inmates on Level One at the State of
Wisconsin's Supermax Correctional Institution in Boscobel, Wisconsin spend all
but four hours a week confined to a cell. The "boxcar" style door on
the cell is solid except for a shutter and a trap door that opens into the dead
space of a vestibule through which a guard may transfer items to the inmate
without interacting with him. The cells are illuminated 24 hours a day. Inmates
receive no outdoor exercise. Their personal possessions are severely
restricted: one religious text, one box of legal materials and 25 personal
letters. They are permitted no clocks, radios, watches, cassette players or
televisions. The temperature fluctuates wildly, reaching extremely high and low
temperatures depending on the season. A video camera rather than a human eye
monitors the inmate's movements. Visits other than with lawyers are conducted
through video screens.
Most inmates have a difficult time handling
these conditions of extreme social isolation and sensory deprivation, but for
seriously mentally ill inmates, the conditions can be devastating.
Lacking physical and social points of reference to ground them in reality,
seriously mentally ill inmates run a high risk of breaking down and
attempting suicide.
Plaintiffs are challenging the conditions at Supermax on behalf of all
inmates in this civil action brought pursuant to 42 U.S.C. § 1983. The
case is before the court now on plaintiffs' motion for a preliminary injunction
focusing exclusively on the seriously
mentally ill inmates. Plaintiffs
contend that the conditions of confinement constitute cruel and unusual
punishment under the Eighth Amendment. They seek a court order requiring defendants
to (1) transfer six seriously mentally
ill inmates from the institution to an
inpatient psychiatric facility and (2) have an independent psychiatrist
evaluate every Supermax inmate whom plaintiffs' expert psychiatrist has not
already evaluated to determine whether the inmate is suffering from a serious
mental illness and, if so, to transfer him to an inpatient psychiatric
facility. A hearing was held on this motion on September 20, 2001. Because
plaintiffs succeeded in demonstrating that they have more than a negligible
chance of success on the merits and that the balance of harms weighs in their
favor, I will grant their request for a preliminary injunction.
[*1099] For the purpose of deciding
plaintiff's motion for a preliminary injunction, I find from the parties'
proposed findings of fact, the evidence presented at the hearing and the
evidence submitted to the court that the following facts are undisputed. A few
comments about the facts are in order. Plaintiffs did not file a response to defendants'
proposed findings of fact. Therefore, I have found all of defendants' proposals
to be undisputed. Defendants responded to plaintiffs' proposed findings of fact
but their responses did not comply in all respects with the court's Procedure
to be Followed on Motions for Injunctive Relief. In a number of instances,
defendants responded to a proposal by saying merely that it was disputed,
without citing any evidence to put the proposed fact into dispute. In those
instances in which defendants' "disputes" were unsupported, I have
ignored them.
Plaintiffs are all prisoners confined at
Supermax Correctional Institution. Defendant Jon Litscher is Secretary of the
Wisconsin Department of Corrections. Defendant Gerald Berge is Warden of
Supermax Correctional Institution.
Supermax Correctional Institution is a 500-bed supermaximum security
facility in Boscobel, Wisconsin, designed to incarcerate the worst of the worst
offenders. Supermax prisoners experience limited social interaction and almost
total idleness, are fed in their cells and have very limited out-of-cell
activities. Almost every aspect of daily life is controlled and monitored.
Remote controlled doors minimize contact even further. There is little natural
light and no access to the outdoors.
Inmates at Supermax who are not serving segregation time are part of an
incentive program, which operates on a "level" system. Level One is
the lowest level with the most restrictive conditions of confinement. It
operates out of Alpha Unit. New
prisoners are assigned to Alpha Unit upon arrival at the institution and remain
there for a period in which staff evaluates their program and medical needs,
their behavior and their adjustment, after which they are assigned to an
appropriate level. Inmates in Alpha Unit are housed in single-person cells
separated from the corridor by a solid steel door, a vestibule and a second
solid steel door. Officers do not walk in front of prisoners' cells unless they
have a specific reason to do so. It is impossible for a prisoner in Alpha Unit
to see what is happening in the area adjacent to his cell unless the shutter of
his door is opened. Because of the way in which the cells are constructed,
inmates have little face-to-face contact with staff. When inmates with serious
mental illnesses live in cells with solid doors that open not onto a main
hallway but onto a vestibule, they lack the daily informal contact that they
would have in a less restrictive setting.
All of the cells at Supermax have "boxcar doors" that are
constructed of solid metal. Institutions other than Supermax have some cells
with boxcar doors. However, in those institutions, having a solid boxcar door
is considered a hardship; inmates in cells with these doors are allowed out of
their cells more often than others to compensate for the isolating effects of
the cells. Because of the heavy walls and boxcar doors at Supermax, there is a
constant muffled sound broken intermittently by loud yells and slamming gates.
A five-inch strip of opaque glass runs along the top edge of one wall of
each cell. By standing on the bed and craning his neck, an inmate can glimpse
the sky through a small sealed skylight. In general, seriously mentally ill inmates do not have the presence of mind to perform this
maneuver. Inmates are not allowed to [*1100] wear watches or have clocks and it
is not easy for them to gauge time from the restricted view they have of the
sky.
Cells remain illuminated 24 hours a day. Inmates may change the lighting
in the cells from high to low but they cannot turn it off altogether. The low
setting is bright enough to read by; many inmates state that it is so bright
that it disturbs their sleep. At night, inmates are required to sleep in such a
way as to allow guards to see skin when they perform hourly checks of the
inmates. Guards will wake inmates if they have covered their faces in such a
way that the guards cannot see any of
the inmate's skin. For seriously
mentally ill inmates, the
constant illumination disrupts their diurnal rhythm and adds to the sense of
disorientation, especially when they do not know the time of day. The constant
lighting creates a sense of lack of control and passivity in seriously mentally ill inmates and contributes to sleep problems and headaches that
exacerbate the symptoms of mental illness.
Inmates have no way to regulate the temperature in their cells. There is
no air conditioning and the solid cell doors and lack of windows prevents air
from circulating. On August 9, 2001, Daniel Feldt, an industrial hygienist,
monitored the temperature and humidity at Supermax when the outdoor temperature
was 91 degrees. According to his report, the average cell temperature at bed
height was 91.75 degrees and the average relative humidity was 59.4%. These
figures produce a heat index in excess of 100 degrees. Although their cells
contain showers that could provide some relief from the heat, inmates are
permitted to use the showers only three times a week. For seriously mentally ill inmates, extreme heat poses special risks. This population is
less likely to seek help when suffering
heat-related symptoms. Those inmates taking psychotropic medications are more
vulnerable to heat-related illnesses. In the winter, the cell temperature drops
to uncomfortable lows.
Inmates in Level One in Alpha Unit are allowed four hours of exercise a
week in an exercise cell, which is nothing more than a slightly larger version
of a regular cell. It has no windows. There is no exercise equipment of any
kind although it would be possible to install equipment that would not pose a
security threat to staff or inmates. The room is too small for jogging. All it
will accommodate is pacing or exercises such as sit-ups or jumping jacks that
inmates could do in their own cells. Inmates must be transported to the
exercise cell, wearing restraints that correspond to the level determined to be
appropriate for them. (As inmates progress through the level system, the level
of restraint required for transportation is reduced.) Inmates are pat searched
before entering the exercise cell and after leaving it. 90% of inmates refuse
to go to the exercise cell, even when given permission to do so and even though
exercise is one of the few reasons for which they are permitted out of their
cells at Level One. This high rate of refusal is unusual among inmates kept in
isolation. For seriously mentally
ill inmates, recreation time is especially
important. Mentally ill inmates are not necessarily literate; such
inmates do not read to maintain a sense of self but need exercise, activity and
time outside their cells.
Correctional officers decide when inmates
will exercise. There is no regular exercise schedule; an inmate will be offered
the option to exercise in the morning when his morning meal container is picked
up. If he refuses exercise time, he loses it.
An inmate may choose to use the "legal
starter kit" in lieu of exercise time. This is a small law library that is
set up in a cell on the unit. Inmates using the legal library on Level One must
be shackled and cuffed (with their cuffs attached to a belly [*1101] chain) for
the entire time they are out of their cells. Although the inmates use the room
one at a time, are locked in while using it and the door to the room has a trap
that officers could use to unfasten the inmates' cuffs from outside while the
inmates are in the library and re-fasten the cuffs when the inmate is ready to
leave, inmates remain cuffed and shackled while trying to use the legal
materials. This means that it is very difficult for inmates to carry books,
turn pages or take notes.
Inmates are not allowed face-to-face
visits, other than with their lawyers. The institution provides only video
visitation. Inmates remain in their cell block and visitors at the front of the
institution. Inmates and their visitors see each other on small video screens
that are located across the room from the inmate. The audio quality is poor.
(Defendants have represented that they would allow visitors to visit with Level
Five inmates through lexon panels, starting in September 2001.) The poor
quality of the visits has led some
mentally ill inmates to believe
that the images on the video screens are manipulated and to refuse visitors.
During the video visits, inmates remain handcuffed, shackled and belly chained.
Prison log books show that only 10% of inmates receive visits, an unusually low
number. The low number of visitors is also a result of Boscobel's distance from
Madison and Milwaukee, making it difficult for families without private
transportation to make the trip to Boscobel. Visits with family are especially
important for inmates with serious mental illnesses to promote stability.
Level One inmates at Supermax are allowed
only one six-minute telephone call a month. They are not allowed to have any
electronic equipment in their cells or to participate in any programs. Their
canteen privileges are limited. Inmates in Level One are not allowed to have
library books in their cells but may have one box or two shopping bags of legal
materials, a soft-cover Bible or Koran or the equivalent and up to 25 letters.
Sometimes a chaplain will come to the door of a cell. Inmates have no
congregate activity until Level Five and then only on a case by case basis.
Inmates who start in Level One spend a
minimum of 30 days there. If they move to another level and are demoted back,
they must remain in Level One a minimum of 45 days before being reviewed for
movement to the next level; if returned a third time, they must spend at least
60 days there before they can be evaluated for transfer to a higher level.
Inmates who advance to a higher level may be demoted at any time if staff determine
they have engaged in negative behavior. A review team makes the recommendation
to demote or promote; it does not provide any opportunity for a hearing.
Seriously mentally ill inmates have difficulty following the rules
necessary to advance up the level system and, as a result, find themselves
"stuck" in Levels One, sometimes Two and only rarely Three.
II. EFFECTS OF SUPER MAXIMUM CONFINEMENT ON MENTAL ILLNESS
Confinement in a supermaximum security
prison such as Supermax is known to cause severe psychiatric morbidity,
disability, suffering and mortality. Prisoners in segregated housing units who
have no history of serious mental illness and who are not prone to psychiatric
decompensation (breakdown) often develop a constellation of symptoms known as
"[Segregated Housing Unit] Syndrome." Although SHU Syndrome is not an
officially recognized diagnostic category, it is made up of official diagnoses
such as paranoid delusional disorder, dissociative disorder, schizophrenia and
panic disorder. The extremely [*1102] isolating conditions in supermaximum
confinement cause SHU Syndrome in relatively healthy prisoners who have
histories of serious mental illness, as well as prisoners who have never
suffered a breakdown in the past but are prone to break down when the stress
and trauma become exceptionally severe. Many prisoners are not capable of
maintaining their sanity in such an extreme and stressful environment; a high
number attempt suicide.
