ROMEO CARR and CEDRICK WYMBS, Plaintiffs, vs. JOSEPH
TATANGELO, in his individual capacity; ANTHONY FORTSON, in
his individual capacity; and KIPLING DAMIEN MERCER, in his
individual capacity, Defendants.
3:00-CV-1 (DF)
UNITED STATES DISTRICT COURT FOR THE MIDDLE DISTRICT OF
GEORGIA, ATHENS DIVISION
156 F. Supp. 2d 1369
July 30, 2001, Decided
July 31, 2001, Filed; August 2, 2001, Entered on Docket
FITZPATRICK, District
Judge.
This case involves civil rights claims for damages brought under
42 U.S.C.A. § 1983 by Romeo Carr and Cedrick Wymbs against Joseph
Tatangelo, Anthony Fortson, and Kipling Damien Mercer, all of whom were police
officers employed by the Monroe Police Department at the time the events giving
rise to this case occurred. n1 Plaintiffs also assert various state-law claims
against Defendants. Before the Court are Defendants' motions for summary
judgment n2 in which each officer asserts that he is entitled to qualified
immunity. n3 In addition to the [*1372]
parties' briefs, the Court has
considered the parties' arguments presented during oral argument on July 11,
2001.
I. STANDARD OF REVIEW
Under Rule 56, summary judgment must be granted if "there
is no genuine issue as to any material fact and . . . the moving party is
entitled to a judgment as a matter of law." Fed. R. Civ. P. 56(c); see
also Celotex Corp. v. Catrett, 477 U.S. 317, 322, 91 L. Ed. 2d 265, 106 S.
Ct. 2548 (1986). In reviewing a motion for summary judgment, the court must
view the evidence and all justifiable inferences in the light most favorable to
the nonmoving party, but the court may not make credibility determinations or
weigh the evidence. See Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 255,
91 L. Ed. 2d 202, 106 S. Ct. 2505 (1986).
The moving party "always bears the initial responsibility
of informing the district court of the basis for its motion, and identifying
those portions of the pleadings, depositions, answers to interrogatories, and
admissions on file, together with the affidavits, if any, which it believes
demonstrate the absence of a genuine issue of material fact" and that
entitle it to a judgment as a matter of law.
Celotex Corp., 477 U.S. at 323 (internal quotation marks
omitted). If the moving party
discharges this burden, the burden then shifts to the nonmoving party to go
beyond the pleadings and present specific evidence showing that there is a
genuine issue of material fact or that the moving party is not entitled to a
judgment as a matter of law. See Fed. R. Civ. P. 56(e); see also Celotex
Corp., 477 U.S. at 324-26. This evidence must consist of more than mere
conclusory allegations or legal conclusions. See Avirgan v. Hull, 932 F.2d
1572, 1577 (11th Cir. 1991).
II. FACTS
The facts
of this case that are relevant to the issues raised by Defendants' motions are
relatively simple and straightforward. At approximately 2:00 a.m. on October
24, 1999, Plaintiffs walked out of Carr's house, which was on New Lacy Street
in Monroe, Georgia, as a man named Harold Henderson was walking in. Carr was
going to speak with a friend who had driven up and wanted to borrow some money,
and Wymbs was going up the street to use a pay phone. While Carr was talking to
his friend through the passenger-side window of the parked car, Wymbs walked
back from the pay phone and stopped at the rear of the car. Wymbs then
asked Carr to come to the rear of the
car with him because he thought he saw somebody hiding in the shrubs across the
street. Thinking that the person in the shrubs was Reggie Williams, who had
recently stabbed Carr's brother Daniel, Wymbs threw a rock into the shrubs to
roust the person from his hiding place.
