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ERIC SILBERBERG, Plaintiff, v. RICHARD LYNBERG, JILL DEFELICE, PAUL
LOCICERO, TOWN OF DERBY, TOWN OF ANSONIA, TOWN OF SHELTON, TOWN OF SEYMOUR,
TOWN OF WOODBRIDGE, and TOWN OF MONROE, Defendants.
Civil No. 3:99CV02249(AWT)
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF CONNECTICUT
February 20, 2002, Decided
RULING ON MOTIONS FOR SUMMARY JUDGMENT
The
plaintiff, Eric Silberberg ("Silberberg") brings this action against
three individuals and six towns involved with the Valley Street Crime Unit
("VSCU"), a cooperative law enforcement operation in the Naugatuck
Valley area of the State of Connecticut, in four counts: (1) deprivation of
civil rights in violation of 42 U.S.C. § 1983; (2) intentional infliction of
emotional distress; (3) negligent
infliction of emotional distress; and (4) malicious prosecution, against the
individual defendants only. Each of the defendants has moved for summary
judgment on and/or dismissal of all counts of the complaint setting forth
claims against him, her or it. For the reasons set forth below, the motions for
summary judgment are being granted as to the first three counts and as to
defendant Lynberg on Count Four, and Count Four is being dismissed without
prejudice as to defendants Locicero and DeFelice.
I. FACTUAL BACKGROUND
The
plaintiff is an African-American man. The VSCU is a law enforcement body
created by an interlocal agreement among municipalities in the Naugatuck Valley
area, and involving personnel from each of the member municipalities and from
the Connecticut State Police. At the times relevant to this case, the towns
participating in the VSCU were Derby, Ansonia, Shelton, Seymour, Woodbridge and
Monroe. n1
On August 1, 1996, Detective
Paul Locicero ("Locicero"), Detective Jill DeFelice
("DeFelice") and other officers assigned to the VSCU were involved in
an undercover investigation of drug activity in an area of Ansonia, Connecticut
known as Gatison Park. Locicero was an officer of the Ansonia Police Department
assigned to the VSCU, and DeFelice was an officer of the Seymour Police
Department assigned to the VSCU. Gatison Park is an area known by the police,
including the VSCU, to be frequented by sellers and users of illegal drugs.
Locicero and others were in an [*162] observation van, while DeFelice was alone
in an unmarked vehicle. When the officers in the van arrived at Gatison Park,
they saw a man sitting on a park bench wearing a green shirt and dungarees.
Locicero claims that he recognized the man as Eric Silberberg, the plaintiff.
Prior to August 1, 1996, Locicero was familiar with Silberberg, and had
heard from other police officers that Silberberg sold drugs. Locicero had
personally seen Silberberg on a number of occasions, and had observed him
engaging in what he considered "suspicious" activities, Locicero Dep.
at 69, but had never seen Silberberg engage in a hand-to-hand sale of illegal
drugs. Similarly, DeFelice had seen Silberberg on at least three or four
occasions prior to August 1, 1996, and she had heard that he was involved in
drug activity but had never seen him make a drug sale. At trial, DeFelice
testified that she "did not know [Silberberg] personally" prior to
August 1, 1996. Doc. # 106, Ex. 3 at 32. Silberberg admits to having sold crack
in the Gatison Park area at one time, but contends that he stopped doing so in
1995.
Upon seeing the man in the park,
Locicero radioed to DeFelice that Eric Silberberg, who he knew to be a drug
dealer, was sitting on the bench. He indicated that the man he identified as
Silberberg was a light-skinned black
male wearing a green shirt and dungarees, and told DeFelice to approach
him. DeFelice drove up to the park in her unmarked vehicle, and saw only one
person in the park, a man who fit the description she had been given. DeFelice
was wearing a one-way radio which permitted the other VSCU officers, including
Locicero, to hear what she said and what others in close proximity said to her.
DeFelice pulled up to the edge of the park and looked at the man. The
man approached her vehicle and said "What's up?" DeFelice said
"I want one", referring to one package of crack cocaine, to which the
man responded: "I only have 20s, and you have to get out of your
car." The man then turned around and walked back towards the bench where
he had been sitting when DeFelice arrived. At about 6:40 p.m., DeFelice got out
of her car and followed the man to the bench, where she gave him twenty dollars
and he gave her a substance which was later determined to be crack cocaine.
During this transaction, Locicero was near the park in the surveillance van,
approximately 40-70 feet away from the park bench at which the transaction took
place. Locicero saw the man he identified as Silberberg approach DeFelice in
her car, and saw that he was the only man in the park. Locicero did not,
however, actually witness the sale of drugs by the man to DeFelice because
DeFelice was out of his line of sight once she followed the man into the park.
After purchasing the drugs,
DeFelice got back into her car and left the area to meet with the other VSCU
officers working on the undercover assignment. DeFelice turned the drugs over
to Locicero. The officers decided that DeFelice should go back to make another
purchase from the same man. n2 At about 6:50 p.m., DeFelice drove back to the
park, and pulled into a parking lot behind an abandoned building near the park.
The man who had sold her the drugs approached DeFelice in the car and sold her
another twenty dollars worth of crack cocaine. At that point, DeFelice started
to drive out of the parking lot, but stopped and pulled back up to the man just
a few seconds later. The [*163] man again approached the car and asked DeFelice
if something was wrong. She said no, and asked for "another one". The
man sold her another twenty dollars worth of crack cocaine.
On or about September 24, 1996
and October 21, 1996, Locicero prepared affidavits in support of an arrest
warrant identifying Eric Silberberg as the man who sold crack cocaine to
DeFelice on August 1, 1996. n3 An arrest warrant was issued for Silberberg
sometime after the second application was submitted. In or about
February 1997, Silberberg, who was on probation for a prior conviction (which
was not drug related) checked in with his probation officer and was informed
that he had two outstanding warrants from the VSCU. Silberberg contacted
Locicero and asked about the warrants; Locicero told Silberberg that he should
turn himself in. At that time, Silberberg said: "Why? I don't live over
there. I live in New Haven. . . . I didn't do it." Doc. # 106, Ex. 2 at
27. Silberberg turned himself in to the VSCU on or about February 18, 1997 and was arrested on the two warrants
issued as a result of the events on August 1, 1996. Silberberg was released after his arrest on a
promise to appear; no bond was required. Silberberg claims that Locicero
arranged for him to be released on only a promise to appear in order to
persuade Silberberg to cooperate with the VSCU in an undercover investigation.
Locicero denies any involvement in the decision to release Silberberg on a
promise to appear, and claims that he did not meet with Silberberg at all until
after he had been released on the promise to appear.
After Silberberg was released, Locicero contacted him and asked him to
cooperate with the VSCU in an undercover operation targeting a man named Randy
Redd, who the VSCU believed to be a major drug dealer in Ansonia, particularly
in the Gatison Park area. Silberberg had at one point worked for Randy Redd as
a drug dealer, but Silberberg claims that he severed all ties with Redd
sometime in 1995. Silberberg told Locicero that he felt he had to cooperate,
even though he was not guilty of the charges; Silberberg agreed to cooperate.