Michael Sullivan has worked in the
corrections field for 30 years. He began his career as a probation and parole
agent, then became a field supervisor, then Deputy Secretary of the Department
of Corrections and eventually Secretary of the Department of Corrections. He
held that position at the time the decision was made to build Supermax
Correctional Institution. Sullivan testified on behalf of plaintiffs. He
believes that Supermax cannot provide an adequate placement for mentally ill inmates because it lacks the staffing to care for them and
because it has little if any space for programming. He acknowledges that he is
not familiar with the staffing ratios at the institution at the present time or
with the program offerings but believes that no amount of programming could
compensate for the physical isolation imposed on Alpha Unit. His testimony is
based upon what he knew about the institution in the planning stages. It is his
opinion that seriously mentally ill inmates should be placed at the Wisconsin Resource
Center, a facility run by the Wisconsin Department of Health and Family
Services, or in a special unit at the Columbia Correctional Institution that is
designed for mentally ill inmates.
The Wisconsin Resource Center was designed
as a placement for inmates who were stuck in segregation for one reason or
another, including mental health problems that interfered with their ability to
follow rules and make rational choices. It has a high staff to inmate ratio (3
to 1) and its staff are highly trained. By comparison, Supermax has a much
lower staff to inmate ratio. It has the services of one psychiatrist for eight
hours a week, two full-time and one half-time psychologists and two crisis
intervention workers, who have bachelor's degrees. The Wisconsin Resource
Center has the same security features as Supermax but offers rich mental health
programming.
Supermax was built to respond to a
perceived need by wardens for an increased number of segregation cells for
dangerous and recalcitrant inmates. The wardens' first choice was to add 25
segregation cells at each of the four major adult male institutions; their
second choice was a 200-bed supermaximum security facility. The governor and
legislature chose to build a 500-bed prison that would serve as a segregation
facility.
It is common for the Department of
Corrections to transfer inmates from one institution to another; transfers
occur on a daily basis. The department has a transportation unit that is
dedicated to this activity and a budget for the transfer of inmates.
Plaintiffs' second expert witness was Terry
Kupers, M.D., a board-certified psychiatrist and a fellow of the American
Psychiatric Association. Kupers is Co-Chair of the Committee on the Mentally Ill Behind Bars of the American Association of Community
Psychiatrists, a professor in the Graduate School of Psychology of the Wright
Institute in Berkeley, California, a practicing psychiatrist and a consultant
to several public mental health agencies and to the United States Department of
Justice, Civil Rights Division.
Kupers visited Supermax on July 26, 27 and
28, 2001, together with Vincent Nathan (another expert witness employed by
[*1103] plaintiffs) and counsel for both parties. He toured the entire physical
plant, including the administration building, and entered cells, recreation
areas, libraries, dayrooms, visiting rooms, control booths and related areas on
A, C, D and E units. During the course of his visit, he conducted interviews
with 20 prisoners, some of whom he had identified from their charts as
receiving psychotropic medicines, others who were pointed out to him by other
inmates as having mental health problems and a few chosen at random. He
conducted these interviews in a lawyer's interview room; they lasted between 45
minutes and an hour and 15 minutes. Sometime after his visit, he conducted a
telephone interview with a twenty-first inmate, who had been transferred from
Supermax to the Wisconsin Resource Center.
Kupers met with Dr. Apple, a clinical
psychologist at Supermax. He was unable to talk to the on-call psychiatrist,
although he asked for the opportunity to do so. He returned to the institution
at 10 p.m. one evening and visited a cell on Alpha Unit to gain a sense of the
nighttime illumination in the cells. He reviewed clinical, classification,
social service, medical and legal charts for the inmates he interviewed, plus
several others. He reviewed the Legislative Fiscal Bureau, Prison Staffing,
Supermax, Paper # 332; Rules of Department of Corrections; Wisconsin
Legislative Audit Bureau Audit Summary, Report 01-9, May 2001; Administrative
Directive, AD-39-1, Mental Health Screening of Inmate Candidates for
Supermax;and Mental Illness Screening Tool for SMCI (DOC-2056, 4/00).
Kupers has visited a number of supermax
facilities, in California, Texas, Indiana and Pennsylvania. He has never seen
an institution with more restrictive conditions than Supermax. In Kupers'
opinion, the conditions at Supermax are so isolating that they are
"toxic" for seriously
mentally ill inmates. Kupers
believes that no amount of staffing could compensate for the isolation that
inmates on Alpha Unit experience.
According to Kupers, isolated confinement
intensifies symptoms for those prone to mental illness. The almost total
isolation and inactivity deprives seriously
mentally ill inmates of reality
checks; they receive no feedback to keep their psychosis in check. Seriously mentally ill inmates in isolated conditions lose total control of their lives.
They feel incapable of being an active agent in their lives; this feeling
exacerbates depressive tendencies. Without interaction and without diurnal
rhythms provided by light, seriously
mentally ill inmates lose their
sense of time and of the future, leading to great despair and hopelessness.
This sense of doom is compounded when seriously mentally ill inmates are
not capable of following the rules necessary to earn their way out of the most
restrictive status.
Vincent Nathan has been a special monitor
in a number of prison cases. He has been a consultant to the United States
Department of Justice in developing jail and detention facility standards for
the United States Marshals Service and the Immigration and Naturalization
Service. He toured Supermax in July 2001 with Dr. Kupers and counsel. He
considers the conditions at the institution as among the most restrictive he
has ever seen. In his view, they "border on barbarism." To Nathan, it
seems as though the Department of Corrections has taken steps to make life as
miserable as possible for inmates at Supermax. He found no legitimate
penological [*1104] reason for restricting inmates in Alpha Unit to three
showers a week in the heat of the summer, when each inmate has a shower in his
own cell and does not require transportation to a central shower area. Also, he
found no legitimate penological reason for requiring inmates using the
"legal starter kit" library to wear handcuffs attached to belly
chains at all times when they are alone in the library. Nathan observed that
the door to the library includes a trap that could be used for uncuffing an
inmate after he enters the library and recuffing him before he leaves it.
Nathan noted that inmates are cuffed and shackled during video visits even
though they do not leave the high security area in which they are housed.
Nathan was surprised to see the extent to
which Supermax feeds Nutri-loaf to prisoners. (Nutri-loaf is ground food shaped
into a loaf that can be eaten without utensils.) At Supermax, prisoners are fed
Nutri-loaf for longer than seven days as punishment. Most institutions do not
use Nutri-loaf at all and those that do, restrict its use to no more than seven
days at a time, use it only for inmates who have food-related conduct reports,
never use it as punishment and stop imposing it as soon as the offending
conduct stops.
At Supermax, inmates must stand in the
middle of their cells with the lights on and their trousers on in order to
receive food or medication. If they do not comply, they are deemed to have
refused the food or medication. In Nathan's opinion, the requirements for
standing in the middle of the cell, etc., are legitimate but it is not
reasonable for the institution to consider a failure to comply as a refusal of
what is offered. This is especially true in the case of seriously mentally ill inmates who may not have the wherewithal to comply with the
rules. For these inmates, this procedure only exacerbates a sense of
hopelessness.
In Nathan's opinion, it is not appropriate
to house inmates with serious mental illnesses at Supermax. The severe
restrictions and isolation are counterproductive for this population, both for
the inmates and for the prison staff; the isolating conditions increase
dangerous behavior and management problems, such as feces smearing.
Defendants' expert, John Stoner, is Mental
Health Coordinator at the Colorado State Penitentiary. He is a licensed
psychologist who has taught at The College of Idaho, practiced privately as a
psychologist and served as Mental Health Coordinator at the Colorado Womens
Correctional Facility. He toured Supermax on February 12, 2001, with Assistant
Attorney General Charles Hoornstra. The tour lasted over eight hours and
included inspection of all parts of the physical plant, interviews with mental
health staff, interviews with prison administrative staff and informal
discussions with some of the inmates. He has reviewed documentation of the
clinical and administrative histories of over 100 inmates at Supermax and has
reviewed Dr. Kupers's declaration.
Stoner did not testify at the hearing but
submitted an affidavit in which he took issue with many of Kupers's
observations. Stoner does not agree that social isolation is as detrimental to mental
health as others have found it to be. He notes that many non-prisoners are
socially isolated by age, illness, incapacity, hearing loss, blindness or
physical geography. In his opinion, Supermax inmates communicate with one
another quite well, yelling down the range to each other or talking through the
heating ducts of their cells. He did not comment on the institution rule
prohibiting yelling and loud noises.
Stoner believes that the use of sliding
boxcar doors is necessary for the protection of staff and other inmates from
the dangerous and disruptive inmates housed at Supermax. He finds the
expectations at Supermax straightforward and clear and takes issue with
Kupers's conclusion that the inmates Kupers interviewed did not know why they
were at Supermax or what [*1105] they had to do to advance to another level. He
does not address Kupers's testimony that seriously mentally ill inmates may
understand the written rules but may not know how to make (or are incapable of
making) their behavior comply with those rules. He does not find the cell
lights objectionable or any impediment to sleeping when turned to the low
intensity. He disagrees with Kupers's impression that inmates have trouble
gauging whether it is night or day in their cells.
In Stoner's opinion, the inmates presently
housed at Supermax whom Kupers has identified as seriously mentally ill are either not as sick as Kupers makes them out to be, are malingering
or are being dealt with appropriately by Supermax staff.
IV. SCREENING AND MONITORING OF SUPERMAX
INMATES
A. Initial Screening
Before being transferred to Supermax,
inmates are evaluated by a psychologist or psychiatrist at the sending
institution. This initial screening is intended to review and detail the
inmate's mental health history. If the mental health professional conducting
this initial screening concludes that the transfer to Supermax would be
detrimental to the inmate's mental health, the inmate will not be transferred.
Many inmates have been rejected for transfer because of this initial screening.
No inmate has ever been transferred to Supermax after having been deemed
inappropriate for placement there. In practice, this initial screening is
imperfect. Of the 20 prisoner files Dr. Kupers reviewed in detail, two were
missing Mental Illness Screening Tools, one had a Screening Tool that had been
completed one year after his transfer to Supermax and one had a Screening Tool
that had been filled out incorrectly, stating that the inmate had no previous
hospitalizations despite a clinical file indicating that he had been
hospitalized on several occasions, some before his incarceration and some
after.
After the initial screening is complete,
the form is forwarded to the Department of Corrections' director of psychiatric
services. The director reviews the initial screening and either affirms the
decision, reverses the decision or contacts the person who conducted the
initial screening for clarification or additional information. As a result of
this second screening, the director has reversed several approved transfers. On
other occasions, the director has withheld his approval until getting
clarification or additional information from the sending[* institution. If the
inmate is approved for transfer to Supermax by the sending institution and the
director of psychiatric services, he will be transferred to Supermax.