In fact,
the person Wymbs saw was Tatangelo, not Williams. Defendants had been on patrol
in the New Lacy Street area and were looking for two individuals who had fled
from the police earlier that night and for drug transactions. While observing a
pay phone (the same one used later by Wymbs) for signs of drug activity,
Defendants encountered Henderson, who told falsely identified himself as Harold
Wade. Once Defendants discovered Henderson's true identity, he offered to go to
Carr's house and either obtain some drugs himself or have somebody with some drugs
come out in exchange for letting him go. After Henderson left, Defendants
discovered that there were two or three outstanding warrants for his arrest, so
they [*1373] positioned themselves behind some trees and bushes around Carr's
house in order to apprehend Henderson when he came out. Tatangelo positioned
himself almost directly across the
street from Carr's house, Fortson positioned himself on the same side of the
street as Tatangelo, but farther away from the house, and Mercer positioned
himself on the side of the house.
As Carr was about to throw
another rock at Tatangelo, Defendants each heard a noise that sounded like a
round being chambered in a gun. In addition, Tatangelo thought that he saw
either Carr or Wymbs holding a gun in his hand. Although both Tatangelo and
Fortson then drew
their guns, neither fired
until Fortson saw either Carr or Wymbs point at Tatangelo with what he believed
to be a gun. When that happened, Fortson immediately fired one shot that struck
Carr in the abdomen, and then Tatangelo fired a quick burst of approximately
eight shots. Plaintiffs ran back into Carr's house, and Defendants radioed for
backup and retreated to their cars to regroup and plan how to proceed.
Less than five minutes later, Wymbs and
Carr's brother Walter went outside and stopped a deputy sheriff's car and told
the deputy that Carr had been shot. The deputy also called for backup, and
within two minutes several officers from the Monroe Police Department,
including Defendants, arrived and secured the scene. At approximately 3:45 a.m., Special Agent Michael Pearson of
the Georgia Bureau of Investigation arrived at the scene and, after
interviewing witnesses and obtaining a warrant, searched the house. No gun was
found inside Carr's house. In the meantime, an ambulance had come to take Carr
to a hospital.
III. DISCUSSION
A. Section 1983 Claims
Plaintiffs assert two federal constitutional claims, both of which
are grounded in the Due Process Clause of the Fourteenth Amendment. Count I of
the complaint alleges that Defendants unconstitutionally denied medical care to
Carr after he was shot, and Count II alleges that Defendants' overall conduct
was so egregious and outrageous that it deprived them of their rights to life
and liberty. Although Count II does not specify the basis for the alleged
constitutional deprivation, the facts show that it is essentially an excessive
force claim. Defendants respond that they are entitled to qualified immunity on
both counts.
1. Qualified Immunity Principles
"Qualified immunity protects government officials
performing discretionary functions from civil trials (and the other burdens of
litigation, including discovery) and from liability if their conduct violates no 'clearly established
statutory or constitutional rights of which a reasonable person would have
known.'" Lassiter v. Alabama A
& M Univ., Bd. of Trs., 28 F.3d 1146, 1149 (11th Cir. 1994) (en banc) (quoting Harlow v. Fitzgerald, 457 U.S. 800, 818,
73 L. Ed. 2d 396, 102 S. Ct. 2727 (1982)). To determine whether a public
official is entitled to qualified immunity, the Eleventh Circuit requires
district courts to use a two-step burden-shifting analysis. First, the
defendant bears the burden of proving that he was acting within the scope of
his discretionary authority at the time the alleged violation occurred. See Priester
v. City of Riviera Beach, 208 F.3d 919, 926 (11th Cir. 2000). Second, if
the defendant discharges this burden, the plaintiff then bears the burden of
proving that the defendant's acts violated clearly established law of which a
reasonable person would have known. See id.
Plaintiffs have not disputed that Defendants were acting within
the scope of their discretionary authority when the alleged [*1374]
violations occurred, and the Court has no reason to believe otherwise.
See Harbert Int'l, Inc. v. James, 157 F.3d 1271, 1282 (11th Cir. 1998) (explaining
what a defendant must show to establish that his actions were within the scope
of his discretionary authority). Therefore, the sole question before the Court
is whether Plaintiffs have demonstrated that Defendants violated clearly
established law.
