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FREDERICK T. MOORE, IV v. RICK WINER, et al.
CIVIL NO. S 00-3218
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF MARYLAND
March 20, 2002, Decided
MEMORANDUM OPINION
This suit, whose jurisdictional
allegations establish only federal question jurisdiction, results from an
unfortunate encounter between the plaintiff - a diabetic - and officers of the
Sheriff's Department of Frederick County, which enforces, inter alia, traffic
laws on public roads in that county. Although terribly unfortunate, the results
of this encounter do not present a triable case under established Supreme Court
and Fourth Circuit law, for reasons to be set forth post.
The
matter is before the Court on the defendants' motion for summary judgment,
which has been fully briefed, and no oral hearing is necessary. Local Rule
105.6 (D. Md. 2001).
The
essential facts leading up to the encounter between plaintiff and the deputies
are undisputed. Plaintiff suffers from juvenile diabetes, but he was not
wearing a "medic alert tag" so indicating on the evening of June 12,
1998, when the occurrence in suit took place. That evening, plaintiff had had
dinner with his family in [*805] Great Falls, Virginia, after which he headed
home in his truck, alone. The last thing plaintiff remembers prior to the end
of his encounter with police (which will be detailed hereinafter), he was attempting to turn around to meet his wife
at a gas station in Virginia. Having then fallen into a diabetic shock, the
plaintiff continued driving, but his driving was erratic enough that, while
still in Virginia, he attracted the attention of a retired police officer, who
followed plaintiff's truck into Maryland after it crossed the Potomac at Point
of Rocks. Once inside Maryland, the retired police officer called the Maryland
State Police in Frederick, reporting that the plaintiff's driving was extremely
erratic, including his having crossed over to the left into oncoming traffic
lanes and also swerving off to the right, sideswiping guardrails. The retired
officer assumed that the plaintiff was intoxicated, and felt that "there
was going to be a tragic event."
A Maryland State Trooper fell in
behind the plaintiff on Maryland Route 340. The trooper observed the plaintiff
swerving completely across the road onto the median strip, and then onto the
opposite side, and up onto an embankment. When the state trooper tried to stop the plaintiff,
plaintiff accelerated, crossing the median entirely into the oncoming traffic
lanes. In the process, he ran between six and twelve cars off the road. The
defendant herein, Deputy Winer, was ahead of the plaintiff's vehicle and set up a road block. The
plaintiff did not slow down, causing Winer to take evasive action. Winer
eventually forced the plaintiff's vehicle to a stop against a guardrail.
The plaintiff failed to respond
to Winer's repeated orders to turn off his ignition, but instead, put his hand
on the gear shift. Plaintiff also disregarded Winer's orders to exit the
vehicle. Winer then told plaintiff he would have to break the car window in
order to turn the truck off if plaintiff did not do it, which he did not, so
Winer broke the window. According to the officers, including defendant Norris,
plaintiff kept at least one hand on the steering wheel and was attempting to
shift into gear with the other, a behavior which he resumed after having been
sprayed with pepper spray. With the plaintiff still unresponsive to verbal
commands, Winer threatened to strike him with his baton if he did not comply
with orders to stop the engine. Plaintiff did not, so Winer struck him several
times on the upper arm and shoulder, again to no effect, so a K-9 was placed in
the truck. Plaintiff pushed the dog out of the truck. The K-9 was reinserted
into the truck, at which time he bit the plaintiff on the right arm and
shoulder, which resulted in plaintiff becoming submissive, placing his hands on
the steering wheel, and stopping revving the truck. Plaintiff was then
withdrawn from the truck, placed on the ground, and handcuffed.
After plaintiff was secured, a
state trooper noticed a card hanging from the rear view mirror of the truck
indicating that plaintiff was a diabetic. The trooper then called for an
ambulance, and plaintiff was transported to the hospital, with no police guard.
Later, and after his driving behavior had been reported to his home state of
Virginia, six traffic tickets were issued to the plaintiff, all of which were
subsequently "nolle prossed." (Maryland's equivalent to a dismissal.)