After arrival at Supermax, inmates undergo
an additional screening conducted by one of Supermax's three Ph.D. level
psychologists. This screening consists of a review of the previous screening
form, a lengthy interview with the inmate, observation of the inmate and a
thorough review of the inmate's clinical file. If following this screening
evaluation or upon observation of the inmate's behavior upon arrival at
Supermax the psychologist does not believe the inmate is appropriate for
placement at Supermax, he or she has the authority to recommend the inmate for
transfer to another institution or a mental health treatment facility. This
step has been taken by psychologists at Supermax and no such recommendation has
ever been denied.
Despite the screening mechanisms in place
to screen inmates for mental illnesses before transfer to Supermax, Dr. Kupers
has determined that many of the prisoners confined at Supermax do in fact
suffer from serious mental illnesses. Having observed a high degree of
psychopathology [*1106] in the twenty prisoners he interviewed, Kupers is of
the opinion that many more prisoners at Supermax suffer from serious mental
illnesses.
B. Monitoring at Supermax
Whether or not diagnosed as mentally ill, each inmate at Supermax is seen on rounds at the door of his cell
for the purpose of evaluating mental health at least once a month. These rounds
are conducted by either a trained crisis intervention worker or a psychologist.
In Alpha Unit (Level One), inmates are seen once a week. Should the crisis
intervention worker observe symptoms of mental illness, changes in behavior or
other troubling circumstances, he or she refers the inmate to a psychologist or
psychiatrist for further evaluation and treatment. "Cell front"
interviews conducted on rounds provide little privacy to inmates. Given this
lack of privacy, it is difficult for mental health staff to develop a relationship
of trust with inmates and to gain full insight into the inmate's mental
condition.
In addition to cell front evaluations, unit
staff and members of the mental health staff discuss each inmate on a weekly
basis at unit meetings. These meetings provide the mental health staff with a
formal opportunity to discuss the condition of the inmates with the unit staff
who see the inmates on a daily basis and often recognize subtle changes in mood
or behavior.
Supermax staff also hold weekly
"special needs inmate" meetings at which they discuss inmates who
have been previously identified as having a need or condition that requires
special or additional monitoring. This meeting includes mental health, unit,
administration and educational staff. In addition, each inmate at Supermax
receives a general wellness screening from a member of the Health Services Unit
staff on a regular basis.
Inmates who have been diagnosed as mentally ill and are on clinical monitoring have a psychologist assigned to
them. That psychologist sees these inmates as often as is deemed necessary in
the professional judgment of the assigned psychologist and psychiatrist.
Inmates who have been prescribed medications to treat their mental illness are
seen by the psychiatrist as often as is necessary for the psychiatrist to
review the appropriateness of the prescription and dosage of the medication.
The psychiatrist also provides counseling to inmates. These inmates are also
seen and observed by a nurse each time that their medication is delivered to
them in their cell.
The crisis intervention workers at Supermax
are trained professionals who are able to evaluate and recognize signs of
mental illness and distress. When such symptoms are identified, the crisis intervention
worker will refer the inmate to a psychologist for additional evaluation. With
a population of 350 inmates, the ratio of inmates to mental health staff is
approximately 70 to one.
The Department of Corrections has
procedures in place to medicate inmates involuntarily on an emergency basis and
to transfer them to a treatment facility as soon as possible. "In an
emergency . . . the attending clinical psychologist, clinical social worker, or
physician shall determine whether an emergency transfer to a state treatment
facility . . . is appropriate. Pending that determination, the attending
physician may order involuntary treatment with psychotropic medication . . .
for as long as it takes to determine whether to initiate emergency transfer proceedings
or for 72 hours, whichever is shorter." Wis. Admin. Code § DOC 314.08(1).
At Supermax, suicide watch records are kept
in the inmate's clinical file with the rest of his psychiatric history and
records. In addition, mental health
staff has access to all of the inmate's various files to provide a complete
view of a particular inmate's [*1107] background and history. The mental health
staff at Supermax provides treatment when an inmate's condition can be
adequately treated on site. When a determination is made that an inmate should
be transferred to an off-site facility, the transfer is usually made the same
day.
At Supermax, the mental health staff is
consulted and allowed to participate in cell placement and transfer decisions.
This is especially true in cases where an inmate is suffering acute symptoms
and the mental health staff is of the opinion that the inmate should be
transferred to another facility.
C. Treatment of Suicidal Inmates
When a Supermax inmate indicates that he is suicidal or engages in
behavior that leads any prison official to believe that he is suicidal, the
mental health staff is consulted immediately. The inmate is seen by a member of
the mental health staff as soon as possible. The inmate is transferred to an observation
cell that contains large windows and a camera to permit close monitoring of the
inmate to prevent him from harming himself. In extreme cases, an inmate may be placed in restraints for
brief periods of time for his own protection. In addition to this monitoring,
the inmate is visited by a member of the staff every 15 minutes to verify his
condition. Inmates in this status are reviewed at least every 12 hours by a
member of the mental health staff to determine whether they are ready for
release from observation. Once a mental health professional is satisfied that
the inmate is no longer a threat to his own safety, the mental health
professional will order the inmate released from observation status.
V. INMATES WHO PLAINTIFFS ASSERT SHOULD
NOT BE CONFINED AT SUPERMAX
During his tour of Supermax, plaintiffs'
expert witness, psychiatrist Dr. Kupers, reviewed the files of many inmates. In
the mental health charts, he noted frequent reference to
"manipulation" and "malingering." These terms indicate that
the mental health staff believes that the inmate is manipulating staff for his
own benefit rather than exhibiting symptoms of mental illness. Although Kupers
acknowledges that manipulation and malingering can be problems in any mental
health setting, he finds that when staff are too wary of malingering, they
overlook those who are in serious need of psychiatric help. For example, Kupers
reviewed the files of inmates who have been admitted repeatedly to psychiatric
hospitals, prescribed strong antipsychotic and mood-regulating medications and
have been treated for serious mental illnesses for years. Nonetheless, the
charts contain regular references to an inmate's "merely
manipulating." However, an inmate can malinger and have a serious mental
illness at the same time. In settings with insufficient staff, prisoners may
discover that they have to manipulate to a certain extent in order to get the
attention they need. Kupers is aware of many situations at other institutions
in which a staff member dismissed a cry for help as manipulation, only to find
that the prisoner committed suicide in the meantime. There have been many
attempted suicides and instances of self-harm at Supermax but no successful
suicides.
Because chart entries noting
"malingering" do not indicate the absence of mental illness, Dr.
Kupers uses as a guide an operational definition of a prisoner with a serious
mental illness in a supermaximum prison, as proposed in "Who Lives in
Super-Maximum Custody? A Washington State Study," Federal Probation, 64-2,
December 2000, p. 33. This definition consists of five indicators, any one of
which provides reasonably strong evidence of a serious mental disorder:
confirmed serious [*1108] mental illness by evaluation of a mental health
professional with the assessment recorded electronically; multiple acute care
admissions (at least three) to an acute care facility at the state
penitentiary; case management notes with mention of hallucinations, delusions
and psychotropic medications in the chart; mental health residency of 30 or
more days in one of the department's residential mental health units; or an
electronically recorded diagnosis of a psychotic disorder, bipolar disorder,
major depression, dementia or borderline personality. Dr. Kupers also notes
that in general, the symptoms of a mental illnesses are always present in mentally ill persons but that breakdowns themselves are only periodic. It not
unusual for an inmate with a serious mental illness to report that he is
feeling better and to suffer a breakdown a few days later.
Dr. Kupers interviewed twenty inmates at
length. Almost all of the inmates exhibited signs of severe stress and
emotional disturbances. Of the inmates he interviewed, Kupers determined that
seven suffer from serious and long-term mental illnesses, including psychotic
disorders and severe affective disorders. Many of these inmates reported that
they did not know why they were at Supermax or what they had to do to advance
to a higher level. In addition, Kupers interviewed by telephone a twenty-first
prisoner who suffers from serious mental illness. In Kupers's professional
opinion, these eight prisoners are suffering psychiatric reactions to the
conditions of confinement in Supermax.
Prisoner 1 is a 25-year-old who was
transferred to Supermax in February 2001. He has a history of serious mental
illness beginning at age 11. According to an entry in his clinical file dated
December 14, 1995, he was diagnosed with Paranoid Schizophrenia. Prisoner 1
experiences command hallucinations, which are voices that tell him to do bad
things. Prisoner 1's charts list medication orders dating back to 1995 that
include the antipsychotic medications Thorazine, Haldol, Quetiapine,
Seroquel,Loxitane, Risperdal and Olanzapoine. On the Mental Illness Screening
Tool in his file, Prisoner 1 was assigned a diagnosis of "Chronic Paranoid
Schizophrenia vs. Major Depression with Psychotic Features."
Prisoner 1 has spent almost all his time at
Supermax on Level One. He was moved to Level Two in mid-June 2001. Since his
arrival at Supermax, he has been seen eight times by clinical staff and has had
regular contact with the psychiatrist. Supermax psychiatrist Dr. Gary Maier has
had discussions with Prisoner 1 about the voices Prisoner 1 hears, his
medication and coping strategies. On April 3, 2001, Dr. Maier made note of
Prisoner 1's eye contact and "clear and crisp" thinking during the
interview, as well as the fact that Prisoner 1 "appeared to coping quite
well." Since April 24, 2000, Dr. Maier has been prescribing increasing
doses of Thorazine. On June 16 and July 10, 2001, Dr. Maier saw Prisoner 1, who
reported that "the Thorazine was helping the voices" and he was
"sleeping relatively well at night."
After Prisoner 1 indicated that he had
received a program at another prison to help him deal with "controlling
voices," Supermax psychologist Colette Cullen researched the program and
determined that it was not "specifically about controlling voices."
She also noted that the doctor at the other institution remembered Prisoner 1
and agreed with Cullen's assessment that the voices being heard by Prisoner 1
were a "grief reaction rather than a psychotic symptom." Cullen then
offered to "discuss the grief process in further detail" with
Prisoner 1.
On August 2, 2001, Cullen met with Prisoner
1 in an interview room. She [*1109]noted that Prisoner 1 "presented with
appropriate affect, good eye contact, and goal-directed thought content."
Prisoner 1 noted that his medication was helping him sleep. Cullen and Prisoner
1 discussed the voices reported by Prisoner 1; Cullen offered to begin grief
therapy with Prisoner 1, who agreed to consider it.
On July 27 or 28, 2001, Prisoner 1 told Dr.