A "necessary concomitant" to this question is
"the determination of whether the plaintiff has asserted a violation of a
constitutional right at all." Siegert v. Gilley, 500 U.S. 226, 232, 114
L. Ed. 2d 277, 111 S. Ct. 1789 (1991). Thus, the proper analytical
framework for determining whether a plaintiff's allegations are sufficient to
overcome qualified immunity is to decide first
whether the plaintiff has alleged the deprivation of a currently
cognizable constitutional right and then, only if so, to decide whether that
right was clearly established at the time of the alleged deprivation. Indeed,
in Siegert the Supreme Court emphasized the "desirability" of this
approach, id. at 233, and subsequently characterized it as "the
better approach." County of
Sacramento v. Lewis, 523 U.S. 833, 841 n.5, 140 L. Ed. 2d 1043, 118 S. Ct. 1708
(1998). Presumably because the
circuit and district courts were not obeying this "suggestion," the
Supreme Court recently mandated that the federal courts follow this approach in
all cases involving an assertion of qualified immunity: "Thus a court must
first determine whether the plaintiff has alleged the deprivation of an actual
constitutional right at all, and if so, proceed to determine whether that right
was clearly established at the time of the alleged violation." Conn v. Gabbert, 526 U.S. 286, 290, 143
L. Ed. 2d 399, 119 S. Ct. 1292 (1999) (emphasis added); see also Saucier
v. Katz, 150 L. Ed. 2d 272, 121 S. Ct. 2151, 2156-57 (2001) (explaining the
rationale for this approach); Wilson v. Layne, 526 U.S. 603, 609, 143 L. Ed.
2d 818, 119 S. Ct. 1692 (1999) (same). This approach makes perfect sense
because "if a plaintiff has not sufficiently [demonstrated] a violation of
any constitutional right, it is axiomatic that the plaintiff likewise has
failed to [demonstrated] the violation of a 'clearly established'
right." GJR Invs., Inc. v.
County of Escambia, 132 F.3d 1359, 1367 (11th Cir. 1998). Accordingly, the Court must initially determine whether
Plaintiffs have sufficiently demonstrated a violation of their constitutional
rights. If there was no underlying constitutional violation, then Defendants
are entitled to qualified immunity, regardless of whether the law was clearly
established. See Hartley v. Parnell, 193 F.3d 1263, 1270-72 (11th Cir.
1999).
2. Denial of Medical Care
Count I
alleges that Defendants violated Carr's Fourteenth Amendment substantive due
process rights because they failed to provide medical care to him after he was
shot. Defendants argue that they are entitled to qualified immunity on this
claim because they were unaware that Carr had been shot and because Carr has
not shown that their conduct violated clearly established law.
Before addressing whether Defendants violated Carr's substantive
due process right to medical care, the Court must first determine whether Carr
even has such a right. Carr argues that he has a substantive due process right
to medical care under City of Revere
v. Massachusetts Gen. Hosp., 463 U.S. 239, 77 L. Ed. 2d 605, 103 S. Ct. 2979
(1983), in which the Supreme Court held that the Due Process Clause "require[s] the responsible government
or governmental agency to provide medical care to persons . . . who have been
injured while being apprehended by the police." Id. at 244;
see [*1375] also Thomas v. Town of Davie, 847 F.2d 771, 772-73 (11th
Cir. 1988). Although
Carr was seized within the meaning of the Fourth Amendment when he was shot,
see discussion infra Part III.A.3, he was not arrested or otherwise
apprehended. Therefore, Carr does not fall within the class of persons entitled
to medical care under City of Revere.
The Supreme Court has also held that "when the State takes
a person into its custody and holds him there against his will, the
Constitution imposes upon it a corresponding duty to assume some responsibility
for his safety and general well-being."
