Click back button to return to publication.
JUAN RIBOT-CARINO, Plaintiff v. ZOE LABOY, et als., Defendants
CIVIL NO. 98-2049 (JAG)
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF PUERTO RICO
March 28, 2002, Decided
March 28, 2002, Opinion
Filed
OPINION AND ORDER
Plaintiff, Juan A. Ribot-Carino ("Ribot"), an inmate at the
Rio Piedras State Penitentiary, brings this pro se action requesting injunctive
relief and damages pursuant to 42 U.S.C. § 1983, against defendants, Zoe Laboy,
former Administrator of Corrections of Puerto Rico Nydia Cotto Vives, former
Secretary of Corrections of Puerto Rico; Wanda Montanez, Pablo Roman, Eneida
Garcia, Paganel Sanchez, Roberto Morales, Julia Soto and Myrna Negron. On
November 9, 2000, defendants filed a motion to dismiss the Complaint, for
failure to state a claim upon which relief could be granted pursuant to Federal
Rule of Civil Procedure 12(b)(6). To date, Ribot has not responded to the
motion. Upon review of the pleadings and the record the Court grants
defendants' motion.
PROCEDURAL BACKGROUND
On June 16, 1997, Ribot filed
suit in federal court alleging intentional tampering with his federal mail. The
court dismissed the suit without prejudice on August 11, 1997. On January 27,
1998, Ribot filed a federal suit alleging retaliation; denial of access to the
courts; and deprivation of his prescription drugs. The same court dismissed the
suit on March 19, 1998. Both cases were dismissed because Ribot failed either
to pay the statutory filing fee of $150 or to submit a proper motion to proceed
in forma pauperis.
On
September 11, 1998, Ribot brought suit against defendants, Zoe Laboy, former
Administrator of Corrections of Puerto Rico Nydia Cotto Vives, former Secretary
of Corrections of Puerto Rico; Wanda Montanez, Pablo Roman, Eneida Garcia,
Paganel Sanchez, Roberto Morales, Julia Soto, Juan Miranda, Myrna Negron and
correctional officers Valentin and Perez pursuant to 42 U.S.C. §§ 1983, 1985(b)
and (c). Ribot alleged in his Complaint that he was assaulted by correctional
officers on October 29, 1997 and on December 16, 1997. On September 29, 1999,
U.S. District Judge Jose Fuste issued an opinion and order dismissing Ribot's
claims pursuant to 42 U.S.C. §§ 1985(b) and (c) against co-defendants Roberto
Morales, Juan Miranda, Wanda Montanez, Pablo Roman, and correctional officers
Valentin and Perez. Judge Fuste further held that there was insufficient
evidence to support Ribot's alleged October [*134] 29, 1997, attack because
Ribot merely argued that prison administrators assaulted him. As to the alleged
December 16, 1997, attack Judge Fuste held that since Ribot mentions the name
of the correctional officer who assaulted him, the assault if proven, could
constitute a violation of the Eighth Amendment to the United States
Constitution.
Effective August 1, 2000, this case was reassigned to this Judge for its
disposition.
FACTUAL BACKGROUND
Ribot
alleges that on December 16, 1997, a correctional officer, named Llaurador,
assaulted him in retaliation for Ribot filing two previous law suits against
the officers of the Rio Piedras State Penitentiary. Although the Complaint did
not contain the specificity that undoubtedly would have been present had it
been prepared by an attorney, it nevertheless alleged the injury that could
only have been caused by the assault.
MOTION TO DISMISS STANDARD
In
reviewing the dismissal of a pro se complaint for failure to state a claim, the
Court must construe it liberally, Estelle v. Gamble, 429 U.S. 97, 106, 50 L.
Ed. 2d 251, 97 S. Ct. 285 (1976), and consider the allegations as true, Cooper
v. Pate, 378 U.S. 546, 12 L. Ed. 2d 1030, 84 S. Ct. 1733 (1964), in the light
most favorable to the plaintiff. Harper
v. Cserr, 544 F.2d 1121, 1122 (1st Cir. 1976). Dismissal is warranted
"only if plaintiff is not entitled to relief under any set of facts he
could prove "Id. citing Conley v.