Kupers that he hears voices constantly that command him to kill himself or hurt
others. This surprised Kupers because Prisoner 1 is currently taking a
relatively high dose of his prescribed medication: 300 mg. of Thorazine twice
daily. Prisoner 1 told Kupers that he cannot sleep because he "sees
things," including "demons moving around on the floor and climbing up
my bed" all night. Prisoner 1 told Kupers that he has paranoid thoughts
that the guards are out to get him. He paces in his cell. Prisoner 1 continues
to experiences auditory hallucinations and massive anxiety despite his strong
psychotropic medication; Kupers is of the opinion that this is a result of the
continuing stress of confinement at Supermax and the lack of an adequate mental
health treatment program.
B. Prisoner 2
Prisoner 2 is a 23-year-old male who has
been admitted to Supermax twice, in February 2000 and again in February 2001,
with an intervening stay at Mendota Mental Health Institute. By his own report,
he has been diagnosed at various times as schizoaffective, bipolar,
obsessive-compulsive disorder, borderline character disorder, antisocial
personality disorder and histrionic personality disorder. He is currently
prescribed Librium (a tranquilizer), Paxil (an antidepressant) and Depacote (a
mood regulating medication). A February 5, 1998 psychiatric examination
indicates that Prisoner 2 was diagnosed with schizophrenia and that the
antipsychotic medication Haldol and the mood regulator Valproic Acid were
prescribed for him. Prisoner 2 has attempted suicide two times since February
2000. Although Prisoner 2 reached Level Three in spring 2000, he is often
returned to Level One for minor infractions or for attempts on his own life.
Between February 22, 2000, and August 15,
2001, Prisoner 2 was seen by a psychologist or crisis intervention worker at
Supermax on at least 46 occasions. On June 2, 2000, crisis intervention worker
Kool noted that Prisoner 2 was making "self-harm" gestures. Kool
viewed the behavior as attention-seeking rather than as true self-harm but
noted that measures should be taken to insure he did not truly harm himself
with a reckless gesture. On that same day, Prisoner 2 admitted that his
behavior was attention-seeking and impulsive. On June 8, 2000, Prisoner 2
admitted to Kool that "he does not and never did feel suicidal. Was a
means to gain attention." On June 16, 2000, Prisoner 2 told a crisis
intervention worker that he was not suicidal.
On July 11 and July 24, 2000, Prisoner 2
reported that he was feeling very anxious about his upcoming court appearances
but that he was not suicidal. During the visit, Prisoner 2 and Dr. Apple (a
psychologist) discussed anxiety reduction techniques.
Prisoner 2 started seeing Dr. Maier on July
29, 2000, when Dr. Maier reviewed Prisoner 2's medications with him. On August
5, 2000, Dr. Maier noted that Prisoner 2 reported that "things have gone
quite well for him." Dr. Maier talked
to Prisoner 2 about stopping Clonidine since Prisoner 2 did not know why
he was taking it. In addition to medication management, Dr. Maier counseled
Prisoner 2 about his interpersonal problems.
On January 2, 2001, Dr. Maier and Prisoner
2 discussed more of Prisoner 2's history and the problems that he was having
[*1110] as a result of an additional six year sentence. The following month,
just before Prisoner 2 was to go to trial for additional charges, Dr. Maier met
with him and noted that "There is no reason to change the medication at
the present time."
On approximately June 25, 2001, Prisoner 2
returned to Supermax after spending time at Mendota Mental Health Institute.
After Prisoner 2 expressed confusion about his return to Supermax, Dr. Apple
took steps to confirm that Prisoner 2 was legally placed at Supermax. Dr. Apple
also noted that Prisoner 2 "will be visited by an independent
(non-Supermax, non MMHI) evaluation for clinical appropriateness to be at
SMCI." Prisoner 2 was evaluated by a doctor from the Wisconsin Resource
Center on July 31, 2001, who determined that his placement at Supermax was
appropriate.
When Dr. Kupers reviewed Prisoner 2's
files, he noted that although Prisoner 2 is described as manipulative, other
entries indicate that he suffers from borderline personality disorder and that
he has been prescribed a range of antipsychotic and antidepressant medications.
Kupers is of the opinion that Prisoner 2 has severe depression and psychosis.
On July 27 or 28, 2001, Kupers interviewed Prisoner 2, who told Kupers that he
was unable to sleep because of the constant illumination. He described constant
paranoid ideas, worsened by lack of sleep. He reported that he is always
terrified that the doors will open and he will be attacked by officers. He
appeared agitated. He said he experienced mood swings and was afraid that he
would never be able to work his way out of Supermax because of his psychiatric
disability. He told Kupers that he thinks often about ending his life. Prisoner
2 reported that his symptoms improved at Mendota Mental Health Institute
because he was permitted out of his cell; his condition has deteriorated since
he has been at Supermax.
Prisoner 3 is a 17-year-old who entered
Supermax on April 9, 2001, allegedly for biting an officer during a cell
extraction. Prisoner 3's clinical chart documents chronic, severe mental
illness, starting as early as nine years of age. Prisoner 3 has been diagnosed
with bipolar disorder, multiple personality, depression and schizophrenia and
has been prescribed antidepressants and antipsychotic agents. In his clinical
charts, Prisoner 3 is described as manipulative. Two or three years before his
transfer to Supermax, he reported hearing voices but the chart does not show
any follow-up to this report. Prisoner 3 had a serious suicide attempt by
hanging in September 2000. He committed very few infractions at his previous
placement at Prairie du Chien before setting his cell on fire but has received
15 conduct reports in the short time he has been housed in the Alpha Unit at
Supermax.
Clinical staff at Supermax have seen
Prisoner 3 at least 12 times since his transfer there in April 2001. On April
17, 2001, Dr. Maier noted that Prisoner 3 "seems to be managing well . . .
said that he was coping" and "has no thoughts of harming himself."
When Prisoner 3 asked for medication to aid him in sleeping, Dr. Maier
indicated that he would need parental approval because Prisoner 3 was a minor.
The same day, Dr. Maier called Prisoner 3's mother. In addition to obtaining
consent to prescribe medication, Dr. Maier discussed Prisoner 3's medical and
mental health history with his mother and told her that she could call him if
she had any questions.
On May 22, 2001, Dr. Maier acknowledged
that Prisoner 3 was having "real problems adjusting" at Supermax.
However, he did not attribute these problems [*1111]to mental illness. Dr.
Maier discussed with Prisoner 3 his "bad attitude" and the fact that
he is "willfully disruptive." In the same discussion, Prisoner 3
complained of side effects; Dr. Maier discontinued Trazodone and started
Prisoner 3 on Amitriptyline. Dr. Maier saw Prisoner 3 again on June 19, 2001,
and discussed Prisoner 3's conduct, medical history and medication regime. On
July 31, 2001, Prisoner 3stated his desire to maintain the present medication
and Maier agreed.
On July 27 or 28, 2001, Dr. Kupers
interviewed Prisoner 3 and determined that he exhibited the most severe
depression that he has seen in years. Prisoner 3 told Kupers that he has
attempted to hang himself with serious suicidal intention on three occasions;
he was clad in a protective vest at the interview. Prisoner 3 reported that he
refuses to tell staff how suicidal he feels because he is convinced that they
will not spend time talking with him but will place him in a strip cell. On a
mental status examination, Kupers discovered very flat affect, psychomotor
retardation, hopelessness, anhedonia, worthlessness and other signs and
symptoms of serious affective disorder. Kupers believes that the risk of
suicide for Prisoner 3 is especially acute because of his young age. In
Kupers's experience, the all-or-nothing attitude of adolescence lends itself to
suicide. The harsh conditions at Supermax and the lack of meaningful activities
are greatly exacerbating this inmate's chronic and serious mental illness,
making his prognosis very grave.
D. Prisoner 4
Prisoner 4 is a 22-year-old who entered
Supermax in November 1999. Prisoner 4 has been prescribed Imipramine (an
anti-depressant), Lithium (a mood regulator), Risperdal (a powerful antipsychotic)
and Valium (a minor tranquilizer). Currently Prisoner 4 is not taking any
psychiatric medications. In Prisoner 4's clinical chart, there is some
disagreement among clinicians about his diagnosis. He is described as
impulsive, assaultive and out of control. At the same time, he is described as
having racing thoughts and being
hyperactive, which Dr. Kupers believes are signs of bipolar disorder.
The Mental Illness Screening Tool was not completed for Prisoner 4 until he had
been at Supermax for one year. Prisoner 4 has been confined in the Alpha Unit,
Level One, for the great majority of this time. He was in Level Two for 13
consecutive days in 1999 and again for 2 days in August 2001. He has
accumulated many disciplinary infractions since his arrival at Supermax.
Between December 21, 1999 and July 6, 2001,
Prisoner 4 was seen by Supermax mental health staff at least 29 times.
According to many different staff members, Prisoner 4 states frequently that he
intends to harm himself but withdraws the statements quickly once he is visited
by an officer to whom he can complain. He has told several staff members that
he will "say what he would have to say to get a white shirt to his cell
door." On June 27, 2001, Prisoner 4 stated that he would harm himself.
When a crisis intervention worker arrived to evaluate and assess him, he told
her, "I want a white shirt, not you."
On July 27 or 28, 2001, Dr. Kupers
interviewed Prisoner 4. Prisoner 4 told Kupers that he experiences auditory
hallucinations from time to time. He feels entirely incapable of controlling
his anger; he complained that he is always anxious and pacing. Prisoner 4
reported that he has tried to harm himself many times. He has undergone a large
number of cell extractions and been restrained or kept in observation many
times. He told Kupers that he was less anxious when he was incarcerated at
Mendota Mental Health Institute. Prisoner 4's clinical records indicate that
Prisoner 4 improves with mental [*1112] health treatment and psychotropic
medications and that his mental condition deteriorates when confined at
Supermax. Prisoner 4 reported that he feels he is caught in a never-ending
cycle of "no-wins" in which his anxiety and lack of control cause him
to misbehave, he suffers cell extractions and becomes even angrier and he is
never released from the unbearable situation that causes him to misbehave.
Prisoner 4 suffers from a serious mental illness and his mental condition is
deteriorating at Supermax.
E. Prisoner 5
Prisoner 5 is a 42-year-old who was
transferred to Supermax in November 1999, when the facility opened. He had no
history of psychiatric illness or mental health treatment before entering
Supermax. In Prisoner 5's clinical chart, there are many notes about his smearing
feces, being a danger to himself, yelling and refusing to eat. Prisoner 5 spent
at least 15 months on Level One.
When Dr. Maier began working with Prisoner
5, Prisoner 5 had been smearing feces and destroying property. Dr. Maier
reduced Prisoner 5's prescription of Diazepam because it was potentially
addicting and conducted further visits to check on Prisoner 5's condition and
medication. On January 10, 2000, crisis intervention worker Brian Kool spoke
with Prisoner 5 after Prisoner 5 had been smearing feces. In his discussion
with Kool, Prisoner 5 indicated that his smearing was in response to the fact
that he "wasn't getting his appropriate writing property."