Locicero wanted Silberberg to help the VSCU get evidence that would lead
to the arrest of Randy Redd. To this end, Locicero directed Silberberg to
purchase crack cocaine on several occasions from drug dealers whom he believed
to be working for Randy Redd. Locicero hoped that these lower-level drug
dealers would in turn cooperate in an undercover operation targeting Randy
Redd, eventually allowing the VSCU to arrest Redd himself. On each occasion,
Locicero provided Silberberg with cash, which Silberberg used to purchase crack
cocaine. Silberberg then delivered the crack to Locicero. The dealers from whom
Silberberg purchased crack as part of this operation were later arrested.
Silberberg contends that
throughout the period of his cooperation, Locicero continually threatened him
with the prospect of a longer sentence for the drug charges if he did not
cooperate fully, but promised him that the charges would be dropped if he
helped them get Randy Redd. In or about early September 1998, Silberberg
refused [*164] to cooperate further. Locicero referred the case to the State's
Attorney for prosecution.
In
September 1998, after he stopped cooperating with the VSCU, Silberberg claimed
that he had an alibi for August 1, 1996. Locicero has supplied an affidavit
stating that this was the first time Silberberg had claimed he had such an
alibi. Silberberg's memorandum in opposition to the motions for summary
judgment states that "Locicero had knowledge of Silberberg's alibi for
August 1, 1996 throughout the course of his cooperation", P1.'s Memo. in
Opp. at 13, but the plaintiff has not
provided any evidence in support of this contention. n4
Silberberg claimed that from 9:00 a.m. until 6:00 p.m. on August 1, 1996
he was selling hotdogs at the green in downtown New Haven. In support of this
alibi, Silberberg produced a witness, Tim Washington, who ran the hotdog
vending company which supplied the cart Silberberg claimed to have been running
on August 1, 1996. Washington is Silberberg's uncle.
Washington stated that Silberberg was working with him on August 1,
1996, in New Haven. He produced handwritten work records which showed
Silberberg as having worked that day. The record was a report of the sales made
on August 1, 1996; the report had Silberberg's name on it, in his own hand, and
next to his name the handwritten date "8-1-96". There was no other
date on the report which would indicate when it had been prepared. Locicero did
not find Washington's evidence to be credible. Locicero still believes that it
was Silberberg he saw in Gatison Park on August 1, 1996, and who sold the crack
cocaine to DeFelice that day.
Silberberg was tried before a
jury in state court in October 1998 on three counts of selling crack cocaine.
Washington testified at trial that Silberberg was with him in New Haven on
August 1, 1996, and produced the work
records as evidence at trial. Locicero, DeFelice, and Silberberg also testified
at the trial. On October 6, 1998, the jury returned a verdict of not guilty on
all charges. The plaintiff filed his complaint in this case on November 17,
1999.
II. LEGAL STANDARD
A
motion for summary judgment may not be granted unless the court determines that
there is no genuine issue of material fact to be tried and that the facts as to
which there is no such issue warrant judgment for the moving party as a matter
of law. Fed. R. Civ. P. 56(c). See
Celotex Corp. v. Catrett, 477 U.S. 317, 322-23, 91 L. Ed. 2d 265, 106 S.
Ct. 2548 (1986); Gallo v. Prudential Residential Servs., 22 F.3d 1219, 1223 (2d
Cir. 1994). Rule 56(c) "mandates the entry of summary judgment . . .
against a party who fails to make a showing sufficient to establish the
existence of an element essential to that party's case, and on which that party
will bear the burden of proof at trial." See Celotex Corp., 477 U.S. at
322.
When ruling on a motion for summary judgment, the court must respect the
province of the jury. The court, therefore, may not try issues of fact. See, e.g., Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 255, 91 L. Ed. 2d
202, 106 S. Ct. 2505 [*165] (1986); Donahue v. Windsor Locks Board of Fire
Comm'rs, 834 F.2d 54, 58 (2d Cir. 1987); Heyman v. Commerce & Indus. Ins.
Co., 524 F.2d 1317, 1319-20 (2d Cir. 1975). It is well-established that
"credibility determinations, the weighing of the evidence, and the drawing
of legitimate inferences from the facts are jury functions, not those of the
judge." Anderson, 477 U.S. at 255. Thus, the trial court's task is
"carefully limited to discerning whether there are any genuine issues of
material fact to be tried, not to deciding them. Its duty, in short, is
confined . . . to issue-finding; it does not extend to issue-resolution."
Gallo, 22 F.3d at 1224.
Summary judgment is inappropriate only if the issue to be resolved is
both genuine and related to a material fact. Therefore, the mere existence of
some alleged factual dispute between the parties will not defeat an otherwise
properly supported motion for summary judgment. An issue is "genuine . . .
if the evidence is such that a reasonable jury could return a verdict for the
nonmoving party." Anderson, 477 U.S. at 248 (internal quotation marks
omitted). A material fact is one that would "affect the outcome of the
suit under the governing law." Anderson, 477 U.S. at 248. As the Court
observed in Anderson: "The materiality determination rests on the
substantive law, [and] it is the substantive law's identification of which
facts are critical and which facts are irrelevant that governs." Id. at
248. Thus, only those facts that must be decided in order to resolve a claim or
defense will prevent summary judgment from being granted. When confronted with
an asserted factual dispute, the court must examine the elements of the claims
and defenses at issue on the motion to determine whether a resolution of that
dispute could affect the disposition of any of those claims or defenses.
Immaterial or minor facts will not prevent summary judgment. See Howard v. Gleason Corp., 901 F.2d 1154,
1159 (2d Cir. 1990).
When reviewing the evidence on a motion for summary judgment, the court
must "assess the record in the light most favorable to the non-movant and
. . . draw all reasonable inferences in its favor." Weinstock v. Columbia
Univ., 224 F.3d 33, 41 (2d Cir. 2000)(quoting Del. & Hudson Ry. Co. v.
Consol. Rail Corp., 902 F.2d 174, 177 (2d Cir. 1990)). Because credibility is
not an issue on summary judgment, the nonmovant's evidence must be accepted as
true for purposes of the motion. Nonetheless, the inferences drawn in favor of
the nonmovant must be supported by the evidence. "Mere speculation and
conjecture" is insufficient to defeat a motion for summary judgment. Stern
v. Trs. of Columbia Univ., 131 F.3d 305, 315 (2d Cir. 1997) (quoting W. World
Ins. Co. v. Stack Oil, Inc., 922 F.2d 118, 121 (2d. Cir. 1990)). Moreover, the
"mere existence of a scintilla of evidence in support of the [nonmovant's]
position" will be insufficient; there must be evidence on which a jury
could "reasonably find" for the nonmovant. Anderson, 477 U.S. at 252.