Gibson, 355 U.S. 41, 45-46, 2 L. Ed. 2d 80, 78 S. Ct. 99 (1957). Nevertheless,
pro se plaintiffs are required to plead basic facts sufficient to state a
claim. Leonardo v. Moran, 611 F.2d 397, 398 (1st Cir. 1979). See also Brown v. Hot, Sexy, and Safer Prods., Inc.,
68 F.3d 525, 530 (1st Cir. 1995). The test is whether, accepting the factual
allegations in the Complaint as true, and construing them in the light most
favorable to Ribot, the Complaint indicates any facts that could entitle him to
relief. La Chapelle v. Berkshire Life
Ins. Co., 142 F.3d 507, 508 (1st Cir. 1998).
DISCUSSION
In
order to establish liability under Section 1983, Ribot must first show that
"the conduct complained of was committed by a person acting under color of
state law." Parratt v. Taylor, 451 U.S. 527, 68 L. Ed. 2d 420, 101 S. Ct.
1908 (1981), overruled on other grounds, Daniels v. Williams, 474 U.S. 327, 88
L. Ed. 2d 662, 106 S. Ct. 662 (1986); see also Gutierrez-Rodriguez v. Cartagena, 882 F.2d 553, 559 (1st Cir.
1989); Voutour v. Vitale, 761 F.2d 812, 819 (1st Cir. 1985). Second, Ribot must
show that defendants' conduct deprived him of rights, privileges, or immunities
secured by the Constitution or laws of the United States. Parratt, 451 U.S. at 535;
Gutierrez-Rodriguez, 882 F.2d at 559. This second prong of the inquiry has two
elements. The first element requires that there be in fact, a deprivation of
rights, privileges, or immunities secured by the Constitution or laws of the
United States. Voutour, 761 F.2d at
819. The second element requires Ribot to show that the defendants' conduct
caused this deprivation. Id. at 819. This second-element inquiry has three
parts. First, Ribot must establish for each co-defendant that his or her own
act or omission deprived him of protected rights. Monell v. Deoartment of Social Services, 436 U.S. 658, 694 n. 58,
56 L. Ed. 2d 611, 98 S. Ct. 2018 (1978) (citing Rizzo v. Goode, 423 U.S. 362,
370-71, 46 L. Ed. 2d 561, 96 S. Ct. 598(1976)); Gutierrez-Rodriguez, 882 F.2d
at 562; Figueroa v. Aponte-Roque, 864 F.2d 947, 953 (1st Cir. 1989).
Second, defendants' conduct or inaction must have been intentional,
Simmons v. [*135] Dickhaut, 804 F.2d 182, 185 (1st Cir. 1986), grossly
negligent, or must have "amounted to a reckless or callous indifference to
the constitutional rights of others." Gutierrez-Rodriguez, 882 F.2d at
562. The final element in proving causation requires "an 'affirmative
link' between the street-level misconduct and the action, or inaction, of
supervisory officials." Gutierrez-Rodriguez, 882 F.2d at 562 (quoting
Rizzo, 423 U.S. at 371).
The
Eighth Amendment to the Constitution prohibits states from inflicting
"cruel and unusual punishment" on the prisoners it confines. Wilson v. Seiter, 501 U.S. 294, 297, 115 L.
Ed. 2d 271, 111 S. Ct. 2321 (1991). "It is now settled that the treatment
a prisoner receives in prison and the conditions under which he is confined are
subject to scrutiny under the Eighth Amendment." Farmer v. Brennan, 511
U.S. 825, 831, 128 L. Ed. 2d 811, 114 S. Ct. 1970 (1994). Just as prison
officials may be liable for their deliberate indifference in protecting inmates
from violence at the hands of fellow inmates, they may also be liable for their
deliberate indifference to violence by subordinates. Farmer, 511 U.S. at 832-33;
Buckner v. Hollins, 983 F.2d 119, 122 (8th Cir.1993) (applying deliberate
indifference standard to claim based on prison official's failure to act);
Meriwether v. Coughlin, 879 F.2d 1037, 1048 (2d Cir.1989) ("Supervisory
liability may be imposed when an official has actual or constructive notice of
unconstitutional practices and demonstrates 'gross negligence' or 'deliberate
indifference' by failing to act."); Vaughan v. Ricketts, 859 F.2d 736, 741
(9th Cir.1988) ("Prison administrators' indifference to brutal behavior by
guards toward inmates [is] sufficient to state an Eighth Amendment
claim."). Of course, for a supervisor to be liable under Section 1983,
there must have been an underlying constitutional deprivation. Blyden v.