On April 11, 2000, Prisoner 5 "smeared
feces 1 hour after release from observation." When he spoke with
psychologist Dr. Twila Hagan regarding this incident, Prisoner 5 did not
suggest that the smearing was anything other than "a message that he
cannot be threatened" and that he "refused to remove the feces from
the windows because then it will have been done for nothing." On June 22,
2000, crisis intervention worker Linsheid saw Prisoner 5 at the request of
Supermax's security director. This request was prompted by Prisoner 5's telling
"property to send all his stuff out -- that's a red flag."
Dr. Maier saw Prisoner 5 on August 7, 2001,
because of his "hunger strike." Dr. Maier recommended that Prisoner 5
be "clinically and medically monitored to insure adequate hydration and
nutrition and indicated that he would see him next week."
On July 27 or 28, 2001, Dr. Kupers
interviewed Prisoner 5. He complained of severe depression, acute suicidality
and generalized anxiety with episodes of severe panic. When asked whether he is
suicidal, his eyes displayed tears and sadness. He stated that he has been
contemplating suicide for some time and was currently intent on ending his
life. He has had many disciplinary tickets; Dr. Kupers links some of the
infractions to his psychiatric condition. For example, he experiences the walls
closing in on him, severe anxiety, panic, palpitations and trouble breathing.
Moreover, he reports great difficulty breathing at times in the hot, humid
cell. During those times, he decides to get out of his cell without regard for
the consequences and he covers his window with something, knowing the officers
will come and perform a cell extraction. Prisoner 5 reported that he spent a
period of time in April 2000 either frequently or continuously confined in an
observation room or in restraints. He alleged that he was naked much of that
time. He reported that he did not want to repeat that traumatic event, so he
does not seek mental health treatment despite feeling suicidal.
On a mental examination status, Prisoner 5
was very sad, exhibited psychomotor retardation typical of severe depression,
earnestly expressed a wish to die and exhibited [*1113] hopelessness,
helplessness and powerlessness. Kupers is of the opinion that extreme, bizarre
acts such as smearing feces and hunger strikes are indications that the
individual has severe mental illness; the acts should be treated as serious
cries for help. He believes Prisoner 5 is at serious risk of suicide because he
is extremely depressed and experiences panic attacks. It is quite likely that
the stressful conditions at Supermax are keeping Prisoner 5 in a perpetual
state of panic, agitation and suicidality.
F. Prisoner 6
Prisoner 6, a 32-year-old, has been
incarcerated at Supermax since April 2000. Prisoner 6 has had difficulties in
institutions before his transfer to Supermax. Prisoner 6 has a long history of
serious mental illness, beginning in 1991, when he was given a diagnosis of
depression with psychotic features and prescribed the antipsychotic medication
Haldol along with the antidepressant medication Elavil. On a November 2, 2000
admission mental health questionnaire at Supermax, he reported feeling confused
and paranoid and suffering from hallucinations. There is no Mental Health
Screening Tool in his clinical file. Although Prisoner 6 was in Level Three in
December 2000, while there he broke a television, used the glass to cut himself
and has not reached Level Three since that time.
Between September 30, 2000, and July 24,
2001, Dr. Maier saw Prisoner 6 thirteen times. Between April 1, 2000, and June
2, 2001, Prisoner 6 was also seen by a psychologist or crisis intervention
worker 20 times. In his notes, on more than one occasion, Maier suggests that
"the description that [Prisoner 6] gave about his hallucinations does not
fit any typical pattern of auditory hallucinations reported by people that
suffer from true medical disorders." Despite his suspicions, Dr. Maier
prescribed Haldol to a persistent Prisoner 6 because he was "banging his
head" to get it. Dr. Maier's notes indicate that this prescription was closer
to a "placebo plan" than anything else.
During 2001, Dr. Maier noted improvements
in Prisoner 6's presentation during their meetings. On April 17, 2001, he noted
"the best and most sensible discussion that I have had with [Prisoner 6]
since I began seeing him last fall." On May 1, 2001, Dr. Maier saw
Prisoner 6 at his cell, noticed Prisoner 6 "was not wearing his
earplugs" and noted that it was "one of the first times that I have
seen him where he is not wearing his earplugs." When Dr. Maier asked
Prisoner 6 how he was doing, he reported that he was "fine" and that
"he thought the medication was helping." Dr. Maier noted that the
earplugs were also absent during sessions with Prisoner 6 on June 12, 2001, and
July 24, 2001.
On July 27 or 28, 2001, Dr. Kupers
interviewed Prisoner 6. Prisoner 6 reported that he sees dead people lying on
the floor. Before his transfer to Supermax and for all the time he has been in
Supermax, whenever he is confined to his cell the voices he hears become more
intense and he experiences severe anxiety and paranoia. Prisoner 6 states that
the voices he hears have become stronger since his arrival at Supermax. He
explained that he does not participate in visits with his family via video
monitors because "they could be faking the images." Prisoner 6 has a
history of multiple suicide attempts, including cutting all over his body.
Prisoner 6 reported an earnest suicide attempt in December 2000 when he cut his
head with a piece of broken glass "because [he] wanted to see what was
inside [his] head." In Kupers's professional opinion, this kind of bizarre
and extreme suicidal act is usually a sign of schizophrenia. Prisoner 6 told
Kupers that he had overdosed with pills and that he had tried to commit suicide
[*1114] to get the voices to stop. Prisoner 6 suffers from a serious mental
illness and is suffering as a result of the restrictive conditions at Supermax.
G. Prisoner 7
Prisoner 7 is a 29-year-old who has been
incarcerated at Supermax since March 2001. Prisoner 7 had no psychiatric
history and never took psychiatric medication before entering prison but was
diagnosed and treated for mental illness before his transfer to Supermax.
Currently, he suffers from a severe, chronic depression with imminent suicide
potential and possible psychotic features and borderline character disorder. He
is prescribed Remeron, an antidepressant medication. Prisoner 7 is H.I.V.
positive and quite depressed about his medical condition. Prisoner 7 is
actively hallucinating: he sees dead people walking around and hears someone (a
voice others do not hear) talking to him.
Prisoner 7 has been treated by Dr. Maier on
five occasions since his transfer to Supermax in March 2001. He has also been
seen by Supermax psychologist Colette Cullen 11 times. In addition to Drs.
Maier and Cullen, Prisoner 7 has also been seen by crisis intervention workers
Wilmot or Bindl on twelve occasions.
Prisoner 7 tied a sheet around his neck in
an effort to kill himself early in his stay at Supermax, but his condition
seemed to improve somewhat when he was prescribed anti-anxiety medication. Dr.
Cullen noted that although Prisoner 7 stated that he would not harm himself, he
was experiencing several stressors and she would raise his case at the regular
meetings. At that time, Cullen noted that Prisoner 7 "seems to have passed
a hurdle in adjusting to his environment."
On July 17, 2001, Prisoner 7 banged his
head against the door, causing a gash on his forehead that needed stitches. He
reported to crisis intervention worker Wilmot that he "wanted to
die." Because of the risk of self-harm, Prisoner 7 was placed in
restraints. After several hours and two visits by Cullen, Prisoner 7 had calmed
down somewhat and was eventually released from restraints. At a July 20, 2001
staff meeting, it was decided that Prisoner 7 would "be monitored and
assessed closely until his upcoming scheduled [program review committee]. At
which time he will be re-evaluated for his appropriateness at SMCI."
On July 22, 2001, Prisoner 7 was unhappy
with the fact that he was allowed only a thin segregation mattress after having
destroyed his regular mattress. He told Cullen that he intended to get himself
"strapped down" so that he could lie on a "regular
mattress." As promised, Prisoner 7 banged his head against his cell door.
Cullen reported that Prisoner 7 "seemed satisfied that he received what he
wanted." During their discussion, Prisoner 7 denied suicidal ideation,
stating that he banged his head to get on the regular mattress. On August 6,
2001, Cullen spoke with Deputy Warden Huibregtse about the appropriateness of
Prisoner 7's placement at Supermax. They decided to enlist Dr. Hagan,
Supermax's part-time licensed psychologist, to complete an evaluation of Prisoner
7.
On July 27 or 28, 2001, when Dr. Kupers saw
Prisoner 7, he was in the observation unit of the Alpha Unit, with a deep gash
in the middle of his forehead where he had been banging his head against a
metal door a few days earlier. Prisoner 7 complained of severe depression
because of his H.I.V. positive status and because his family had cut him off.
Prisoner 7 is chronically suicidal. Dr. Kupers believes that confinement at
Supermax has greatly exacerbated his mental illness and made his long-term prognosis
more grave. He is at serious risk of suicide.
[*1115] On September 11, 2001, following
discussions of their differing diagnoses of Prisoner 7, Hagan and Cullen
decided that temporary transfer to the Wisconsin Resource Center would be
appropriate in order to have him diagnostically evaluated. On September 13,
2001, Prisoner 7 was transferred to the Wisconsin Resource Center.
Prisoner 21, a 23-year-old, was transferred
to Supermax in January 2000. As early as age 12, Prisoner 21 was diagnosed with
serious mental illnesses. He was hospitalized six times before his first
incarceration. He has been diagnosed with adjustment disorder with disturbance
of mood, psychosis, personality disorder, depressive disorder and attention deficit
disorder. He has had several self-harming episodes in the past, such as by
hanging and cutting his neck and wrists. On August 28, 2001, Prisoner 21 was
transferred to the Wisconsin Resource Center after his most recent suicide
attempt.
Dr. Kupers interviewed Prisoner 21 on the
telephone rather than in person. Dr. Kupers found him to be depressed and
psychotic. He believes that incarceration at Supermax is harmful to Prisoner 21
and that he should not be returned there.
VI. DEFENDANTS' KNOWLEDGE OF CONDITIONS
AT SUPERMAX
In a May 2001 report, the Wisconsin Legislative Audit Bureau found that
more than 15% of the prisoners at Supermax are suffering from mental illness.
For the purpose of the report, "mental illness" was defined as
inmates who are prescribed psychotropic medication. Approximately 70% of those
Supermax inmates being prescribed psychotropic medications are receiving
Benadryl, an antihistamine commonly used by many who are not mentally ill, or other medications technically considered psychotropic in
nature but not prescribed for the treatment of serious mental illness. The May
2001 Legislative Audit noted that "concerns have . . . been raised about
the transfer of mentally ill inmates to the Supermax Correctional
Institution."
Defendants initially had a policy that no mentally ill prisoners
would be housed at Supermax but abandoned that policy in the year 2000.
Defendants have in their possession a copy of
Dr. Stuart Grassian's pioneering article, Psychopathological Effects of
Solitary Confinement, 140 Am. J. Psychiatry 1450 (1983). The article
documents what Grassian found to be the devastating mental health effects of
isolated confinement.
In a December 1, 2000 letter to Dr. Gary
Maier, defendant Berge addressed the inadequacy of mental health
services at Supermax. In the letter, he stated
I am concerned about available
psychiatric hours here. When we designed the staffing of this facility, we clearly
concluded that we needed a full-time equivalent psychiatric consultant as part
of the medical contract. As you know we ended up with an 8-hour per week
arrangement. This result was driven exclusively by budget factors.