The
defendants urge that they are entitled to summary judgment on the plaintiff's
federal claims of excessive force and unreasonable seizure (there being no
argument advanced by plaintiff in opposition to the defendants' motion with
regard to any other federal claims asserted), on the ground of qualified
immunity. The Supreme Court has recognized that questions of qualified immunity
should be resolved as early as possible in the litigation, [*806] as the
purpose of the doctrine of qualified immunity is to serve as a bar to suit, not just to judgment. Mitchell v. Forsyth, 472 U.S. 511, 526, 86
L. Ed. 2d 411, 105 S. Ct. 2806 (1985). Although there are sometimes disputes of
fact which must be resolved before a decision can be rendered on questions of
qualified immunity, in this case, the officers' observations stand essentially
unchallenged, in light of the plaintiff's inability to recall the facts on his
own.
Having in mind the Supreme Court's threshold tests for consideration of
a qualified immunity claim, see Wilson
v. Layne, 526 U.S. 603, 143 L. Ed. 2d 818, 119 S. Ct. 1692 (1999), the Court
has determined that, as to the plaintiff's claims growing out of his having
been stopped and taken out of his truck, the federal rights alleged to have been violated here - viz., to be free from
unreasonable seizure, including both the reasonableness of the stop itself and
the reasonableness of its execution (the claim of excessive force) - were
clearly established at the time in question.
The
determinative question, of course, then becomes whether "'it would have
been clear to an objectively reasonable officer'" that his conduct
violated those rights. Brown v.
Gilmore, 278 F.3d 362, 367, 2002 WL 86808 (4th Cir. 2002) (quoting Saucier v.
Katz, 533 U.S. 194, 121 S. Ct. 2151, 150 L. Ed. 2d 272 (2001)). In this
connection, the fact that the four police officers on the scene have slightly
differing recollections of the cardinal facts (although they agree as to the
vast bulk of the facts) does not itself generate a triable issue precluding the
entry of summary judgment on qualified immunity grounds. See, e.g., Sigman v. Town of Chapel Hill, 161 F.3d 782
(4th Cir. 1998).
There is no question in this
case that the defendants are entitled to qualified immunity on plaintiff's
federal claims. They were undoubtedly entitled to stop the plaintiff, both to
investigate the cause of his erratic driving behavior and to keep people from
being killed by it. See Edwards
v. State, 2002 Md. App. Lexis 49, 2002 WL 340587 (2002). Having stopped the plaintiff,
who failed to comply with lawful orders to shut off his truck so that he could
not further travel, create a new hazard, or cause harm to the officers who had
stopped him and others, the defendants were clearly authorized to use physical
force to subdue the plaintiff and effectuate his arrest. See Brown, 278 F.3d 362, 2002 WL 86808; Gooden
v. Howard County, 954 F.2d 960 (4th Cir. 1992). The officers' escalating use of force was a measured
response engendered by their objective observations and conclusions from
plaintiff's erratic behavior that he needed to be subdued to prevent harm to
himself, other motorists, and the officers. All of their conduct, in short, was
such that an objectively reasonable officer would not have believed that it
violated plaintiff's constitutional rights.
