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CARL FRANCIS KERSEY APPELLANT v. ROBERT J. WILSON APPELLEE
NO. 2-01-226-CV
COURT OF APPEALS OF TEXAS,
SECOND DISTRICT, FORT WORTH
February 14, 2002, Delivered
OPINION:
[*796] I. INTRODUCTION
This is an appeal from summary judgment granted in favor of Appellee
Robert J. Wilson, a sergeant with Texas
Department of Public Safety. Appellant Carl Francis Kersey sued Wilson alleging
assault, negligence, gross negligence, false imprisonment, and intentional
infliction of mental anguish and emotional distress arising out of his arrest
for failure to produce his "record of duty status" as required by
federal and state law. See 49 C.F.R. § 395.8(k)(2) (2001); 37 TEX. ADMIN. CODE
§ 3.62(a) (Supp. 2001). The trial court granted Wilson's motion for summary
judgment on the grounds of official immunity, which Kersey challenges on appeal
in one issue. We affirm.
II. BACKGROUND
On September 2, 1997, Kersey was
driving an eighteen-wheeler on a highway in Clay County, Texas, when he was
pulled over by Trooper Larry King of the Texas Department of Public Safety for
failing to maintain a single lane. King asked Appellant to produce his "logbook,"
or "record of duty status." While Kersey refused this request, he did
show King the last entry, even though the law required Kersey to show King the
record of the previous seven days. This entry, however, was not even
appropriately updated. Because of Kersey's failure to cooperate, King requested
assistance. Wilson, King's supervisor, responded. Wilson also requested
Kersey's logbook. Kersey again refused. Kersey was placed under arrest and
charged with interference with public duties. He entered a plea of nolo
contendere, and the trial court found him guilty. This court affirmed Kersey's
conviction in an unpublished opinion. See Kersey v. State, No. 02-00-233-CR,
slip op. at 2 (Tex. App.--Fort Worth June 21, 2001, pet. ref'd) (not designated
for publication).
This lawsuit involves the
alleged circumstances surrounding Kersey's arrest. Kersey contended that he was
burned when Wilson put him on the hood of his patrol car to arrest him, that
Wilson aggravated a previous injury to his right arm when Wilson twisted it
behind Kersey's back, and that Wilson aggravated a previous injury to Kersey's
leg and hip. On August 31, 1999, Kersey filed suit against Wilson alleging
assault, negligence, gross negligence, false imprisonment, and intentional
infliction of mental
anguish and emotional distress. Wilson filed his motion for summary
judgment on February 2, 2001, on the grounds of official immunity, which the
trial court granted on May 18, 2001.
III. SUMMARY JUDGMENT
In
a summary judgment case, the issue on appeal is whether the movant met his
summary judgment burden by establishing that no genuine issue of material fact
exists and that the movant is entitled to judgment as a matter of law. TEX. R.
CIV. P. 166a(c); KPMG Peat Marwick v. Harrison County Hous. Fin. Corp., 988
S.W.2d 746, 748 (Tex. 1999); City of Houston v. Clear Creek Basin Auth., 589
S.W.2d 671, 678 (Tex. 1979). The burden of proof is on the movant, and all
doubts [*797] about the existence of a genuine issue of material fact are
resolved against the movant. Rhone-Poulenc, Inc. v. Steel, 997 S.W.2d 217, 223
(Tex. 1999); Friendswood Dev. Co. v. McDade +
Co., 926 S.W.2d 280, 282 (Tex. 1996); Great Am. Reserve Ins. Co. v. San
Antonio Plumbing Supply Co., 391 S.W.2d 41, 47 (Tex. 1965). Therefore, we must
view the evidence and its reasonable inferences in the light most favorable to
the nonmovant. Great Am., 391 S.W.2d at 47.
In
deciding whether there is a material fact issue precluding summary judgment,
all conflicts in the evidence are disregarded and the evidence favorable to the nonmovant is accepted as
true. Rhone-Poulenc, 997 S.W.2d at 223; Harwell v. State Farm Mut. Auto. Ins. Co.,
896 S.W.2d 170, 173 (Tex. 1995). Evidence that favors the movant's position
will not be considered unless it is uncontroverted. Great Am., 391 S.W.2d at 47. The summary judgment will be
affirmed only if the record establishes that the movant has conclusively proved
all essential elements of the movant's cause of action or defense as a matter
of law. Clear Creek Basin, 589 S.W.2d at 678.
A
defendant is entitled to summary judgment on his affirmative defense if he
conclusively proved all the elements of the affirmative defense. KPMG Peat
Marwick, 988 S.W.2d at 748. To accomplish this, the defendant must present
summary judgment evidence that establishes each element of the affirmative
defense as a matter of law. Ryland Group, Inc. v. Hood, 924 S.W.2d 120, 121
(Tex. 1996).