Defendant Berge
asked Dr. Maier to assess the number of psychiatric hours needed to
treat the population.
In the past, defendants utilized a
screening tool entitled Mental Illness Screening Tool for Supermax and dated
April 2000. This form lists three categories: general clearance for SMCI;
conditional transfer to SMCI; and restricted movement to SMCI. Under
"restricted movement to SMCI," the following mental health conditions
are listed: Major Depressive Disorders; Bipolar Disorder; Borderline
Personality Disorders; Dissociative Disorders; Schizophrenic/Psychotic
Disorders; Mental Disorders due to a medical condition; [*1116] and History of
severe self-abusive behaviors. Prisoners with serious mental illnesses listed
under "restricted movement" are in fact housed at Supermax. The April
2000 Mental Illness Screening Tool in no longer in use. Even when the April
2000 form was in use, the "restricted movement" conditions were not
intended to exclude inmates from being transferred to Supermax. As is the case
with the present form, each transfer to Supermax was considered on a
case-by-case basis.
The filing of the amended complaint in this
lawsuit on August 15, 2001, alleging that conditions at Supermax "cause
serious and sometimes catastrophic deterioration" in the mental health of mentally ill prisoners, placed defendants on notice of these alleged
conditions.
OPINION
A preliminary injunction is an
extraordinary and drastic remedy that should not be granted unless the movant
carries the burden of persuasion by a clear showing. See Boucher v. School Bd. of Greenfield, 134
F.3d 821 (7th Cir. 1998). In order to succeed on a motion for a preliminary
injunction, the moving party must show (1) more than a negligible chance of
success on the merits and (2) no adequate legal remedy and irreparable harm if
preliminary relief is denied. Once this is established, the district court must
then consider (3) the balance of hardships between the plaintiffs and the
defendants, adjusting the hardships for the probability of success on the
merits and (4) the public interest. Abbott
Laboratories v. Mead Johnson & Co., 971 F.2d 6, 11-12 (7th Cir. 1992);
see also Planned Parenthood v.
Doyle, 162 F.3d 463, 473 (7th Cir. 1998).
The Prison Litigation Reform Act limits the
scope of preliminary injunctive relief available in challenges to prison
conditions. The Act provides that
Preliminary
injunctive relief must be narrowly drawn, extend no further than necessary to
correct the harm the court finds requires preliminary relief, and be the least
intrusive means necessary to correct that harm. This court shall give
substantial weight to any adverse impact on public safety or the operation of a
criminal justice system caused by the preliminary relief . . . .
18
U.S.C. § 3626(a)(2).
This provision does not change the standard for determining whether to grant a
preliminary injunction. Smith v. Arkansas Dept. of Correction, 103 F.3d 637,
647 (8th Cir. 1996).
B. Likelihood of Success on the Merits
Defendants have treated this aspect of the case as a challenge to the
medical care that the seven seriously
mentally ill inmates are receiving
at Supermax. Defendants would have the court limit its review to whether
defendants' "acts or omissions [are] sufficiently harmful to evidence
deliberate indifference to serious medical needs." Estelle v. Gamble,
429 U.S. 97, 103, 106, 50 L. Ed. 2d 251, 97 S. Ct. 285 (1976).
Defendants' focus is too narrow. The case that plaintiffs have made is
that the decision to place a seriously
mentally ill inmate at Supermax
is an Eighth Amendment violation in and of itself. The specific medical care
that the inmate receives or fails to receive once there is not a part of the analysis.
The conditions at Supermax are so severe and restrictive that they exacerbate
the symptoms that mentally ill inmates exhibit. Rather than being supplied
the programming, human contact and psychiatric support that seriously mentally ill inmates need to prevent their illnesses from escalating, inmates
at Supermax are kept isolated from all other humans, whether guards, other
inmates or family [*1117] members. They are given no programming unless they
progress out of the lower levels of the incentive program and they receive
limited psychiatric support. Many of the severe conditions serve no legitimate
penological interest; they
can only be considered punishment for punishment's sake.
Not surprisingly, the mentally
ill inmates identified by plaintiffs
rarely progress out of Level One of the incentive program or, if they do, their
upward movement is only temporary. An exception is Prisoner 2, who bounces
between Levels One and Two and has had a short stay on Level Three. These
inmates are stuck in the lowest levels, a circumstance that by itself suggests
the inappropriateness of subjecting such persons to an incentive program that
is so all encompassing and harsh. As former Secretary Sullivan testified, the
Wisconsin Resource Center was developed for the very purpose of helping inmates
who got "stuck" in segregation.
Because I find that the conditions about which plaintiffs complain are
particularly harsh with respect to seriously
mentally ill inmates, I do not
need to reach the question whether defendants failed to provide them adequate
medical treatment. Instead, plaintiffs must demonstrate a "better than
negligible chance of succeeding," Boucher, 134 F.3d at 824, in
their claim that the conditions of confinement at Supermax constitute cruel and
unusual punishment in violation of the Eighth Amendment with respect to
seriously mentally ill inmates. A prison official may be held
liable under the Eighth Amendment for acting with "deliberate
indifference" to inmate health or safety only if he knows that inmates
face a substantial risk of substantial harm and disregards that risk by failing
to take reasonable measures to reduce that harm. Id. at 834. Plaintiffs must show that the conditions to
which they are subjected are "sufficiently serious" (objective
component) and that defendants are deliberately indifferent to inmates' health
or safety (subjective component). Id.
1.
Sufficiently serious conditions
Conditions of confinement that deprive prisoners of the "minimal
civilized measure of life's necessities" satisfy the objective component
of the Eighth Amendment inquiry. Id. (citations omitted). The Eighth Amendment
protects individuals against both harm that is occurring and against
"conditions posing a substantial risk of serious harm" if allowed to
continue. Id. at 828. There is
no question that suicide is a serious harm.
Estate of Cole by Pardue v. Fromm, 94 F.3d 254, 261 (7th Cir. 1996).
Similarly, it is well settled that the Eighth Amendment protects the mental
health of prisoners no less than their physical health. See, e.g., Meriwether v. Faulkner, 821 F.2d 408,
413 (7th Cir. 1987); Wellman v. Faulkner, 715 F.2d 269, 272 (7th Cir.
1983). "If the particular conditions of [confinement] being challenged
are such that they inflict a serious mental illness, greatly exacerbate mental
illness, or deprive inmates of their sanity, then defendants have deprived
inmates of a basic necessity of human existence - indeed, they have crossed
into the realm of psychological torture." Madrid v. Gomez, 889 F. Supp.
1146, 1264 (N.D. Cal. 1995). "The same standards that protect against
physical torture prohibit mental torture as well - including the mental torture
of excessive deprivation." Ruiz v. Johnson, 37 F. Supp. 2d 855, 914
(S.D. Tex. 1999), rev'd on other grounds, 243 F.3d 941 (5th Cir. 2001),
adhered to on remand, 2001 WL 737338 (S.D. Tex. June 18, 2001).
The almost complete isolation and sensory deprivation that constitute
the conditions of confinement in Levels One and Two at Supermax are not in
dispute. What is in dispute is the extent to which [*1118] these conditions
constitute sufficiently serious conditions of confinement to implicate the
protections of the Eighth Amendment for seriously mentally ill inmates
confined there. Credible evidence indicates that Supermax is not appropriate
for seriously mentally ill inmates because of the isolation resulting
from the physical layout, the inadequate level of staffing and the customs and
policies. Supermax was designed to house especially disruptive and recalcitrant
prisoners but not mentally ill ones.
Several features of Supermax are particularly damaging to inmates with
serious mental illnesses. The almost total sensory deprivation in Levels One
and Two is relentless: inmates are kept confined alone in their cells for all
but four hours a week. The exercise cell is devoid of equipment. The constant
illumination is disorienting, as is the difficulty in knowing the time of day.
The vestibule architecture and solid boxcar doors prevent any incidental
interaction between inmates and guards. No programming is offered in Level One;
the limited programming in Level Two takes place on a solitary basis at the
door of each prisoner's cell rather than in a different setting or with other
prisoners.
The staffing of inmates to mental health professionals at Supermax is
approximately 70:1. The ratio of
mentally ill inmates (defined as
those prescribed psychotropic medications) to staff is approximately 10:1. In
Sullivan's professional opinion, this level of staffing is insufficient to
stabilize mentally ill inmates. For example, at the Wisconsin
Resource Center the ratio of mental health staff to inmates is about 3 to 1. In
Sullivan's opinion, segregation is counterproductive for seriously mentally
ill inmates unless there is
appropriate staffing to offset the isolating effect; the Wisconsin Resource
Center is the only facility with adequate staffing. Kupers and Nathan are both
of the opinion that no amount of staffing would counteract the isolating effect
of the physical layout at Supermax.
The testimony and clinical records also document the extent to which
the mental conditions of the identified inmates have deteriorated since their
arrival at Supermax. Without exception, Prisoners 1 through 7 have suffered
intensified symptoms, whether increased depression, severe hopelessness,
attempts at suicide, command hallucinations or bizarre behavior. Although in
most cases the prescribed medications have lessened these symptoms, plaintiffs point
out that the severe conditions are likely to have triggered or exacerbated the
symptoms in the first place. Moreover, it is not surprising that the
medications reduce symptoms; this is what these medications are designed to do.
What is surprising is that some inmates, such as Prisoners 1 and 2, are still
experiencing symptoms despite the strong medications they are being prescribed.
Dr. Stoner asserts that these inmates are
not as seriously ill as plaintiffs make them out to be. This argument is not
persuasive: the inmate's clinical charts shows that each of them has been
treated for various symptoms of mental illness, in most cases for years.
(Prisoner 5 is the exception; he had never been diagnosed with a serious mental
illness before his transfer to Supermax.) Dr. Stoner asserts that these inmates
are "malingering" in order to manipulate staff to their benefit.
Although these inmates may be manipulating staff, this does not mean that they
are not also seriously mentally
ill. After all, if these inmates were
only malingering and not seriously
mentally ill, there would be no
reason for Supermax's psychiatric and psychological staff to prescribe them
strong antipsychotic, antidepressant or mood-regulating medications.
Defendants rely on Bono v. Saxbe, 620
F.2d 609 (7th Cir. 1980), for the proposition [*1119] that the mere
placement of seriously mentally
ill inmates in segregation status does
not constitute cruel and unusual punishment. In Bono, the Court of Appeals for
the Seventh Circuit reviewed an Eighth Amendment challenge to the conditions of
confinement in the "Control Unit" at the federal prison in Marion,
Illinois. Although the conditions at the Marion facility were severe, they were
not nearly as isolating and restrictive as those at Supermax: only some inmates
were held in closed front cells with boxcar doors; inmates left the cells for
half an hour each day either to shower or to go to recreation; prison officials
exercised "some discretion" over inmates' reading materials; and visits
took place through plexiglass and over a telephone. Id. at 613. The plaintiffs in Bono did not allege that the
cells were illuminated 24 hours a day, that the temperature fluctuated wildly,
that the medical staffing was insufficient, that their cells were separated
from the main hallway by vestibules, that they were not allowed to possess
clocks or watches or that their visits took place through video monitoring.