DeShaney v. Winnebago County Dep't of Soc. Servs., 489 U.S. 189,
199-200, 103 L. Ed. 2d 249, 109 S. Ct. 998 (1989). Unquestionably, this
general principle means that the right to medical care attaches under the Cruel
and Unusual Punishment Clause of the Eighth Amendment for convicted prisoners
and under the Due Process Clause of the Fourteenth Amendment for pre-trial
detainees. See Lancaster v. Monroe County, 116 F.3d 1419, 1425 n.6 (11th
Cir. 1997). However, because Carr was neither a convicted prisoner nor a
pre-trial detainee, he has no right to medical care under either of these
theories. Plaintiff has not cited, nor has the Court located, a single case
decided by the Supreme Court or Eleventh Circuit holding that the Fourteenth
Amendment includes a substantive due process right to medical care under the
circumstances presented in this case. In the absence of a Supreme Court or Eleventh
Circuit holding to the contrary, the Court finds that such a right does not
exist in the Due Process Clause. See Collins v. City of Harker Heights, 503
U.S. 115, 125, 117 L. Ed. 2d 261, 112 S. Ct. 1061 (1992) (counseling
caution when determining whether "to expand the concept of substantive due
process because guideposts for responsible decisionmaking in this unchartered
area are scarce and open-ended"). In fact, the rationale for the general
principle articulated in DeShaney--that a government official has so restrained
the person's liberty that he is unable to care for himself, see DeShaney,
489 U.S. at 200--indicates that such a right does not exist in the
Constitution. See Collins, 503 U.S. at 127-28 (citing cases in which the
Supreme Court has recognized a substantive due process right to medical care
for persons whose liberty has been restrained by confinement in a mental
institution, by incarceration, and by arrest, and concluding that "the
'process' that the Constitution guarantees in connection with any deprivation
of liberty thus includes a continuing obligation to satisfy certain minimal
custodial standards"). Because
Carr was not arrested or otherwise taken into custody, no restraint of his
liberty (as contemplated by DeShaney) occurred; indeed, Carr was not rendered
incapable of seeking medical care for himself after he was shot. Having
concluded that the Constitution does not recognize the right asserted by Carr
in Count I, there obviously was no constitutional violation. Accordingly, Defendants
are entitled to qualified immunity. n4
3. Excessive Force
Count II
presents the Court with a rare species of constitutional tort--a claim of [*1376]
excessive force based on the Due Process Clause of the Fourteenth
Amendment. It alleges that Defendants violated Plaintiffs' Fourteenth Amendment
substantive due process rights because their conduct "was so egregious and
outrageous that it shocks the conscience and shows a callous disregard for the
Fourteenth Amendment rights of ROMEO CARR and CEDRICK WYMBS to be free from
state deprivations of their life and liberty without due process of law."
Specifically, Plaintiffs contend that Tatangelo and Fortson are liable for
shooting at them and that Mercer is liable for failing to intervene. Defendants
argue that they are entitled to summary judgment on this claim because only the Fourth Amendment
permits recovery for an officer's use of excessive force during the course of
an arrest, investigatory stop, or other seizure. In other words, Defendants appear
to be arguing that Plaintiffs have failed to state a claim upon which relief
can be granted because the Fourteenth Amendment does not apply in this case.
Plaintiffs respond that the Fourth Amendment is inapplicable because they were not "seized."
When "addressing an excessive force claim brought under §
1983, analysis begins by identifying the specific constitutional right
allegedly infringed by the challenged application of force." Graham v. Connor, 490 U.S. 386, 394, 104
L. Ed. 2d 443, 109 S. Ct. 1865 (1989). To this end, the Supreme Court has
held that all claims that law enforcement officers have used excessive
force--deadly or not--in the course of an arrest, investigatory stop, or other
"seizure" of a free citizen should be analyzed under the Fourth
Amendment and its "reasonableness" standard, rather than under a
"substantive due process" approach. Because the Fourth Amendment
provides an explicit textual source of constitutional protection against this
sort of physically intrusive governmental conduct, that Amendment, not the more
generalized notion of "substantive due process," must be the guide
for analyzing these claims.