Finally, the nonmoving party cannot simply rest on the allegations in
its pleadings since the essence of summary judgment is to go beyond the
pleadings to determine if a genuine issue of material fact exists. See Celotex Corp., 477 U.S. at 324.
"Although the moving party bears the initial burden of establishing that
there are no genuine issues of material fact," Weinstock, 224 F.3d at 41,
if the movant demonstrates an absence of such issues, a limited burden of production
shifts to the nonmovant, which must "demonstrate more than some
metaphysical doubt as to the material facts, . . . [and] must come forward with
specific facts showing that there is a genuine issue for [*166] trial."
Aslanidis v. United States Lines, Inc., 7 F.3d 1067, 1072 (2d Cir. 1993)(quotation marks, citations and
emphasis omitted). Furthermore, "unsupported allegations do not create a
material issue of fact." Weinstock, 224 F.3d at 41. If the nonmovant fails
to meet this burden, summary judgment should be granted. The question then
becomes whether there is sufficient evidence to reasonably expect that a jury
could return a verdict in favor of the nonmoving party. See Anderson, 477 U.S. at 248, 251.
III. DISCUSSION
The
defendants have moved for summary judgment on all four counts in the complaint,
or, if summary judgment is granted in
their favor on Count One, for dismissal of the remaining state law claims. n5
The court confirmed at oral argument that the plaintiff is pursuing the following
claims: Count One, 42 U.S.C. § 1983 claims based on equal protection, malicious
prosecution and false arrest; Count Two, intentional infliction of emotional
distress; Count Three, negligent infliction of emotional distress; and Count
Four, common law malicious prosecution.
A.
Defendant Richard Lynberg
The
complaint makes the following allegations regarding defendant Richard Lynberg
("Lynberg"): n6
During all times mentioned in this complaint
the co-defendant, Richard Lynberg, was the Lieutenant Commander of the
defendant Valley Crime Unit and as such was responsible for the daily
operations of said unit and was acting within his official capacity and under
color of law. Co-defendant Lynberg, who is white in color and Caucasian of
race[,] is sued in his official and individual capacities.
Compl. P 14. However, Lynberg has submitted
an affidavit stating that he was not involved with the VSCU at the time of the
August 1996 operation or at the time of the arrest of the plaintiff. See Doc. #
60, Ex. C. Lynberg's affidavit states that he was commander of the VSCU from on
or about March 12, 1998 to March 4, 1999. Lynberg Aff. P 4. The plaintiff has
offered no evidence showing that Lynberg's affidavit is inaccurate, or that
Lynberg was personally involved in any way with the investigation, arrest or
prosecution of Silberberg. Such personal involvement is required to state a
claim:
It
is well settled in this Circuit that personal involvement of defendants in
alleged constitutional deprivations is a
prerequisite to an award of damages
under § 1983. The personal involvement of a supervisory defendant may be shown
by evidence that: (1) the defendant participated directly in the alleged
constitutional violation, (2) the defendant, after being informed of the
violation through a report or appeal, failed to remedy the wrong, (3) the
defendant created a policy or custom under which unconstitutional practices
occurred, or allowed the continuance of such a policy or custom, (4) the
defendant was grossly negligent in supervising subordinates who committed the
wrongful acts, or (5) the defendant exhibited deliberate indifference [*167] to
the rights of inmates by failing to act on information indicating that
unconstitutional acts were occurring.
Colon v. Coughlin, 58 F.3d 865, 873 (2d Cir.
1995) (internal quotation marks and citations omitted). See also Wright v. Smith, 21 F.3d 496, 501 (2d Cir.
1994). The plaintiff has failed to provide any evidence which would permit a
finding that Lynberg is liable under 42 U.S.C. § 1983 for the actions
complained of by the plaintiff. Summary judgment will therefore be entered in
favor of defendant Richard Lynberg as to all claims in Count One.
Summary judgment in favor of Lynberg is also appropriate on the state
law claims set forth in Counts Two, Three and Four. Lynberg was not a member of
the VSCU in 1996, when the plaintiff was investigated, nor in 1997, when the
plaintiff was arrested. The plaintiff has not pointed to any evidence that
Lynberg was personally involved in his case in any way. Thus, there is no
evidence to support the claims of intentional and negligent infliction of
emotional distress, and common law malicious prosecution, as against this
defendant. Further, counsel for the plaintiff conceded at oral argument that
the plaintiff had been mistaken as to who was the supervisory officer of the
VSCU at the time of the incidents in this case, and that in light of the fact
that Lynberg had not in fact been the supervisor at the time of Silberberg's
investigation and arrest, the plaintiff had no argument as to why Lynberg
should remain a defendant in this case. The court finds that summary judgment
in favor of defendant Richard Lynberg is therefore appropriate as to Counts
One, Two, Three and Four.
B.
Statute of Limitations
The
defendants argue that the plaintiff's claims are barred by the applicable
statute of limitations. The limitations period applied to actions brought in
Connecticut pursuant to 42 U.S.C. § 1983 is three years. See Conn. Gen. Stat. §
52-577; Lounsbury v. Jeffries, 25 F.3d 131 (2d Cir. 1994). n7 The plaintiff's
state law tort claims are also governed by this statute. The complaint in this
case was filed on November 17, 1999. Thus, any cause of action arising out of
events occurring prior to November 17, 1996 would be time-barred. The
defendants contend that because the incident reports regarding the events of
August 1, 1996, as well as the applications for the arrest warrants eventually
issued for Silberberg, were prepared in August, September, and October 1996,
the plaintiff's claims are barred.
"Connecticut courts, however, have recognized that where there is a
continuing course of conduct constituting a breach of duty, the limitations
period does not begin to run, or is tolled, until that conduct
terminates." City of West Haven v. Commercial Union Ins. Co., 894 F.2d
540, 545 (2d Cir. 1990). The Connecticut Appellate Court has recently addressed
this issue.
A party states a claim that falls under the
continuing course of conduct doctrine if he or she demonstrates evidence of a
breach of a duty that existed "after commission of the original wrong
related thereto." In other words, the party alleging a claim under that
doctrine must prove that, after an initial wrong, the wrongdoer breached a duty
that continued to exist. Additionally, a party must demonstrate that such
breach occurred within the statute of limitations. Parties [*168] are
customarily able to avail themselves of that doctrine if they can demonstrate
either that there was a special relationship between the parties giving rise to
a continuing duty or later wrongful conduct of a defendant that was related to
the prior act. Determining whether a continuing duty exists is a question of
law.
Nieves v. Cirmo, 67 Conn. App. 576, 787 A.2d
650, 654 (Conn. App. 2002) (internal quotation marks and citations omitted).
Here, the plaintiff has alleged a continuing course of conduct on the
part of the defendants that begins with the events of August 1, 1996 and
continues through October 1998. The plaintiff does contend that the defendants
made false statements in the incident reports prepared in August 1996, and in
the applications for arrest warrants prepared in September and October 1996.