IV. OFFICIAL IMMUNITY
Official immunity is a common-law affirmative defense that shields
government officers and employees from personal liability arising from their
performance of (1) discretionary duties (2) in good faith (3) within the scope
of their authority. City of Lancaster
v. Chambers, 883 S.W.2d 650, 653 (Tex. 1994); Burgess v. Jaramillo, 914 S.W.2d
246, 248-49 (Tex. App.--Fort Worth 1996). In his motion for summary judgment,
Wilson argued that he was protected from Kersey's suit by official immunity.
The trial court agreed and granted summary judgment in his favor. Kersey's
argument on appeal that Wilson was not entitled to official immunity
encompasses one-half page of his brief and merely points this court back to his
response to Wilson's motion for summary judgment. In his brief on appeal and
his response to Wilson's motion for summary judgment, Kersey specifically
relies on this court's analysis in Burgess, as "compelling authority in
[his] favor." In fact, in his response to Wilson's motion for summary
judgment, he simply replicated a three page quote from Burgess as support for
his position.
Without addressing the obvious factual distinctions between Burgess and
the case at hand, we note that after setting forth the elements of an official
immunity affirmative defense, we explained in Burgess that
Jaramillo concedes that Burgess's actions
occurred within the course and scope of his employment as Director of Human
Resources for Wichita County. The question on appeal is, then, did Burgess
establish as a matter of law his non-liability for the alleged defamation by
reason of his exercise of discretionary duties in good faith.
Burgess, 914 S.W.2d at 249. However, after
concluding that Burgess failed to prove that his actions were discretionary as
a matter of law, we ended our analysis without addressing good faith and held
that Burgess was not entitled to the affirmative defense of official immunity. Id.
at 252. Therefore, the only element of the [*798] official immunity affirmative
defense discussed in Burgess was whether the activity was discretionary or
ministerial.
Because Kersey does not contest
any particular element of Wilson's official immunity defense in his brief and
never directly refuted in his response to Wilson's motion for summary judgment
at trial any of the elements of Wilson's defense, and because Burgess only
analyzed the discretionary act element of the affirmative defense, we conclude
that the only question Kersey presents
on appeal is whether Wilson established as a matter of law that his actions in
arresting Kersey were discretionary rather than ministerial.
A. DISCRETIONARY VERSUS MINISTERIAL ACT
As a general rule, official
immunity from suit attaches to a government employee's official actions only
when that employee's job requires the exercise of personal judgment and
discretion. City of Wichita
Falls v. Norman, 963 S.W.2d 211, 215 (Tex. App.--Fort Worth 1998, pet. dism'd
w.o.j.); see also Alamo Workforce Dev., Inc. v. Vann, 21 S.W.3d 428, 434 (Tex.
App.--San Antonio 2000, no pet.); Davis v. Klevenhagen, 971 S.W.2d 111, 116
(Tex. App.--Houston [14th Dist.] 1998, no pet.). A government employee's
performance of duties that are merely ministerial in nature, however, is not
cloaked with official immunity. Norman, 963 S.W.2d at 215. The distinction
between official duties that are discretionary and those that are ministerial in
nature has been described as follows:
A ministerial act is one which a
person performs in a given state of facts and in a prescribed manner in
obedience to the method of legal authority, without regard to his own judgment
on the propriety of the act being done. The distinction between
ministerial and judicial and other official acts is that, where the law
prescribes and defines the duty of be performed with such precision and
certainty as to leave nothing to the exercise of discretion or judgment, the
act is ministerial; but, where the act to be done involves the exercise of
discretion of judgment in determining whether the duty exists, it is not to be
deemed ministerial.
Miller v. State, 53 S.W.2d 838, 840 (Tex.
Civ. App.--Amarillo 1932, writ ref'd).
The facts of this case establish
that Kersey's alleged injuries occurred when Wilson arrested him for refusing
to produce his logbook for inspection. The identical provisions of
Section 395.8 of the Federal Motor Carrier Safety Regulations and section 3.62(a)
of Title 37 of the Texas Administrative Code require each driver of a motor carrier to keep and retain
for inspection while on duty a record of his duty status for the previous seven
days. See 49 C.F.R. § 395.8(k)(2); 37 TEX. ADMIN. CODE § 3.62(a). As
such, King and Wilson had the authority to inspect Kersey's logbook to
determine whether he was complying with these requirements. The penal code
provides that a person commits a class B misdemeanor by interfering with a
peace officer while the peace officer is performing a duty or exercising
authority imposed by law. TEX. PENAL
CODE ANN. § 38.15(a)(1) (Vernon Supp. 2002). Because Kersey refused to
cooperate with King's and Wilson's investigation, he interfered with their
public duties, an offense for which he previously entered a plea of nolo
contendere. n1 Id.; Kersey v. [*799] State, 2001 Tex. App. Lexis 3158, No.
02-00-233-CR, slip op. at 2 (Tex. App.--Fort Worth June 21, 2001, pet. ref'd)
(not designated for publication).