Moreover, the plaintiffs in Bono were challenging the conditions as to all
inmates; the court did not focus on the conditions as they applied to
seriously mentally ill inmates other than with this single phrase:
"Prison officials, not doctors, decide whether to transfer a mentally ill prisoner out of the Control Unit." Id. Defendants place great
reliance on the fact that in Bono, the court determined that having prison
officials and not doctors determine whether to transfer mentally ill inmates did not constitute a violation of the Eighth Amendment.
Defendants reason that because medical and not prison staff at Supermax decide
whether to transfer mentally ill inmates, the conditions must not constitute
cruel and unusual punishment. Defendants' logic is flawed. Defendants fail to
take into account the fact that who determines whether to transfer mentally ill inmates is only one condition among many. Taking the
circumstances as a whole, I find that plaintiffs have demonstrated more than a
negligible chance of establishing that the conditions at Supermax are more
harsh toward seriously mentally
ill inmates than those at issue in
Bono.
Plaintiffs rely on Madrid, 889 F. Supp.
1146, and Ruiz, 37 F. Supp. 2d 855, in which district courts held
that the conditions in security housing units constituted cruel and unusual
punishment with regard to seriously
mentally ill inmates. Defendants
contrast the facts of this case with those in Madrid in an attempt to
distinguish the cases but I remain convinced that the conditions at Supermax
more closely reflect those in Madrid and Ruiz than those in Bono. Although the
level of mental health staffing at Supermax is much greater than in Madrid, no
amount of staffing could compensate for the physical isolation that inmates
encounter on Level One. The prison in Madrid was lacking some procedures that
Supermax does have in place: a procedure for providing involuntary medication
to inmates, a screening system, a monitoring system, clinical records (albeit
not always complete), properly trained crisis intervention workers, suicide
notes kept with the medical file, medical staff having input into the decision
to transfer an inmate and a comprehensive suicide prevention program. However,
the evidence shows that at least some of these procedures are imperfect. For
example, of the seven inmates whom Dr. Kupers identified as seriously mentally ill during the course of his interviews at Supermax, two did not have
Screening Tools in their files, the Screening Tool of one was missing, one had
a Screening Tool that was completed one year after his transfer to Supermax and
one's form was filled out incorrectly. In addition, the presence of these
procedures does not counteract the [*1120] incessant isolation and sensory
deprivation that inmates endure from week to week.
Other relevant features of the conditions
in Madrid were far less oppressive than those at Supermax: the cells were not
illuminated 24 hours a day; prisoners were allowed more time out of their cells
(10 1/2 hours a week instead of 4); prisoners were allowed face-to-face visits;
and prisoners who could afford a television or radio were allowed to have one.
Nonetheless, the court in Madrid held that
placing
[ mentally ill inmates and those at
increased risk for mental illness] in the SHU is the mental equivalent of
putting an asthmatic in a place with little air to breathe. The risk is high
enough, and the consequences serious enough, that we have no hesitancy in
finding that the risk was plainly unreasonable. Such inmates are not required
to endure the horrific suffering of a serious mental disorder or major
exacerbation of an existing mental illness before obtaining relief.
889
F. Supp. at 1265-66 (citations omitted). The conditions at Supermax are similar to those
in Madrid in important respects.
Plaintiffs also rely on Ruiz, in which the court
analyzed the conditions in Texas's administrative segregation units and held
that they constituted cruel and unusual conditions of confinement under the
Eighth Amendment. Ruiz, 37 F. Supp.
2d at 913. In the interest of brevity, I note that the conditions were
similar in many respects to Supermax: they created an environment in which
"inmates' lives are virtually void of property, personal contact, and
mental stimulus." Id. at 908. Although prisoners were screened
before placement in administrative segregation, the plaintiffs demonstrated
that mentally ill inmates had been placed there
inappropriately and that these were "inmates whose illness can only be
exacerbated by the depravity of their confinement." Id. at 915. The
court found that "in light of the obvious severity of these inmates'
needs, it is determined that defendants have been deliberately indifferent to
the serious risks posed by subjecting such inmates to confinement in
administrative segregation for extended periods of time." Id.
In an effort to minimize the deprivation of
stimulation at Supermax, defendants allege that the education and
self-improvement programs at Supermax are substantial and successful. There is
no doubt that inmates who reach Levels Three and above have access to an array
of programming. However, most of the identified seriously mentally ill inmates spend the great majority of their time at Levels One and
Two, where programming is minimal. In other words, seriously mentally ill inmates do not have access to the programming because they are
not able to control their behavior to reach higher levels. With the exception
of Prisoner 2, who has had one brief stay on Level Three, the identified
seriously mentally ill inmates are stuck on Levels One and Two and
cannot benefit from the programming.
Plaintiffs presented credible evidence that the conditions at Supermax
surpass those of the typical supermaximum security facility. Kupers has visited
supermaximum institutions in Pelican Bay, California (the institution at issue
in Madrid), Indiana (including the institution at issue in Bono), Pennsylvania
and Texas. He has never seen the same degree of isolation as that present at
Supermax. Nathan has visited dozens of prisons (some of which were supermaximum
security institutions) in his capacity as consultant and special monitor. He
considers the conditions at Supermax so restrictive and isolating that they
"border on barbarism." On the basis of the evidence and testimony, I
am convinced that plaintiffs have more than a negligible chance of success in
demonstrating [*1121] that the conditions at Supermax are sufficiently serious.
2.
Deliberate indifference
The Supreme Court has held that deliberate
indifference requires that "the official must both be aware of facts from
which the inference could be drawn that a substantial risk of serious harm
exists, and he must also draw the inference." Farmer v. Brennan, 511
U.S. 825, 837, 128 L. Ed. 2d 811, 114 S. Ct. 1970 (1994). If the
circumstances suggest that the prison officials were exposed to information
about the risk and thus must have known about it, that evidence could be
sufficient to allow a trier of fact to find actual knowledge. Id. at 842. The officials can still
show that they were unaware of the risk or that they were aware of the risk and
took reasonable steps to prevent the risk of harm. Id. at 844-45.
Defendants do not argue that they were
unaware of the risks associated with housing
mentally ill inmates at
Supermax. Indeed, they could not make such an argument: the very facts that
defendants have a Mental Health Screening Tool in place and that some mentally ill inmates have been deemed inappropriate for transfer to Supermax
indicate that defendants understand that housing mentally ill inmates in such harsh conditions pose
significant risks to that population. Because defendants' awareness of the risk
is not at issue, I will not discuss it in further detail.
Plaintiffs have shown more than a negligible chance of success of
demonstrating that the conditions of confinement at Supermax pose significant
risks to seriously mentally ill inmates. Defendants' burden is to
demonstrate that they took reasonable steps to keep seriously mentally ill inmates from being transferred to Supermax and to transfer out
any inmates who develop serious mental illnesses after their transfer there.
Defendants argue that they have attempted to prevent the risk of harm by
implementing a three-tiered screening process, through which some mentally ill inmates have been found unsuitable for transfer to Supermax, and
by monitoring inmates at Supermax for the onset of mental illness on a routine
basis. For the purpose of this motion, I assume that defendants designed or
approved the design of the screening tool and the monitoring procedure because
they rely upon them as proof of steps that they have taken to prevent the risk
to mentally ill inmates. In relying on the screening process
and the monitoring procedure, defendants focus on too narrow a question. The
issue is not whether defendants are providing adequate treatment for mentally ill inmates but whether they have taken reasonable steps to prevent
the harm that is inflicted upon seriously
mentally ill inmates who are housed in the isolating
conditions at Supermax. Defendants' screening process is not a reasonable
safeguard against housing seriously
mentally ill inmates at Supermax
because it is not designed to keep seriously
mentally ill inmates out of
Supermax. By defendants' own admission, inmates with diagnoses of the serious
mental illnesses listed under the "restricted movement" category of
the Screening Tool are not prohibited from being transferred to Supermax but
instead are considered on a case-by-case basis. The screening tool itself
demonstrates that placement of certain
mentally ill inmates at Supermax
could be detrimental: after the diagnosis of Anxiety Disorders listed under the
"conditional transfer" category, which is less restrictive than the
"restricted movement" category, the form states that "Supermax
may exacerbate condition." Nevertheless, the form allows the person
completing the assessment to recommend either "appropriate for transfer,"
"conditional transfer" [*1122] or "not appropriate for
transfer" without regard to the disorders listed under the various
categories. The design of the screening tool is so vague in its criteria for
weeding out seriously mentally ill
inmates as inappropriate for transfer to Supermax that it amounts to no
tool at all.
Moreover, the evidence establishes that the
screening tool is ineffective in practice. For example, the Screening Tool for
Prisoner 1 notes explicitly that he has been diagnosed with Chronic Paranoid
Schizophrenia vs. Major Depression with Psychotic Features, yet he was transferred
to Supermax nonetheless. The Screening Tool for Prisoner 3 indicates that he
has a documented history of chronic or severe mental illness and that he has
been hospitalized because of his illness, yet he was transferred to Supermax.
Mental Illness Screening Tools (whether the one dated April 2000 or a revised
one) are conspicuously missing from the clinical files of Prisoners 6 and 7.
The Screening Tool for Prisoner 4 was completed one year after his arrival at
Supermax. The Screening Tool for Prisoner 2 notes that he had no prior
hospitalizations although his clinical records show that he has been
hospitalized for attempted suicide on more than one occasion, with at least one
hospitalization while incarcerated in the Department of Corrections. The evidence
establishes that the Screening Tool is not designed to keep seriously mentally ill inmates out of Supermax and does not keep seriously mentally
ill inmates out of Supermax in
practice. Therefore, the screening process is not a reasonable step taken to
prevent the risk of harm in sending seriously
mentally ill inmates to
Supermax.
With respect to defendants' second avenue
for preventing the risk of harm (monitoring inmates for mental health
problems), the facts are clear that this does nothing to prevent an
already mentally ill inmate's placement at the institution.
Instead, the risk that the use of monitors would be reasonably designed to
prevent is the retention of inmates at Supermax who develop serious mental
illnesses after their placement there. However, the fact that Prisoners 1
through 6 remain at Supermax is a testament to the fact that the mental health
staff is not monitoring for the purpose of transferring seriously mentally ill inmates out of the institution. Thus, there is little to
defendants' contention that the monitoring constitutes a reasonable effort to
prevent the risk of harm of housing
mentally ill inmates at
Supermax. If the purpose of monitoring is not to identify seriously mentally ill inmates and transfer them from Supermax, all the monitoring in
the world would not protect these inmates from the harshly isolating conditions
of confinement.