Id. at 395. As this language suggests,
the Fourth Amendment does not apply to all claims that an officer has used excessive
force; instead, it applies only to excessive force claims that involve an
arrest, investigatory stop, or other
seizure. See Wilson v. Northcutt, 987 F.2d 719, 722 (11th Cir. 1993).
There being no explicit textual source of constitutional protection against the
use of excessive force when the Fourth Amendment is not implicated, such a
claim must be analyzed as a substantive due process claim under the Fourteenth
Amendment. See id. (holding that "a non-seizure Fourteenth Amendment
substantive due process claim of excessive force survives Graham").
The
critical question, then, is whether Plaintiffs were seized within the meaning
of the Fourth Amendment when the shooting incident occurred outside Carr's
house. n5 To determine whether there was a Fourth Amendment seizure, the
Court turns to the Supreme Court's decision in
California v. Hodari D., 499 U.S. 621, 113 L. Ed. 2d 690, 111 S. Ct.
1547 (1991). In that case, Officers McColgin and Pertoso approached a group
of youths in an unmarked car, whereupon the youths panicked and fled the scene.
Finding the youths' flight suspicious, Officer Pertoso chased Hodari D. on
foot, while Officer McColgin chased the others in the car. Hodari D. ran
through an alley and emerged on the same
street that Officer
[*1377] Pertoso had decided to
run down. As Officer Pertoso was about to grab him, he tossed away an object
that appeared to be a small rock. Officer Pertoso then tackled and handcuffed
him and discovered that he was carrying $130 in cash and a pager and that the
rock was actually crack cocaine. The state trial court denied Hodari D.'s
motion to suppress the evidence relating to the cocaine, but the California
Court of Appeals reversed, holding that he was unreasonably seized when Officer
Pertoso began chasing him and that, therefore, the evidence relating to the
cocaine had to be suppressed as the fruit of an unconstitutional seizure. See id.
at 622-23.
The issue presented to the Supreme Court was "whether, at the
time he dropped the drugs, Hodari had been 'seized' within the meaning of the
Fourth Amendment." Id. at 623. Because Hodari D.'s case did not
involve the application of any physical force before or during the chase, he
based his argument on the proposition that a seizure occurs when "'the
officer, by means of physical force or show of authority, has in some way
restrained the liberty of a citizen.'" Id. at 625 (quoting Terry v. Ohio, 392 U.S. 1, 19 n.16, 20 L.
Ed. 2d 889, 88 S. Ct. 1868 (1968)). Essentially, his argument was that mere
pursuit by an officer constitutes a show of authority to which constitutional
protection attaches. See 499 U.S. at 625-26. The Supreme Court disagreed
and held that, when an officer makes a show of authority, a seizure does not
occur unless the subject yields to that show of authority. See id. at 626.
The Supreme Court explained,
The word "seizure"
readily bears the meaning of a laying on of hands or application of physical
force to restrain movement, even when it is ultimately unsuccessful. . . . It
does not remotely apply, however, to the prospect of a policeman yelling
"Stop, in the name of the law!" at a fleeing form that continues to
flee. That is no seizure.
Id. Furthermore,
"neither usage nor common-law tradition makes an attempted seizure a
seizure." Id. at 626 n.2. Accordingly, the Supreme Court concluded,
"In sum, assuming that Pertoso's pursuit in the present case constituted a
'show of authority' enjoining Hodari to halt, since Hodari did not comply with
that injunction he was not seized until he was tackled." Id. at 629;
see also Brower v. County of Inyo, 489 U.S. 593, 597, 103 L. Ed. 2d 628, 109
S. Ct. 1378 (1989) (holding that pursuit by a police officer does not
constitute a seizure unless it causes the suspect to stop).
Under
Hodari D., a person is seized within the meaning of the Fourth Amendment only
when he is physically touched by a police officer or when he submits to a show
of authority. In this case, Defendants argue that the Fourth Amendment applies
to Count II because the act of shooting at Plaintiffs was an application of
physical force that constituted a seizure. In any event, Defendants argue that
Carr was seized when he was actually shot. Plaintiffs respond that they were
never seized because they never submitted to Defendants' show of authority.