Mancusi, 186 F.3d 252, 265 (2nd Cir. 1999). In the instant case, Ribot alleges
that a correctional officer assaulted him in retaliation for Ribot filing the
two previous lawsuits. In Hudson v. McMillian, 503 U.S. 1, 2, 117 L. Ed. 2d
156, 112 S. Ct. 995 (1992), the Supreme Court
held that an Eighth Amendment claim is always established when prison
officials use force maliciously and sadistically to cause harm "whether or
not significant injury is evident." Id. at 2. Thus, Ribot's allegations
concerning the attack by a correctional officer, if proven, would constitute a
constitutional deprivation under the Eighth Amendment.
Nevertheless, since Section 1983 imposes liability only upon those who
actually cause a deprivation of rights, "personal involvement of
defendants in alleged constitutional deprivations is a prerequisite to an award
of damages under § 1983." Blyden v. Mancusi, 186 F.3d 252, 264 (2d Cir.
1999) citing Wright v. Smith, 21 F.3d 496, 501 (2d Cir. 1994). The doctrine of
respondeat superior cannot be used to establish liability under Section 1983.
Monell v. Department of Soc. Servs., 436 U.S. 658, 692-94, 56 L. Ed. 2d 611, 98
S. Ct. 2018 (1978); Wright, 21 F.3d at 501; Johnson v. Glick, 481 F.2d 1028,
1034 (2d Cir. 1973). Thus, "given the lack respondeat superior liability
under Section 1983, a supervisor's liability is not for the use of excessive
force ... but for distinct acts or omissions that are a proximate cause of the
use of that force." Blyden, 186 F.3d at 264.
In prison conditions cases, a
prison official cannot be found liable under the Eighth Amendment for failure
to prevent an attack by a correctional officer unless the official: 1) knew of
and deliberately disregarded an unreasonable risk to the inmate's safety; or 2)
must have been aware of the facts from which an inference could have been drawn
that an unreasonable risk of serious harm existed to the [*136] inmate's
safety. Farmer, 511 U.S. at 837.
An unreasonable risk of serious harm is established where a plaintiff shows
that there is "a 'strong likelihood' that violence would occur."
Purvis v. Ponte, 929 F.2d 822, 825 (1st Cir. 1991) citing Benson v. Cady, 761
F.2d 335, 339-40 (7th Cir. 1985). Here, the alleged assault of Ribot by
correctional Officer Llaurador is insufficient in and of itself to infer that
any of the defendants knew or should have known that Ribot's safety had been
threatened and that they would have been deliberately indifferent to that
threat. Thus, the Complaint fails to state a claim of Eighth Amendment
violations by the prison officials named as defendants.
Although the Court is persuaded
that Ribot has failed to state a claim, the defect is one that might easily be
cured by an amendment. The Court would ordinarily take into consideration
Ribot's pro se status, and grant dismissal without prejudice to Ribot's filing
of an amended complaint realleging his claim. Nevertheless, Ribot received a
copy of the motion to dismiss twenty eight months ago and he has not filed
objections seeking to explain his allegations. Thus, Ribot has received
the equivalent of all the "practical protections" typically given to
paying plaintiffs under Fed. R.Civ.P. 12(b)(6). Neitzke v. Williams, 490 U.S.
319, 330, 104 L. Ed. 2d 338, 109 S. Ct. 1827 (1989). When opposing a Rule 12(b)
(6), motion, "a plaintiff cannot expect a trial court to do his homework
for him." McCoy v. Massachusetts Institute of Tech., 950 F.2d 13, 22 (1st
Cir. 1991). The plaintiff is responsible for putting his best foot forward in
an effort to present a legal theory that will support his claim. Id. at 23 (citing Correa-Martinez v.
Arrillaga-Belendez, 903 F.2d 49, 52). The plaintiff must set forth
"factual allegations, either direct or inferential, regarding each
material element necessary to sustain recovery under some actionable
theory." Gooley v. Mobil Oil Corp., 851 F.2d 513, 514 (1st Cir. 1988). Accordingly, the Court dismisses
Ribot's Complaint with prejudice for failure to state a claim upon which relief
can be granted. Pavilonis v.
King, 626 F.2d 1075, 1078 (1st Cir. 1980), (affirming dismissal where
magistrate's report alerted plaintiff
to complaint's deficiencies, which plaintiff failed to cure).
CONCLUSION
For
the foregoing reasons, the Court GRANTS defendants' motion to dismiss (Docket
27). Judgment shall be entered dismissing the Complaint with prejudice.
IT
IS SO ORDERED
In
San Juan, Puerto Rico, this 28th day of March 2002.
JAY
A. GARCIA-GREGORY
United States District Judge
Click back button to return
to publication.