PEGGY GALLO- LOEKS,
on behalf of T.L., a minor, Plaintiff-Appellant, v. RICHARD EUGENE REYNOLDS,
DEPUTY CHRIS WASHBURN, in his individual capacity, DOUGLAS COUNTY
SHERIFF'S OFFICE, Defendants-Appellants.
No. 01-1183
UNITED STATES COURT OF APPEALS
FOR THE TENTH CIRCUIT
2002 U.S. App. Lexis 6816
April 12, 2002, Filed
NOTICE:
RULES OF THE TENTH CIRCUIT
COURT OF APPEALS MAY LIMIT CITATION TO UNPUBLISHED OPINIONS. PLEASE REFER TO
THE RULES OF THE UNITED STATES COURT OF APPEALS FOR THIS CIRCUIT.
ORDER AND JUDGMENT *
* This order and judgment is
not binding precedent, except under the doctrines of law of the case, res
judicata, and collateral estoppel. The court generally disfavors the citation
of orders and judgments; nevertheless, an order and judgment may be cited under
the terms and conditions of 10th Cir. R. 36.3.
This civil rights case under 42
U.S.C. § 1983 involves a press release issued by the Douglas County Sheriff's
Office concerning the rape of appellant's minor daughter, T.L., by appellee
Richard Reynolds. The district court granted summary judgment
to the county defendants because the press release was substantially true,
dismissed the federal claim against
Reynolds because he was not a
state actor, and dismissed supplemental state law claims without prejudice.
Appellant challenges each of these rulings. We exercise jurisdiction under 28
U.S.C. § 1921, and affirm.
Factual and Procedural Background n1
T.L. met Reynolds
through an internet chat room in October 1997. T.L. was then 13 years
old; Reynolds was 18 years old. They corresponded and later agreed to meet for
a date. T.L. told her mother that she was going to a friend's house. On October
24, 1997, Reynolds picked up T.L. from her home in Parker,
Colorado, driving a minivan. They went to a fast food restaurant and a movie. A
heavy snowstorm that night caused their vehicle to become stuck in the snow.
While they were stranded, Reynolds and T.L. had sexual intercourse in the van.
T.L. did not view it as rape at the time or characterize it that way in initial
interviews with law enforcement officers.
On the night of the incident,
appellant discovered that T.L. was not at her friend's house and called police.
After the roads were cleared of snow and T.L. returned home, she talked with
her parents and then was interviewed by Officer Philip Saraff of the Parker
Police Department. At one point, Officer Saraff asked T.L. whether she had
consensual sex with Reynolds, and T.L. responded that she did not know
what consensual meant. Officer Saraff told her that sex was consensual if she
agreed to it. T.L. then indicated that her sexual intercourse with Reynolds
was consensual. Officer Saraff wrote in his report that T.L.
"stated that she and Rich had consensual intercourse. " (App.
106.)
Because the police investigation revealed that the alleged assault
occurred outside the City of Parker, the Douglas County Sheriff's Office took over
the case. When Deputy Chris Washburn arrived, he also interviewed T.L. at her
home. T.L. indicated during this interview that she had agreed to have sex
with Reynolds, and Deputy Washburn included in his report a
statement that T.L. "allowed [ Reynolds ] to have sex with her."
(App. 116.)
A few days later, the Public
Information Officer for the sheriff's office, Sergeant Atilla Denes, issued a
press release regarding the subject, "'Chat room' encounter leads to
second Internet-related sex arrest in five weeks." The release contained
information about Reynolds and his arrest for "sexual assault on a
child." (App. 123.) It also included the following account of the alleged
crime:
Reynolds
was arrested after a 13-year-old Parker girl told police that she had
sex with Reynolds in his van after they got stuck in a snow
drift south of Parker Friday night. According to the girl, she met Reynolds
in an Internet "chat room" on October 16th. The two reportedly
continued to correspond by e-mail and the U.S. Mail, and ultimately decided to
meet each other Friday.
Reynolds picked the girl up at her home Friday
afternoon. After the pair got stuck in the deep snow in a parking lot just off
Highway 83, they went to the back of
Reynolds' van, where they had
what the victim described as "consensual" sex. Under Colorado law, a
victim cannot consent to sex if she is less than 15 years old and the actor is
more than 4 years older than the victim.