However, he also contends that his arrest in February 1997 was unlawful, and
that throughout the entire period of his cooperation, from February 1997
through September 1998, the defendants pursued the charges against him even
though he asserted his innocence, and even though they knew they did not have
probable cause to prosecute him. The plaintiff further alleges that defendants
Locicero and DeFelice, as well as another member of the VSCU who has not been
named as a defendant, testified falsely at his criminal trial in October 1998.
It
is true that the plaintiff could have brought his claims for intentional and
negligent infliction of emotional distress, as well as his 42 U.S.C. § 1983
claim for false arrest and equal protection, at any time after his arrest in February
1997. It is also true that the plaintiff could have brought his claim for
malicious prosecution immediately after his acquittal in October 1998. If the
plaintiff had done so, there would be no question that his claim was not barred
by the statute of limitations. However, the mere fact that the plaintiff could
have filed his suit earlier does not mean that his failure to do so results in his claim being time
barred.
The
court finds that the plaintiff has sufficiently alleged a continuing course of
conduct by the defendants which began in August 1996 and did not end until
October 1998, and that his claims, filed in 1999, are therefore timely. Summary
judgment is therefore not appropriate on this basis.
C.
Count One: 42 U.S.C. § 1983
"To state a claim under [42 U.S.C.] § 1983, a plaintiff must allege
the violation of a right secured by the Constitution and laws of the United
States, and must show that the alleged deprivation was committed by a person
acting under color of state law." West v. Atkins, 487 U.S. 42, 48, 101 L.
Ed. 2d 40, 108 S. Ct. 2250 (1988). The plaintiff asserts that the defendants
violated his constitutional rights in three distinct ways. First, the plaintiff
claims that his Fourteenth Amendment right to equal protection right was
violated, specifically that he was treated differently because of his race and
color. Second, the plaintiff claims that his Fourth Amendment rights were
violated because he was arrested without probable cause. Third, the plaintiff
claims that his Fourth Amendment rights were also violated because was
subjected to malicious prosecution. n8 Locicero and DeFelice were each acting
in [*169]their capacities as police officers when the plaintiff claims they
violated his rights, and there is no dispute that they were acting under color
of law. The applicability of § 1983 to the town defendants will be discussed
later.
1.
Equal Protection
The
complaint alleges that the defendants subjected the plaintiff to "denial
of equal protection under the law." Compl. P 26. The plaintiff alleges
that the VSCU "has a history, pattern and practice of depriving
African-Americans of their rights". Compl. P 24. The complaint further
alleges that the plaintiff is "African-American of race and black of
color", and that each of the individual defendants is white. Compl. PP 3,
12, 13, 14. The complaint does not make any additional allegations in support
of an equal protection claim.
In
order to state a claim for violation of his right to equal protection under the
law, the plaintiff must allege that:
(1) he, compared with others similarly
situated, was selectively treated; and (2) . . . such selective treatment was
based on impermissible considerations such as race, religion, intent to inhibit
or punish the exercise of
constitutional rights, or malicious or bad faith intent to injure a
person.
Crowley, Jr. v. Courville, et. al, 76 F.3d
47, 52-53 (2d Cir. 1996). Both of these elements are necessary to state a
claim. See also A.B.C. Home
Furnishings, Inc. v. Town of E. Hampton, 964 F. Supp. 697, 702 (E.D.N.Y. 1997)
("Recent Second Circuit decisions have been careful to apply each prong of
the test separately, finding the failure to satisfy either inquiry fatal to the
plaintiff's claim.")
"To establish
that he was subject to selective treatment, a plaintiff must plead that he was
similarly situated to other persons but was nevertheless treated differently."
A.B.C. Home Furnishings, Inc., 964 F. Supp. at 702. See also Gagliardi v. Village of Pawling, 18 F.3d
188, 193 (2d Cir. 1994) (To state a claim for violation of equal protection
rights, "it is axiomatic that a plaintiff must allege that similarly
situated persons have been treated differently."); Yale Auto Parts, Inc.
v. Johnson, 758 F.2d 54, 61 (2d Cir. 1985).
The complaint does not allege
that Silberberg was treated differently than any other similarly situated
person. The plaintiff's memorandum in opposition to the defendants' motions for
summary judgment claims that a disproportionate number of the persons arrested
by the VSCU were African-Americans. n9 Statistical evidence tending to show
that a particular group suffered a disparate impact from some government action
"is clearly insufficient to support an inference that any of the decision
makers in [the plaintiff's] case acted with discriminatory purpose."
McCleskey v. Kemp, 481 U.S. 279, 297, 95 L. Ed. 2d 262, 107 S. Ct. 1756 (1987).
The statistics produced by
the plaintiff may or may not establish that a disproportionate number of the
persons arrested by the VSCU are black; but the plaintiff has offered no evidence to show that
any such situation resulted from an impermissible discriminatory intent.
"Absent some evidence of such an intent or purpose, there is no equal protection claim."
Eagleston v. Guido, 41 F.3d 865, 878 (2d Cir. 1994). Silberberg [*170] has
presented no evidence that the VSCU was aware of other people who were not
African-American who should have been arrested and prosecuted for drug sales
but -- because of their race -- were not. n10 Nor has he presented any other
evidence of any discriminatory intent on the part of any of the defendants.
"Complaints relying on the civil rights statutes are insufficient
unless they contain some specific allegations of fact indicating a deprivation
of rights, instead of a litany of general conclusions that shock but have no
meaning." Barr v. Abrams, 810 F.2d 358, 363 (2d Cir. 1987). See also Koch v. Yunich, 533 F.2d 80, 85 (2d Cir.
1976) ("Complaints relying on the civil rights statutes are plainly
insufficient unless they contain some specific allegations of fact indicating a
deprivation of civil rights, rather than state simple conclusions.").
The
plaintiff has failed to allege how he was treated differently from any similarly
situated persons. Count One therefore fails to state a claim for violation of
the plaintiff's equal protection rights and each of the defendants is entitled
to summary judgment on this claim.
2.
The Town Defendants n11
"Municipal liability under § 1983 occurs, if at all, at the level
of policy-making, and cannot be premised on a theory of respondeat
superior." Ciraolo v. City of New York, 216 F.3d 236, 242 (2d Cir. 2000).
See also Monell v. Dept. of Soc.
Servs., 436 U.S. 658, 694, 56 L. Ed. 2d 611, 98 S. Ct. 2018 ("[A] local
government may not be sued under § 1983 for an injury inflicted solely by its
employees or agents. Instead, it is when execution of a government's policy or
custom . . . inflicts the injury that the government as an entity is
responsible under § 1983.").