Plaintiff's case against qualified immunity is premised upon the
depositions of the two Maryland State Troopers, Click and Cibula, who were
assisting at the scene. Their testimony, especially Cibula's as to the use of a
K-9 (police dog) to extract plaintiff from the vehicle, does lend support to
plaintiff's point that a reasonable officer might have concluded that it was
not necessary to utilize a dog to make the extraction. However, their
deposition testimony certainly does not compel the legal conclusion - or generate
a triable factual issue - that the defendants' perceptions of the situation and
their use of force (including the dog), or both, were unreasonable. The fact
that different officers perceive things in different ways does not itself make
one particular perception or the employment of a particular police technique
unreasonable. Cf. Gooden, 954 F.2d at
965.[*807]
In this case, for example, it is
true that Trooper Cibula testified that he did not think it was necessary to
utilize a dog to extract plaintiff from the vehicle, but that testimony was
tempered by his testimony that he was unfamiliar with the use of dogs in such
situations, and that he later learned that such use was an acceptable
technique, see Dep. of Andrew P. Cibula at 66-69. Furthermore, Click
perceived the plaintiff to be on drugs, and the troopers' speculation that he
might have been undergoing a medical condition was identified by them on
deposition as just that - speculation. More to the point, both troopers'
deposition testimony confirmed their perceptions that it was necessary for
police to gain control of the vehicle, which plaintiff simply refused to
relinquish, and that force was needed for such purpose.
Although it is arguable that
defendants would have been alerted to plaintiff's physical condition by the
presence of a tag hanging from his rear view mirror, had they noticed it (and
there is no evidence that they did), the law does not condone second-guessing
by a court as to an officer's actions in an exigent situation in the field.
These officers were faced with a dangerous situation, at night, when they had
to focus their whole concentration on bringing the plaintiff and his vehicle
under control. They cannot be faulted in hindsight for having overlooked a
mirror tag. In this regard, Chief Judge Wilkinson's observations in reversing
the district court's failure to grant summary judgment in Brown, supra, bear
repetition here:
We recognize that encounters such as this
one come charged with emotion. . . . Without minimizing the dignitary concerns
of those arrested and without granting carte blanche [sic] to those making the
arrest, the Supreme Court has mandated that we respect the objectively
reasonable conduct of those charged with the duty of maintaining public peace.
"Judged from the perspective of a reasonable officer on the scene, rather
than with the 20/20 vision of hindsight," the actions in this case pass
constitutional muster. The officers here did not have the option of delaying
decision in order to determine what a fact finder months or years later might
make of the situation.
Brown, supra, 278 F.3d at 370 (citation
omitted).
This Court certainly cannot top Chief Judge Wilkinson's eloquent
explication of the proper application of the qualified immunity doctrine, which
is as fully applicable in this case - despite its unfortunate and sympathetic
plaintiff - as it was in that case.
Turning to plaintiff's state law claims, which he is asserting only
under the "pendent jurisdiction" of this Court (now codified as its
supplemental jurisdiction), and there being no allegations establishing
diversity of citizenship, the Court, having dismissed the plaintiff's federal claims, exercises its
discretion to dismiss his state-law claims, without prejudice, pursuant to 28
U.S.C. § 1367(c)(3) (2001).
The
Court notes that the State of Maryland and Frederick County, Maryland, have
previously been dismissed from this case, and, even if they were still parties,
there are absolutely no facts indicating that Frederick County (the only of
these entities against which a section 1983 claim could be asserted) had any
custom or practice relevant to this case that violated any federally protected
right of the plaintiff's.
For the reasons stated, an Order will be entered separately, granting
the individual defendants' motion for summary judgment as to plaintiff's
federal claims and dismissing his state-law based claims, without prejudice,
with each party to bear its own costs.
Dated: March 20th, 2002
Frederic N. Smalkin
U.S. District Judge[*808]
JUDGMENT ORDER
For
the reasons stated in a Memorandum Opinion entered this date, it is, by the
Court, this 20th day of March, 2002, ORDERED and ADJUDGED:
1.
That the remaining defendants' motion for summary judgment on the ground of
qualified immunity BE, and the same hereby IS, GRANTED;
2.
That judgment BE, and it hereby IS, ENTERED in favor of the remaining
defendants, against the plaintiff, on plaintiff's federal claims, with each
party to bear his own costs;
3.
That the plaintiff's state-law based claims BE, and they hereby ARE, DISMISSED,
without prejudice, pursuant to 28 U.S.C. section 1367(c)(3); and
4.
That the Clerk inform counsel for the parties of the entry of this Order and of
the said Memorandum.
Frederic N. Smalkin
U.S. District Judge