(App. 123.) The statement then recounted
another arrest the previous month when a 26-year-old man allegedly met a
15-year-old girl on the internet and "convinced her to model for sexually
suggestive photographs." (App. 123.) The report concluded with the
following advice:
Sheriff's officials say that these incidents
point out the need for parents to be aware of who their children are
communicating with on-line. Sergeant Holly Nicholson-Kluth of the Douglas
County Sheriff's Office Crimes Against Persons Unit said that "sexual
predators hang out in chat rooms just waiting to swoop down" on
unsuspecting victims. She urged parents to monitor their children's Internet
access, and to be particularly vigilant of any on-line conversations with
sexual undertones.
(App. 123.)
Appellant filed suit under §
1983 claiming that defendants violated her daughter's constitutional rights of
privacy and association and defamed T.L. by publishing an account of the
incident containing a false statement that the pair "had what the victim
described as 'consensual' sex." Appellant complained that T.L. did not
describe the sexual intercourse as "consensual" but the press release
indicated that she did. This untrue statement, she alleged, was knowingly or
recklessly made. Appellant also alleged that the press release provided
sufficient information to permit T.L. to be identified by people who knew her,
even though it did not state her name, and caused T.L. to be ostracized and
ridiculed by peers. In addition, appellant sued Reynolds on tort claims
of sexual assault and outrageous conduct.
The
district court granted summary judgment to the Douglas County Sheriff's Office
and Deputy Washburn on the ground that the press release was substantially
true. The district court reasoned that the complaint alleged violations of
privacy and association rights and defamation as separate § 1983 claims but
that all of the claims relied on the publication of a false statement. The
district court therefore treated as dispositive the issue whether the press
release was false, and found that it was not. The court relied on evidence that
T.L. admitted telling Washburn and others that she had agreed to have sex
with Reynolds and concluded that the gist of the statement was true, even if
T.L. did not use the word "consensual." The district court granted Reynold's
motion to dismiss the § 1983 action against him due to a lack of
allegations that he acted under color of state law. Absent a federal claim, the
court declined to exercise supplemental jurisdiction of the state law claims.
Standards of Review
We
review a summary judgment decision de novo, applying the same legal standard
used by the district court. DeBoard v.
Sunshine Mining & Ref. Co., 208 F.3d 1228, 1237 (10th Cir. 2000); Penry v.
Federal Home Loan Bank, 155 F.3d 1257, 1261 (10th Cir. 1998). Summary judgment
is proper "if the pleadings, depositions, answers to interrogatories, and
admissions on file, together with the affidavits, if any, show that there is no
genuine issue as to any material fact and that the moving party is entitled to
a judgment as a matter of law." Fed. R. Civ. P. 56(c). We view the facts
and draw all reasonable inferences in favor of the nonmoving party. Penry, 155 F.3d at 1261. We may affirm a
grant of summary judgment on any ground presented to the district court and
shown by the record, even though the district court did not rely on it. United
States v. Simons, 129 F.3d 1386, 1389 (10th Cir. 1997); Bolden v. PRC Inc ., 43
F.3d 545, 548 (10th Cir. 1994).
We
also review a dismissal under Fed. R. Civ. P. 12(b)(6) de novo, applying the
same legal standard used below.
Aguilera v. Kirkpatrick, 241 F.3d 1286, 1292 (10th Cir. 2001); Sutton v.
Utah State School for the Deaf & Blind, 173 F.3d 1226, 1236 (10th Cir.
1999). We examine only the complaint, accept all well-pleaded factual
allegations as true, and view these allegations in the light most favorable to
the plaintiff. Aguilera, 241 F.3d at
1292; Sutton, 173 F.3d at 1236. Dismissal is proper when it is clear that the
plaintiff can prove no set of facts in support of her claim that would entitle
her to relief. Aguilera, 241 F.3d at 1292;
Sutton, 173 F.3d at 1236.
Discussion
A. County Defendants
Appellant contends that the Douglas County Sheriff's Office and Deputy
Washburn were not entitled to summary judgment for several reasons. Each
asserted reason will be taken up in turn.