"In order to establish the liability of a municipality in an action
under § 1983 for unconstitutional acts by a municipal employee below the
policymaking level, a plaintiff must show that the violation of his rights
resulted from a municipal custom or policy." Gottlieb v. Cty. of Orange,
84 F.3d 511, 518 (2d Cir. 1996). See also
Bd. of the Cty. Comm'rs of Bryan Cty. Okla. v. Brown, 520 U.S. 397, 397,
137 L. Ed. 2d 626, 117 S. Ct. 1382 (1997) ("[A] 'policy' giving rise to
liability cannot be established merely by identifying a policymaker's conduct
that is properly attributable to the municipality. The plaintiff must also
demonstrate that, through its deliberate conduct, the municipality was the
'moving force' behind the injury alleged.").
Thus, in order to show that the town defendants are liable, the
plaintiff must establish that the actions he alleges were unconstitutional were
taken (1) by an agent with policymaking
authority; (2) pursuant to an official policy; or (3) pursuant to a custom.
First, the plaintiff has not alleged that Locicero or DeFelice were
policymakers for the VSCU or its member towns. Second, the plaintiff has not
pointed to any official policy, ordinance, or regulation [*171]of the VSCU or
any of its member towns which condones or encourages the arrest or prosecution
of anyone without probable cause. There is no evidence that any such policy
exists. Third, the plaintiff has offered no evidence in support of his
assertion that the VSCU had a custom of encouraging or allowing the arrest and
prosecution of people without probable cause. The complaint alleges that the
VSCU "has a history, pattern and practice of depriving African-Americans
of their rights" and that the VSCU "maintained and condoned a custom
of depriving individuals, such as the plaintiff, of their constitutional
rights, through its traditions, policies, ordinances, regulations and decisions
officially adopted and promulgated by and through the department." Compl.
P 24. The plaintiff has not offered any evidence in support of his theory that
the VSCU deprives African-Americans of their rights; as noted above, the mere
fact that African-Americans are often arrested by the VSCU does not support an
inference that the VSCU is violating their rights. The plaintiff has not
offered any evidence in support of his claim that the VSCU has a custom of
arresting and prosecuting people without probable cause.
Since the plaintiff has failed to offer any evidence which would support
a finding that the town defendants should be liable under 42 U.S.C. § 1983 for
the actions taken by defendants Locicero and DeFelice, the town defendants are
entitled to summary judgment on the false arrest and malicious prosecution
claims in Count One.
3.
The Individual Defendants
Defendants Locicero and DeFelice contend that even if they violated the
plaintiff's constitutional rights, they are entitled to qualified immunity. n12
The court agrees.
The doctrine of qualified immunity provides
immunity to government officials sued in their individual capacity in any of
three situations: (1) if the conduct at issue is not prohibited by federal law;
(2) even if the conduct was prohibited, if the plaintiff's right was not
clearly established at the time of the conduct; or (3) if the defendant's
conduct was objectively legally reasonable in light of clearly established law.
Anobile v. Pelligrino, 274 F.3d 45, 62-63 (2d
Cir. 2001). See also Martinez v.
Simonetti, 202 F.3d 625, 633 (2d Cir. 2000).
"A court evaluating a claim of qualified immunity must first
determine whether the plaintiff has alleged the deprivation of an actual
constitutional right at all, and if so, proceed to determine whether that right
was clearly established at the time of the alleged violation." Wilson v.
Layne, 526 U.S. 603, 609, 143 L. Ed. 2d 818, 119 S. Ct. 1692 (1999). If the
court finds that a clearly established right of the plaintiff has been
violated, the court must then determine whether the defendant's actions
"could reasonably have been thought consistent with the rights they are
alleged to have violated." Anderson v. Creighton, 483 U.S. 635, 638, 97 L.
Ed. 2d 523, 107 S. Ct. 3034 (1987).
[*172] Silberberg alleges that Locicero and DeFelice violated his
constitutional rights to be free from arrest without probable cause and
malicious prosecution. These rights had been clearly established for many years
when the events in this case took place. See, e.g., Carroll v. United States, 267 U.S. 132, 69 L. Ed. 543, 45 S. Ct.
280 (1925). See also Lennon v. Miller,
66 F.3d 416, 423 (2d Cir. 1995) (rights "to be free from false arrest
[and] malicious prosecution" are clearly established). However, Locicero
and DeFelice are entitled to qualified immunity as a matter of law if they make
a showing that "either (a) it was objectively reasonable for the
officer[s] to believe that probable cause existed, or (b) officers of
reasonable competency could disagree on whether the probable cause test was
met." Wachtler v. Cty. of Herkimer, 35 F.3d 77, 80 (2d Cir. 1994)
(internal citations and quotation marks omitted). The court finds that there is
no genuine issue of material fact as to whether it was objectively reasonable
for Locicero and DeFelice to believe that they had probable cause to arrest
Silberberg.
Silberberg does not contest that DeFelice bought crack cocaine in
Gatison Park on August 1, 1996 from a man matching his description. Silberberg
does not contest that at some time not long before August 1, 1996 he himself
sold crack cocaine in the Gatison Park area, fraternized with drug dealers at
the Park, and worked with or for Randy Redd, nor does he dispute that the
police, and Locicero in particular, knew of his involvement in these
activities.
The
plaintiff claims that Locicero should have accepted his alibi defense and
investigated it further. Washington testified at trial that Silberberg was
working with him on August 1, 1996, in New Haven. He produced handwritten work
records which showed Silberberg as having worked that day. However, Locicero
has testified that he did not find this evidence credible, for several reasons.
First, Washington was a close relative of Silberberg, and thus may have had a
personal interest in securing Silberberg's acquittal. Second, the work records produced
were handwritten and not dated in any verifiable way; it would have been easy
for Washington to fabricate such records at any time. Third, Silberberg had not
offered this alibi evidence at any time prior to September 1998, when his case
was ready to go to trial. Although counsel for the plaintiff has asserted that
Silberberg told Locicero about his alibi at the time of his arrest or soon
after, no evidence supporting this contention has been presented. Silberberg
did not testify in his affidavit, at his deposition, or at his criminal trial
that he informed Locicero of his alibi at any time prior to September 1998. The
only evidence in the record on this point is the affidavit of Locicero, which
asserts that Silberberg informed the VSCU of his alibi only after he ceased cooperating in the investigation of
Randy Redd.
When Locicero became aware of the alibi, contrary to the plaintiff's
assertions, he did investigate it. Locicero contacted and interviewed
Washington regarding the alibi. Locicero disclosed Silberberg's claim, and the
results of his investigation, to the State's Attorney prior to trial. The
State's Attorney made the decision to proceed with the prosecution in spite of
this information.
Locicero
and DeFelice still believe that it was Silberberg whom they saw in Gatison Park
on August 1, 1996, and who sold the crack cocaine to DeFelice on that occasion.
The plaintiff does not dispute this fact.
"Probable cause is the knowledge of facts sufficient to justify a
reasonable person in the belief that there are [*173] reasonable grounds for
prosecuting an action." Vandersluis v. Weil, 176 Conn. 353, 407 A.2d 982,
985 (Conn. 1978) (internal citations omitted). "Mere conjecture or suspicion
is insufficient. Moreover, belief alone, no matter how sincere it may be, is
not enough, since it must be based on circumstances which make it reasonable.