An officer's decision regarding
"if, how, and when to arrest a person" is discretionary. Dent
v. City of Dallas, 729 S.W.2d 114, 116 (Tex. App.--Dallas 1986, writ ref'd
n.r.e.), cert. denied, 485 U.S. 977, 99 L. Ed. 2d 483, 108 S. Ct. 1272 (1988);
see also Davis, 971 S.W.2d at 117-18.
State law prescribes and defines the offense of interfering with public duties,
an offense for which a person may be arrested. TEX. PENAL CODE ANN. § 38.15.
Determining whether probable cause exists that the person has committed an
offense and further determining whether the person should be arrested, however,
involve personal deliberation and judgment. See Antu v. Eddy, 914 S.W.2d 166, 171 (Tex. App.--San Antonio 1995,
no writ). As such, effecting an arrest has been held to constitute a
discretionary act. See id.; see also Davis,
971 S.W.2d at 117-18; Dent, 729 S.W.2d at 116. Consequently, Officer Wilson's decision concerning
whether to arrest Kersey for interfering with official duties constituted a
discretionary function. Thus, we conclude that because Wilson proved as a
matter of law that his arresting Kersey was a discretionary act, the trial
court did not err in granting his motion for summary judgment.
B.
OFFICIAL IMMUNITY AND KERSEY'S ASSAULT ALLEGATION
In
his response to Wilson's motion for summary judgment, Kersey also argued that
Wilson could not prevail on his official immunity defense in relation to
Kersey's assault allegation. Kersey specifically alleged in his response that
official immunity cannot apply to his claim for assault because "under no
circumstances can a peace officer have Official Immunity from committing an
intentional Tort such as Assault" because it "is not within the scope
of [his] authority and there is no way that [he] could have in good faith
intentionally assaulted" Kersey. To the contrary, several courts have
applied official immunity in cases involving allegations of intentional torts
such as assault arising from police activity. See Hudson v. Vasquez, 941 S.W.2d 334, 336-37 (Tex. App.--Corpus
Christi 1997, pet. filed) (assault); Victory v. Bills, 897 S.W.2d 506, 507-10
(Tex. App.--El Paso 1995, no writ) (assault and battery); Antu, 914 S.W.2d at
170-72 (false arrest, assault and negligent infliction of emotional distress); Ervin
v. James, 874 S.W.2d 713, 715-18 (Tex. App.--Houston [14th Dist.] 1994, writ
denied) (assault and negligence); see also Wallace v. Moberly, 947 S.W.2d 273,
275, 277-78 (Tex. App.--Fort Worth 1997, no writ) (claim of assault against a
game warden). Consequently, we hold that official immunity does apply to
allegations of intentional torts. As such, we overrule Kersey's sole point.
V. CONCLUSION
Having determined that Wilson's arresting Kersey was a discretionary
function and that the affirmative defense of official immunity applies to
intentional torts, we affirm the trial court's judgment.
SAM
J. DAY
JUSTICE
CONCURBY: LEE ANN DAUPHINOT
CONCUR: CONCURRING OPINION
I
respectfully disagree with the majority's holding that "because Kersey
refused to cooperate with King's and Wilson's investigation, he interfered with
their public duties . . . ."
[*800] Section 38.15 of the Texas Penal Code, outlining the offense of
interference with public duties, provides in subsection (d): "It is a
defense to prosecution under this section that the interruption, disruption, impediment, or interference alleged consisted
of speech only." n2 In the only case I have found construing section
38.15(d), Justice Onion pointed out, "It is observed that section 38.15
expressly provides in subsection (d) a defense when the interference consists
of speech only. Even without this statutory defense, a verbal interference with
a public servant or officer could be defended on grounds of the First Amendment
to the United States Constitution." n3
Additionally,
I would point out that violation of section 395.8 of the Federal Motor Carrier
Safety Regulation Act carries its own sanctions. n4 Because Kersey does not
challenge the validity of his arrest, however, our discussion of the lawfulness
of his arrest is unnecessary and, I believe, mere dicta that should be omitted.
LEE
ANN DAUPHINOT
JUSTICE
FOOTNOTES:
n1 Because we cannot use
Appellant's plea of nolo contendere against him as an admission of guilt in
this case, we only note Appellant's plea of nolo contendere for purposes of
establishing the finality of the facts giving rise to this civil suit. See TEX.
CODE CRIM. PROC. ANN. art. 27.02(5) (Vernon 1989).
n2 TEX. PENAL CODE ANN. §
38.15(d) (Vernon Supp. 2002).
n3 Carney v. State, 31
S.W.3d 392, 396 (Tex. App.--Austin 2000, no pet.).
n4 See 49 C.F.R. § 395.8(e)
(2001) ("Failure to complete the record of duty activities of this section
. . .,failure to preserve a record of such duty activities, or making of false
reports in connection with such duty activities shall make the driver and/or
the carrier liable to prosecution.").