Appellant first argues that the district court failed to view the facts
in the light most favorable to her in finding that the alleged defamatory statement
was substantially true. She considers the press release to be false because
T.L. did not use the word "consensual" in describing her sexual
encounter with Reynolds but the release could be read to say that
she did. In appellant's view, a report that T.L. said she consented to sex
implies a willingness to participate and a level of sophistication that were
untrue. Appellant faults Deputy Washburn for allegedly performing an inadequate
investigation and failing to take into account during his interview T.L.'s
young age and mental state.
Appellant's argument on this point is ill founded. She focuses on Deputy
Washburn and what he knew or should have known from his interview of T.L.
Appellant cites no fact, however, showing that Deputy Washburn played any part
in deciding to issue the press release or in composing it. To the contrary, the
record shows that the Public Information Officer responsible for the press
release simply relied on information obtained from investigative reports. (App.
126.) Deputy Washburn's report did not contain the language about which
appellant complains; he stated, truthfully based on his inquiry, that T.L.
"allowed" the sex. The word "consensual" appears in Parker
Police Officer Saraff's report. Neither Parker nor Officer Saraff are parties
in this case, and it is unclear that Sergeant Denes had the Saraff report. At
the time Deputy Washburn interviewed T.L., however, she was operating under a
belief that she had permitted the encounter with Reynolds to occur or, in
legal parlance, that she had consented to it.
Further, appellant's argument concerning the meaning conveyed by the
statement, "they had what the victim described as 'consensual' sex,"
takes the phrase out of context. Placing the word "consensual" in
quotation marks signifies a particular meaning, as contrasted with the
following sentence explaining that the victim in the account could not give
legal "consent." This was the reading intended by Sergeant Denes. (App. 129.) Accordingly, we agree with the district court that
the statement about which appellant complains is substantially true and that
this finding defeats appellant's defamation claim. See Melton v. City of Oklahoma City, 928 F.2d
920, 929 (10th Cir. 1991) (absent duplicity, truthful reports are not
actionable under § 1983); see also Garcia v. City of Albuquerque, 232 F.3d 760,
772 (10th Cir. 2000) (falsity is an element of a liberty interest claim).
Appellant also argues that,
aside from the statement's falsity, the press release violated her daughter's
right of privacy by exposing to the public intimate information that served no
useful purpose. She contends that the question of consent should not have been
mentioned because it was unnecessary to the purpose of the release. According
to appellant, the stated reason for issuing the release - to alert the public
to the danger of internet-related sex crimes involving children - could be
served without commenting on whether the sex was consensual. She cites Doe v.
City of New York, 15 F.3d 264 (2d Cir. 1994), which recognized a § 1983 privacy
claim where a city disclosed a person's HIV status in releasing information
about a confidential settlement agreement. In response to questions at oral
argument, appellant's counsel has clarified the asserted legal theory to be
"false light" invasion of privacy, that is, the claim is not that
T.L. could be identified from the press release but that it falsely portrayed
her as a girl who had consented to sexual relations.
This argument fails for several
reasons. First, we are aware of no case, and appellant cites none, recognizing
the sort of § 1983 claim asserted here. There exists a constitutional right to
privacy in certain forms of personal information possessed by the state if
"an individual has a legitimate expectation . . . that it will remain
confidential while in the state's possession." Sheets v. Salt Lake
County, 45 F.3d 1383, 1387 (10th Cir. 1995); see Livsey v. Salt Lake County, 275 F.3d 952, 955 (10th Cir. 2001).
"If an individual has a legitimate expectation of confidentiality, then
disclosure of such information must advance a compelling state interest which,
in addition, must be accomplished in the least intrusive manner." Sheets,
45 F.3d at 1387; see Livsey, 275 F.3d at 955. "It is irrelevant
to a constitutional privacy analysis whether these [publicly disclosed]
allegations are true or false; 'the disclosed information itself must warrant
constitutional protection.'" Stidham v. Peace Officer Standards &
Training, 265 F.3d 1144, 1155 (10th Cir. 2001) (quoting Nilson v. Layton City,
45 F.3d 369, 372 (10th Cir. 1995)) (alteration in Stidham). Simply put, falsity is not an
element of an invasion of privacy claim under § 1983.