Although want of probable cause is negative in character, the burden is upon
the plaintiff to prove affirmatively, by circumstances or otherwise, that the
defendant had no reasonable ground for instituting the criminal
proceeding." Zenik v. O'Brien, 137 Conn. 592, 79 A.2d 769, 772 (Conn.
1951) (internal citations omitted).
In
Bonide Products, Inc. v. Cahill, 223 F.3d 141 (2d Cir. 2000), a malicious
prosecution case, the Second Circuit affirmed a ruling granting summary
judgment in favor of the defendants on qualified immunity grounds. The
plaintiff owned a pesticide manufacturing plant. The defendant, a conservation
officer, investigated a fire at the plant. Upon arriving at the scene of the
fire, the defendant was told that there was a "bad fire" at the
plant, that the source of the fire was unknown, and that the fire department
was considering evacuating the area due to smoke. The defendant observed water
pouring out of the loading dock area of the plant during the fire. The
defendant's later investigation of the fire concluded that the fire had been
started by employees of the pesticide plant mixing chemicals near an open
flame. The defendant further found that the plaintiff had been aware of the
safety hazard of the open flame, and that there was standing water in the
basement of the plant which was contaminated with acetone. The defendant
brought the case to the attention of the District Attorney's office for
prosecution, and the plaintiff was eventually charged with a recklessly
engaging in conduct leading to the release of a hazardous substance, a
misdemeanor. The charges were later dismissed because the court found no
evidence of an actual discharge of any substance to the environment.
The
court found that it was objectively reasonable for the defendant to conclude
that the plant had released a hazardous substance. The defendant knew that some
standing water in the plant was in fact contaminated with a hazardous
substance, and he had seen water pouring out of the building during the fire.
The defendant had also personally observed the fire, and although the plaintiff
claimed that the plant had a containment system, and that the fire could not
possibly have caused a release of any substance, the court found that it was
reasonable for the defendant to assume that such a fire would likely have
caused a release. The court therefore granted summary judgment in favor of the
defendant on the claim of malicious prosecution.
Likewise, in Lennon, 66 F.3d at 424, the court found that the defendant
police officers were entitled to qualified immunity on charges of false arrest
and malicious prosecution. The plaintiff and her husband were having a dispute.
The plaintiff's husband told the police that the plaintiff had taken his car
without authorization. The husband showed the defendants a valid certificate of
title and registration for the car, and the defendants approached the plaintiff
and asked her to get out of the car. The plaintiff refused, locked herself in
the car, started the engine, and called her attorney. The plaintiff wanted the
officers to speak to her attorney regarding her asserted rights under the
domestic relations law. However, the officers declined to speak to the attorney
and arrested the plaintiff. The charges against the plaintiff were dismissed,
and the plaintiff brought suit for false arrest and malicious prosecution.
[*174] The court found that the defendants were entitled to qualified
immunity because they reasonably believed that the plaintiff had violated the
law. When the plaintiff refused to get out of the car after being requested to
do so, the officers reasonably believed that they had probable cause to arrest
the plaintiff for interfering with their performance of their official duties.
The
Second Circuit found in Lee v. Sandberg, 136 F.3d 94 (2d Cir. 1997), that the
district court erred in refusing to grant the defendants' motion for summary
judgment on the grounds of qualified immunity in a malicious prosecution and
false arrest case. The plaintiff was arrested for disorderly conduct after the
defendant police officers were called to his home on two occasions in response
to reports of a domestic disturbance. On both occasions, the plaintiff's wife
reported that she had been physically abused by the plaintiff, once by him
pushing her in the chest, and once by him hitting her arm, but on both
occasions the wife stated that she suffered no pain or injuries.
The
defendant police officers found the plaintiff's wife to be intoxicated and
possibly mentally unstable on the first visit. At that time, the wife's eyes
were red and glazed, and she appeared incoherent; the officers transported her
to the hospital for psychiatric evaluation, after which she was released. The defendants were aware that
the plaintiff's wife was under psychiatric care and taking prescription
medication for her psychiatric problems. On the second visit, one of the
officers found the plaintiff's wife to be coherent, while the other officer
felt she was still unstable. On both occasions, the officers agreed that the
plaintiff was calm and cooperative.
The
court found that the officers were objectively reasonable in believing they had
probable cause to arrest the plaintiff because his wife had signed a complaint
reporting that the plaintiff had hit her arm. A psychiatrist stated after the
first incident that the wife was able to relate facts accurately. Under state
law, the officers were required to make an arrest if they found that a
"family violence crime" had been committed. The court found that the
officers were entitled to rely on the victim's complaint, and that under the
circumstances it was objectively reasonable for them to believe they had
probable cause to arrest the plaintiff. See also Wachtler v. Cty. of Herkimer, 35 F.3d 77 (2d Cir. 1994)
(affirming grant of summary judgment on qualified immunity grounds on malicious
prosecution and false arrest claims); Lowth v. Town of Cheektowaga, 82 F.3d 563
(2d Cir. 1996) (same); Bradway v. Gonzalez, 26 F.3d 313 (2d Cir. 1994) (same).
It is undisputed that Locicero
and DeFelice believed that Silberberg was
the man they saw in Gatison Park on August 1, 1996, and that he was the
man who sold crack cocaine to DeFelice. Based upon their prior knowledge of
Silberberg, and the fact that the description of the man in the park fit that
of Silberberg, it was reasonable for Locicero and DeFelice to conclude that
they had identified Silberberg properly. "It is well-established
that a law enforcement official has probable cause to arrest if he received his
information from some person, normally the putative victim or eyewitness."
Martinez v. Simonetti, 202 F.3d 625, 634 (2d Cir. 2000) (internal quotation
marks and citation omitted). Police officers making a probable cause
determination "are also entitled to rely on the allegations of fellow
police officers." Id. Here, DeFelice and Locicero were both eyewitnesses who
saw the man they believed to be Silberberg in the park on August 1, 1996, and
DeFelice was an eyewitness to the actual sale of crack cocaine by a man who
matched the [*175] description she had been given of Silberberg and who she
later identified as Silberberg.
Although Locicero knew that
Silberberg claimed to be innocent of the charges, a denial of guilt from an
accused, without more, does not make it unreasonable for a police officer to
pursue a criminal case. As to the alibi, the assertions of plaintiff's counsel
that Locicero did not investigate Silberberg's alibi when he was made aware of
it, in the absence of any evidence in support of those assertions, are not
sufficient to create a genuine issue of material fact.