Defendants' screening and monitoring
procedures seem to be an attempt to keep some subset of mentally ill inmates out of Supermax (the evidence does not speak to which
subset) and to provide treatment to
mentally ill inmates housed at
Supermax. However, from the testimony and evidence, I find that plaintiffs have
demonstrated more than a negligible chance of showing that the very fact of
housing any seriously mentally ill inmates at Supermax constitutes cruel and
unusual punishment. Defendants' procedures are not designed to keep all inmates
with serious mental illnesses out of Supermax. Instead, the Screening Tool and
the monitoring serve as little more than band-aids to the potentially
detrimental conditions to which defendants are subjecting mentally ill inmates. Defendants were aware of the risks associated with
housing mentally ill inmates at Supermax, yet they have made no
showing that they investigated the consequences of placing inmates who fall
into the "restricted movement" category at Supermax. I conclude that defendants have
not demonstrated that they have taken [*1123] reasonable steps to prevent the likely
risk of harm in housing seriously
mentally ill inmates at
Supermax.
Irreparable harm means that the plaintiff
is unlikely to be made whole by an award of damages or other relief at the end
of the trial. Vogel v. American
Society of Appraisers, 744 F.2d 598, 599 (7th Cir. 1984). Moreover, the
violation of a fundamental constitutional right constitutes irreparable harm,
even if temporary. Elrod v. Burns,
427 U.S. 347, 373, 49 L. Ed. 2d 547, 96 S. Ct. 2673 (1976). Put more
specifically, pain, suffering and the risk of death constitute
"irreparable harm" sufficient to support a preliminary injunction in
prison cases. See, e.g., Von Colln
v. County of Ventura, 189 F.R.D. 583, 598 (C.D. Cal. 1999)
("Defendants do not argue that pain and suffering is not irreparable harm,
nor could they"); Arnold v. Lewis, 803 F. Supp. 246, 255 (D. Ariz.
1992) (finding "great likelihood of irreparable harm to [schizophrenic
prisoner's] mental health" if she were transferred from mental health
facility to prison).
Plaintiffs allege that the conditions at
Supermax pose a grave risk of harm to seriously mentally ill inmates.
These risks include the development of serious mental illness, such as the
extreme and bizarre behavior of feces smearing and refusing to eat exhibited by
Prisoner 5, and the exacerbation of existing symptoms, such as increased
depression, hallucination derealization and acute suicidality. Defendants do
not address the lasting psychological damage that the isolating conditions at
Supermax may inflict upon inmates there. Defendants also do not address the
possibility that the isolating conditions at Supermax are the reason Prisoners
1 through 7 require so much medical attention. Instead, defendants point to the
treatment available to mentally
ill inmates at Supermax, ignoring
plaintiffs' assertion that the conditions at Supermax create or exacerbate the
psychosis in the first place. The facts that defendants are providing mental
health services (to a disputed degree) and that they have in place procedures
for treating suicide risks do not convince me that plaintiffs are not exposed
to irreparable harm. I conclude that plaintiffs have no adequate remedy at law
and would suffer irreparable harm if the preliminary injunction is not issued.
D. Balancing of Harms
1.
Transfer of seriously mentally ill inmates from Supermax
Plaintiffs ask that the court order five of
the identified prisoners to be transferred out of Supermax on an urgent basis and
undergo thorough psychiatric examination in a less stressful mental health
treatment setting. Two other prisoners have already been transferred from
Supermax to the Wisconsin Resource Center; plaintiffs ask that the court order
that they not be transferred back to Supermax. Plaintiffs believe Prisoner 6
should also be transferred to a mental health treatment setting but recognize
that he presents special security concerns.
For defendants, the harm that would result
from granting plaintiffs' motion is minimal. As Sullivan testified, transfers
of inmates occur on a daily basis; movement of inmates is normal. In fact, the
Department of Corrections has a transportation unit that is dedicated to this
activity. Transferring five prisoners would not burden the department
logistically or financially.
Defendants assert that an order from this
court requiring the transfer of seriously
mentally ill inmates is not the
least intrusive means of alleviating the problems the inmates are experiencing.
Instead, defendants suggest, increasing the mental [*1124] health staff would
be a way to lessen the court's interference with prison management. I disagree.
I am convinced that the staffing ratio is not the sole factor making up the
potentially damaging conditions for
mentally ill inmates; the
physical architecture of Supermax and the customs and policies also contribute
to the conditions. As the court in Madrid stated,
We
are acutely aware that defendants are entitled to substantial deference with
respect to their management of the SHU. However, subjecting individuals to
conditions that are very likely to render them psychotic or otherwise inflict a
serious mental illness or seriously exacerbate an existing mental illness can
not be squared with evolving standards of humanity or decency, especially when
certain aspects of those conditions appear to bear little relation to security
concerns. A risk this grave - this shocking and indecent - simply has no place
in civilized society.
Madrid,
889 F. Supp. at 1265-66 (citations omitted). The conditions at issue here raise the same
concerns as in Madrid. Moreover, ordering that defendants increase the amount
of mental health staff at Supermax would interfere with prison management more
than merely ordering that certain inmates not be housed at Supermax. Although I
recognize that defendants should be afforded due deference, I conclude that it
does not overstep these bounds to order that Prisoners 1 through 5 not be
housed at Supermax.
2.
Evaluation of all Supermax inmates
Having observed a high degree of psychopathology in the twenty-one
prisoners he interviewed, Dr. Kupers believes it is very likely that many more
prisoners at Supermax suffer from serious mental illnesses. Plaintiffs ask that
the court order an emergency assessment of all prisoners at Supermax to
ascertain how many more seriously
mentally ill prisoners require
mental health services or transfer to a less stressful setting where they can
receive the treatment they need. Plaintiffs also ask the court to order
additional ongoing monitoring of all prisoners at Supermax on a monthly basis
to identify cases of impending psychiatric breakdown. Plaintiffs believe that
these mental health assessments must be conducted by mental health
professionals who are not employed by the Department of Corrections in an
environment that allows privacy for the prisoner and the clinician.
Defendants object to this form of relief for the same reason they object
to the request to transfer seriously
mentally ill inmates: the court
should refrain from interfering in prison management. However, the potential
harm to yet unidentified seriously
mentally ill inmates is just as
detrimental as to those who have already been identified. It follows that all
inmates who exhibit some indication of a serious mental illness should be
evaluated and transferred to a treatment facility if they are found to be
seriously mentally ill. Plaintiffs also ask that the evaluations be
performed by mental health professionals who are not employed by the Department
of Corrections to insure that the interviews would not be biased. This could be
accomplished by enlisting mental health staff from the Wisconsin Resource
Center, Mendota Mental Health Institute or the Winnebago Mental Health Institute,
all of which are run by the Wisconsin Department of Health and Family Services.
Although plaintiffs have demonstrated for the purpose of this
preliminary injunction that seriously
mentally ill inmates should not
be housed at Supermax, evaluating the entire population of inmates is not
necessary. For example, inmates who have reached Levels Four and Five have
demonstrated that they are capable of conforming their behavior to the rules;
they [*1125] are not stuck in the lowest levels of severe isolation and sensory
deprivation. Only those inmates at risk of having serious mental illnesses need
to be evaluated pursuant to this order: those prescribed psychotropic
medications; those who have been hospitalized in a psychiatric institution at
any time; those who have spent longer than 30 days at Level One; those who have
spent longer than 90 days at Supermax without progressing beyond Level Two; and
those who have been placed in the observation unit on suicide watch. If the
mental health staff who conduct the evaluations determine that any of these
inmates are seriously mentally
ill, they should not be housed at
Supermax. By ordering the evaluation of these segments of the population only,
the court interferes in the management of Supermax to a minimal degree yet
casts the net wide enough to catch any seriously mentally ill inmates who
are stuck at Supermax because of their disability.
In deference to defendants' independence in prison management, I
decline to order the monitoring of Supermax inmates on a monthly basis. This
requirement would interfere much more significantly with defendants' management
of the institution than a one-time assessment of all inmates. In addition, the
purpose of a preliminary injunction, to preserve the status quo, is better met
by not requiring defendants to arrange for mental health professionals not
employed by the Department of Corrections to conduct monthly evaluations of all
inmates, or a subset of inmates. Although I recognize plaintiffs' position that
the conditions at Supermax can lead to the gradual deterioration of inmates
prone to mental illness, I trust that defendants will take the remainder of
this order to heart and will conduct their own monitoring with increased
awareness of the adverse effects of the restrictive conditions at Supermax on
those who are ill-equipped to adapt to them.
E. Public Interest
"Respect for law, particularly by
officials responsible for the administration of the State's correctional
system, is in itself a matter of the highest public interest. The public at
large is not served by . . . the willful or wanton infliction of pain and
suffering." Duran v. Anaya, 642 F. Supp. 510, 527 (D.N.M. 1986). In
this case, the public interest is not served by housing seriously mentally ill inmates at Supermax under conditions in which they risk
irreparable emotional damage and, in some cases, a risk of death by suicide.
Defendants assert that the public has an interest in maintaining safe prison systems, suggesting that the
transfer of mentally ill inmates to treatment facilities would
jeopardize that safety. However, from the evidence and testimony, particularly
that of former Secretary Sullivan, I am convinced that a maximum security
facility such as the Wisconsin Resource Center that is designed to serve the
prison population is capable of securing
mentally ill inmates and
treating their illnesses simultaneously. As one court stated, "this Court
is bound by law to keep a balance between efficient prison management and
keeping prisons a humane place: in this case, there is a glaring need for the
latter goal." Phillips v. Michigan Dept. of Corrections, 731 F. Supp.
792, 801 (W.D. Mich. 1990). I conclude that the public interest will be
served by protecting the Eighth Amendment rights of inmates housed at Supermax.
IT IS ORDERED that
1. Plaintiffs' motion for a preliminary injunction is GRANTED as to
their request to require defendants not to house the previously identified
seriously mentally ill inmates at Supermax and to evaluate inmates
on a one-time basis. Defendants [*1126] Gerald
Berge and Jon Litscher are
directed not to house Prisoners 1, 2, 3, 4 and 5 at Supermax. Defendants are
also directed not to return Prisoners 7 and 21, who are not currently at the institution,
to Supermax. Further, defendants are directed to arrange for mental health
professionals not employed by the Department of Corrections to perform
evaluations immediately of the following categories of inmates at Supermax:
those prescribed psychotropic medications; those who have been hospitalized in
a psychiatric institution at any time; those who have spent longer than 30 days
at Level One; those who have spent longer than 90 days at Supermax without
progressing beyond Level Two; and those who have been placed in the observation
unit on suicide watch. If the mental health professionals determine that any of
these inmates are seriously mentally
ill, they should not be housed at
Supermax Correctional Institution. Defendants may have until November 15, 2001,
in which to implement the evaluation of these segments of the population.
2. Plaintiffs' motion for a preliminary
injunction is DENIED as to their request to require an ongoing, monthly
evaluation of all inmates at Supermax.
3. Plaintiffs' motion to withdraw motion to
exclude purported expert opinions is
GRANTED.
Entered this 10th day of October, 2001.
BY THE COURT:
BARBARA B. CRABB
District Judge