We have previously stated in
other circumstances that a disclosure of information contained in police
reports does not implicate a constitutional right of privacy. Nilson v.
Layton City, 45 F.3d 369, 372 (10th Cir. 1995); see also Scheetz v. The Morning Call, Inc., 946 F.2d
202, 207 (3d Cir. 1991). Appellant does not argue that a different rule should
apply to T.L. because she is a minor. In fact, appellant has made no effort to
establish that her daughter had a legitimate expectation that the information
disclosed would remain confidential. Therefore, because appellant did not meet
her burden to show that T.L. had a
constitutional right of privacy in the information disclosed, the county
defendants were entitled to summary judgment on the § 1983 privacy claim.
Appellant is understandably
upset about the sensitive information disclosed in the press release, and one
might question Sergeant Denes' judgment in deciding to include this degree of
detail. It is not our place, however, on grounds of policy as we might see it
to second guess this decision or to gauge the wisdom of the county's practice
regarding the content of press releases. Indeed, a countervailing view is that
the press release contained useful information for other parents. Including
information about consent arguably served a legitimate purpose of emphasizing
the danger of internet relationships, which may enable a sexual predator to
gain a child's trust and thus obtain consent. Only if appellant had
demonstrated the existence of a privacy right, which she has not, would we be
asked to weigh T.L's interest in preventing the disclosure against the public
interest in releasing the information.
Appellant lastly argues
concerning summary judgment that the press release violated her daughter's
right of association by disclosing information
that caused T.L. to be ridiculed and ostracized by peers who falsely
perceived her to be sexually promiscuous and immoral. As with invasion of
privacy, appellant argues that falsely reporting that her daughter described
the sexual encounter as consensual did not further the alleged purpose of the
press release but, according to appellant, only served to destroy T.L.'s
childhood friendships. Appellant's argument in support of a freedom of
association claim is unsupported by relevant legal authority, and therefore we decline
to consider it. Phillips v.
Calhoun, 956 F.2d 949, 953-54 (10th Cir. 1992). Moreover, appellant has failed
to identify a particular relationship protected by the First Amendment's right
of association; the Constitution does not recognize a "generalized right
of 'social association.'" City of Dallas v. Stanglin, 490 U.S. 19, 25, 104
L. Ed. 2d 18, 109 S. Ct. 1591 (1989).
Therefore, the district court properly entered summary judgment in favor
of the county defendants on appellant's § 1983 claims.
B. Defendant
Reynolds
Appellant asserts that her § 1983 action against Reynolds
was wrongly dismissed and that the district court should have exercised
supplemental jurisdiction of tort claims against him. We reject appellant's
position on the first issue and, accordingly, affirm the district court's
exercise of discretion under 28 U.S.C. § 1367(c) not to retain jurisdiction of
state law claims.
Reynolds persuasively argues, as
the district court found, that the complaint failed to allege that he was a
state actor for purposes of suit under § 1983. Appellant relies on paragraphs
42-52 of the complaint to establish that she alleged joint action between Reynolds
and the county defendants that "'substituted the judgment of a
private party for that of the police or allowed a private party to exercise
state power.'" (Appellant's Opening Br. at 14-15, quoting Carey v.
Continental Airlines Inc., 823 F.2d 1402, 1404 (10th Cir. 1987).) A careful
review of the cited paragraphs reveals a single sentence that might arguably
allege joint action. It states: "This information [in the press release]
came from Defendant Washburn and Defendant
Reynolds. " (App. 7, P 42.) Assuming this allegation to be true, it
does not provide a basis for a § 1983 suit against Reynolds. A private
person does not become involved in joint action with a law enforcement agency
simply by furnishing information to officers.
Benavidez v. Gunnell, 722 F.2d 615, 618 (10th Cir. 1983). Absent any
factual basis for a claim that Reynolds was acting under color of state law,
appellant's § 1983 suit against him was properly dismissed.
Conclusion
The
judgment entered by the United States District Court for the District of
Colorado is AFFIRMED.
Entered for the Court
Wayne
E. Alley
Senior District Judge
FOOTNOTES:
n1 We state here undisputed
facts relevant to the summary judgment ruling and allegations needed to
understand the issues. Specific allegations pertinent to Reynolds'
dismissal will be presented in the discussion of that issue.