The fact that Silberberg was
acquitted at his criminal trial does not, without more, mean that he was
subjected to false arrest or malicious prosecution. "Perhaps a rational
jury could find that the officers lacked probable cause and should not have
arrested [the plaintiff]; however . . . a rational jury could not find that the
officers' judgment was so flawed that no reasonable officer would have made a
similar choice." Lennon, 66 F.3d at 424-25. Accordingly, the court finds
that Locicero and DeFelice are entitled to summary judgment, in their
individual capacities, on the grounds
of qualified immunity, as to the malicious prosecution and false arrest claims
in Count One.
D.
Count Two: Intentional Infliction of Emotional Distress
Count Two sets forth a claim for intentional infliction of emotional
distress. The Connecticut Supreme Court has stated the necessary elements of a
claim for intentional infliction of emotional distress, as follows:
In order for the plaintiff to prevail in a case
for liability under intentional infliction of emotional distress, four elements
must be established. It must be shown: (1) that the actor intended to inflict
emotional distress or that he knew or should have known that emotional distress
was the likely result of his conduct; (2) that the conduct was extreme and
outrageous; (3) that the defendant's conduct was the cause of the plaintiff's
distress; and (4) that the emotional distress sustained by the plaintiff was
severe.
Appleton v. Bd. of Educ., 254 Conn. 205, 210,
757 A.2d 1059 (2000)(internal quotation marks and citations omitted).
"Liability for intentional infliction of emotional distress requires
conduct exceeding all bounds usually tolerated by decent society, of a nature
which is especially calculated to cause, and does cause, mental distress of a
very serious kind." Ancona v. Manafort Bros., Inc., 56 Conn. App. 701, 746
A.2d 184, 192 (Conn. App. 2000).
The
plaintiff acknowledges that this is the standard under Connecticut law for
setting forth a claim of intentional infliction of emotional distress. See Pl.'s Memo. in Opp. at 18-19. Emotional
distress is "severe", for these purposes, when "it reaches a
level which no reasonable person could be expected to endure." Almonte v.
Coca-Cola Bottling Co. of N.Y., Inc., 959 F. Supp. 569, 575 (D. Conn. 1997),
quoting Mellaly v. Eastman Kodak, 42
Conn. Supp. 17, 597 A.2d 846, 848 (Conn. Super. 1991). However, the complaint
does not allege that Silberberg actually sustained severe emotional distress.
Further, although this deficiency was noted by the defendants, see Doc. # 59 at
25, the plaintiff's opposition to the motions for summary judgment refers to no
evidence that the plaintiff suffered any emotional distress, severe or
otherwise.
A
review of Silberberg's deposition testimony also fails to provide any evidence
in support of this claim. Silberberg
testified that he had not received any medical treatment as a result of his
arrest by the VSCU. See Silberberg Dep. at 91 (Doc. # 106, Ex. 2). When asked
by his [*176] attorney how the events underlying this lawsuit affected him,
Silberberg spoke mainly of the consequences he would have suffered, had he been
convicted. Id. at 131. Finally, Silberberg's attorney asked him the following
question: "Psychologically, have you recovered from what you went through
with the Valley Street Crime Unit?" Id. at 132-33. In response, Silberberg
stated: "I thank God they didn't have their way. But what if they -- you
know, what if they would have won? I would have been gone. I wouldn't be here
right now. It's still on my mind." Id. at 133.
These statements are the only evidence in the record regarding any
emotional or psychological impact the events underlying this case had upon the
plaintiff. The plaintiff has neither alleged nor produced evidence to show that
he suffered "mental distress of a very serious kind." Ancona, 746
A.2d at 192. See, e.g., Drew v. K-Mart Corp., 37 Conn. App. 239, 655 A.2d 806,
814 (Conn. App. 1995) (testimony that
plaintiff suffered "great humiliation" was insufficient to
support a finding that the plaintiff suffered severe emotional distress); Reed
v. Signode Corp., 652 F. Supp. 129, 137 (D. Conn. 1986) (plaintiff's testimony
that events were "distressing" insufficient to support claim for
intentional infliction of emotional distress); Almonte, 959 F. Supp. at 575
(granting summary judgment in favor of defendants on claim for intentional
infliction of emotional distress where plaintiff alleged sleeplessness,
depression, and anxiety, but did not offer any evidence that he suffered these
symptoms "to an extraordinary degree"); Esposito v. Conn. College, 28
Conn. L. Rptr. 47 (Conn. Super. 2000) (granting summary judgment in favor of
defendants on intentional infliction of emotional distress claim where
"plaintiff's submissions failed to indicate any symptoms or conditions
suffered by plaintiff"); MacDonald v. Howard, 28 Conn. L. Rptr. 373 (Conn.
Super. 2000) (noting that "merely alleging extreme emotional distress
unsupported by factual allegations is legally insufficient" to sustain a
claim for intentional infliction of emotional distress).
The
plaintiff has failed to allege the required elements of a claim for intentional
infliction of emotional distress, and the claim set forth in Count Two
therefore fails as a matter of law. Each of the defendants is therefore
entitled to summary judgment as to Count Two.
E.
Count Three: Negligent Infliction of Emotional Distress
The
defendants argue that they are entitled to summary judgment on the claim of
negligent infliction of emotional distress as well. The Connecticut Supreme
Court recognized a cause of action for negligent infliction of emotional distress, where no physical injury ensues to
the victim, in Montinieri v. S. New England Tel., 175 Conn. 337, 398 A.2d 1180
(Conn. 1978). In order to prevail on a claim for negligent infliction of
emotional distress, a plaintiff must show that "the defendant should have
realized that its conduct involved an unreasonable risk of causing emotional
distress and that that distress, if it was caused, might result in illness or
bodily harm." Montinieri, 398 A.2d at 1184.
The
Montinieri test "requires that the fear or distress experienced by the
plaintiff[] be reasonable in light of the conduct of the defendants."
Barrett v. Danbury Hosp., 232 Conn. 242, 654 A.2d 748, 757 (Conn. 1995). See,
e.g., Ancona, 746 A.2d at 192-93
(upholding trial court ruling in favor of defendant on claim for negligent
infliction of emotional distress where "the plaintiff failed to show that
the defendant should have anticipated that its [filing a lawsuit against the
plaintiff] would cause the plaintiff any emotional distress beyond that
normally associated with litigation").
[*177] Although a claim for negligent infliction of emotional distress
does not require the plaintiff to demonstrate that he suffered severe emotional
distress, as is necessary to sustain a claim for intentional infliction of
emotional distress, it does require that the plaintiff show that he suffered
some emotional distress. "The essential elements of a cause of action in
negligence are well established: duty; breach of that duty; causation; and
actual injury." Maffucci v. Royal Park Ltd. Ptnshp., 243 Conn. 552, 707
A.2d 15, 23 (Conn. 1998) (quotation marks and citations omitted). Here, the
plaintiff can not show that any defendant breached its duty to him, since no
defendant engaged in conduct that
involved an unreasonable risk of causing emotional distress to the plaintiff.
The record shows that Locicero and DeFelice believed the plaintiff had
committed serious criminal offenses and took steps to have him arrested and
subsequently participated in the prosecution of the case against him. While
such conduct may involve a risk of causing emotional distress to the person who
is the subject of the criminal prosecution, that risk can not be characterized
as unreasonable in light of the importance to our society of the prosecution of
those who violate its criminal laws. Any claim against any other defendant
would be based on the actions of Locicero and DeFelice. Therefore, each of the
defendants is entitled to summary judgment on Count Three.
F.
Count Four: Common Law Malicious Prosecution
Summary judgment is being granted in favor of the defendants on Counts
One, Two and Three. The only remaining claim, therefore, is Count Four, a
common law claim for malicious prosecution asserted against the individual
defendants, and, as discussed above, defendant Lynberg is entitled to summary
judgment on this claim. The Supreme Court has stated that
in the usual case in which all federal-law
claims are eliminated before trial, the balance of factors to be considered
under the pendent jurisdiction doctrine -- judicial economy, convenience,
fairness, and comity -- will point toward declining to exercise jurisdiction
over the remaining state-law claims.
Carnegie-Mellon Univ. v. Cohill, 484 U.S.
343, 350 n.7, 98 L. Ed. 2d 720, 108 S. Ct. 614 (1988) (internal citations and
quotation marks omitted). See also Lanza v. Merrill Lynch & Co., 154 F.3d
56, 61 (2d Cir.1998) (there are "notions of judicial economy and comity
which militate against supplemental
jurisdiction when the federal claims have been dismissed pre-trial.").
An argument as to supplemental jurisdiction is the only argument addressing
this count made by defendants Locicero and DeFelice. Therefore, the court
declines to exercise jurisdiction over this claim, and Count Four is being
dismissed, without prejudice.
IV. CONCLUSION
For
the reasons set forth above, the following motions are hereby GRANTED, as to
Counts One, Two and Three: defendant Woodbridge's Motion for Summary Judgment
[Doc. # 48]; defendant Shelton's Motion for Summary Judgment [Doc. # 58];
defendants Locicero and DeFelice's Motion for Summary Judgment [Doc. # 61];
defendant Seymour's Motions for Summary Judgment [Doc. # 67 and Doc. # 82];
defendant Monroe's Motion for Summary Judgment [Doc. # 73]; defendant Ansonia's
Motion for Summary Judgment [Doc. # 85]; and defendant Derby's Motion for
Summary Judgment [Doc. # 88]. Summary judgment shall also enter as to defendant
Richard Lynberg on Count Four.
[*178] Count Four is hereby DISMISSED, without prejudice, as to
defendants Locicero and DeFelice.
The
Clerk shall close this case.
It
is so ordered.
Dated this 20th day of February, 2002, at Hartford, Connecticut.
Alvin W. Thompson
United States District Judge
FOOTNOTES:
n1 The VSCU was dismissed as
a defendant to this case on November 27, 2001. See Doc. # 97. However, the
towns which were members of the VSCU remain defendants as the "real
parties in interest" behind the interlocal agreement.
n2 The State's Attorney who
worked with the VSCU had advised the officers that they should get any individual
targeted by their investigations to make at least three drug sales before
arresting him.
n3 The first application
Locicero prepared requested three arrest warrants, one for each sale of crack
cocaine that was made to DeFelice on August 1, 1996. Upon reviewing the
application, the State's Attorney advised Locicero to apply for only two
warrants, one charging Silberberg with one count, based upon the 6:40 p.m.
sale, and one charging Silberberg with two counts, treating the second and
third sales as a single transaction because they occurred so close together in
time. Thus, Locicero was required to prepare a second application.
n4 At oral argument,
plaintiff's counsel stated that Silberberg's affidavit and/or Silberberg's
testimony at his criminal trial corroborated his allegation that he had
informed Locicero of his alibi at the time of his arrest, or shortly
thereafter. However, Silberberg's affidavit makes no reference to this issue.
See Doc. # 106. Likewise, Silberberg's testimony at his criminal trial, while
it goes into some detail about the alibi itself, makes no reference to when he
informed Locicero or anyone else of the alibi.
n5 There are nine defendants
in this case, who among them filed eight motions for summary judgment. Each of
those motions makes different arguments in support of summary judgment.
However, the plaintiff chose to respond to the motions in a single,
consolidated brief, and has had the opportunity to address all arguments raised
by all defendants. The court will therefore treat the arguments in each motion
as though they had been made on behalf of all defendants to whom they could be
applicable.
n6 The defendant spells his name "Richard Lindberg" on
his affidavit. See Doc. # 60, Ex. C.
n7 The court notes that in at
least one instance, see Doc. # 58 at 18, the defendants have erroneously
claimed that the governing statute is Conn. Gen. Stat. § 52-584. The opinion in
Lounsbury explicitly states that § 52-577 applies to actions brought pursuant
to 42 U.S.C. § 1983.
n8 The complaint also states
that the defendants subjected the plaintiff to "denial of due process of
law". Compl. P 26. However, aside from this phrase, there are no
allegations or statements in the complaint, or in the plaintiff's opposition to
the motions for summary judgment, that address a claim of violation of due
process. Therefore, the court does not construe the complaint as setting forth
a claim for violation of the plaintiff's due process rights.
n9 The plaintiff contends
that 61% of the persons arrested by the VSCU during the period reflected by the
records provided (1994 through 2000), see Pl.'s Ex. 11, were African-American,
while only 3% of the population of the Naugatuck Valley is African-American.
This exhibit actually shows that approximately 57% of arrestees in this period
were classified by the VSCU as "black".
n10 In fact, Silberberg
stated at his deposition that he could not recall if there were any drug
dealers in the Gatison Park area who were white.
n11 The court notes that the
town defendants can be liable, in cases such as this, as the "real parties
in interest" behind the VSCU. See Conn. Gen. Stat. § 7-339k. As the court
indicated when it dismissed the VSCU as a party, the formation of an interlocal
agreement does not create an independent legal entity capable of being sued.
See Doc. # 97. But that does not mean that simply by acting jointly, the towns
can escape all liability for their actions. Several of the town defendants have
argued that because no officer from that particular town was involved in the
arrest or prosecution of Silberberg, the town can not be liable. However, the
towns, as the "real parties in interest", may be liable for any
unlawful actions taken by the VSCU.
n12 Defendants Locicero and
DeFelice were sued in both their individual and official capacities. Qualified
immunity is available only to defendants sued in their individual capacities,
not official capacities. See, e.g.,
Jemmott v. Coughlin, 85 F.3d 61, 64 n.1 (2d Cir. 1996). When a public
employee is sued "in his official capacity", the plaintiff seeks to
impose liability on the entity that he represents. See Brandon v. Holt, 469 U.S. 464, 471, 83 L.
Ed. 2d 878, 105 S. Ct. 873 (1985). The court has already found that the town
defendants are entitled to summary judgment on Count One. Therefore, defendants
Locicero and DeFelice, in their official capacities, are also entitled to
summary judgment on this count.
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