Plaintiffs and Defendants are each
correct, but only partially so.
In light of the Supreme Court's holding in Hodari D., the Court
finds that shooting at a person does not constitute a seizure within the
meaning of the Fourth Amendment unless the person is actually shot (i.e., is
physically touched) or is stopped in what he is doing (i.e., submits to the
show of authority). See Menuel v. City of Atlanta, 25 F.3d 990, 995 (11th
Cir. 1994); Bella v. Chamberlain, 24 F.3d 1251, 1255-56 (10th Cir.
1994); Cole v. Bone, 993 F.2d
1328, 1332-33 (8th Cir. 1993); Carter
v. Buscher, 973 F.2d 1328, 1332-33 [*1378]
(7th Cir. 1992). Under this principle, Carr was obviously seized
when he was shot, regardless of the fact that he was able to scramble back into
his house. Thus, under Graham, his claim can be analyzed only as a Fourth
Amendment claim. However, because Wymbs was not shot and did not submit to
Defendants' show of authority, Defendants' conduct as to him did not implicate
the Fourth Amendment. Therefore, under Wilson, his claim can be analyzed only
as a Fourteenth Amendment
substantive due process claim.
a. Romeo Carr
Carr has a
cause of action only under the Fourth Amendment, but the complaint is devoid of
any allegation that Defendants violated Carr's Fourth Amendment rights. Thus,
the issue is whether the Court may infer a Fourth Amendment claim from the
complaint or construe Count II as a Fourth Amendment claim. In this regard, the
Eleventh Circuit has held,
"Among the cardinal principles of our Anglo-American system
of justice is the notion that the legal parameters of a given dispute are
framed by the positions advanced by the adversaries, and may not be expanded
sua sponte by the trial judge." Doubleday & Co. v. Curtis, 763 F.2d
495, 502 (2d Cir.1985). A district court may not infer claims other than
those that plainly appear on the face of the complaint to defeat a defense of
qualified immunity. To do so is to ignore both the heightened pleading standard
for § 1983 claims that is the law of this circuit and the Supreme Court's call
for a "firm application of the Federal Rules of Civil Procedure" in
cases where qualified immunity is asserted.
Butz v. Economou, 438 U.S. 478, 508, 98 S. Ct. 2894, 2911, 57 L. Ed.
2d 895 (1978).
GJR Invs., Inc., 132 F.3d at
1369. Under
this rule, Defendants are
entitled to qualified immunity for Count II as it relates to Carr because Carr
cannot recover under the Fourteenth Amendment. In reaching this conclusion, the
Court notes that Count II unambiguously alleges a violation of Plaintiffs'
substantive due process rights under the Fourteenth Amendment and that
Plaintiffs have steadfastly maintained that Count II is founded solely on the Fourteenth
Amendment rather than on Fourth Amendment. Had there been any ambiguity as to
the constitutional basis for Count II, or had Plaintiffs argued in their briefs
or during oral argument that Count II was premised on a violation of the Fourth
Amendment, the Court may have been able to infer a Fourth Amendment claim or
construe Count II as a Fourth Amendment claim. See O'Neal v. DeKalb County,
850 F.2d 653, 655 n.4 (11th Cir. 1988).
b. Cedrick Wymbs
Having determined that Count II as it relates to Wymbs is
properly grounded in the Fourteenth Amendment, the Court must now determine
whether Defendants violated his substantive due process right not to be
subjected to excessive force by a police officer. The starting point for
discussing a substantive due process claim is
Rochin v. California, 342 U.S. 165, 96 L. Ed. 183, 72 S. Ct. 205
(1952), in which the Supreme Court broadly outlined the contours of a
substantive due process claim. In that case, the Supreme Court held that
substantive due process is violated only if the government official has done
something that "shocks the conscience" or "offend[s] even
hardened sensibilities." Id. at 172. On the other hand, conduct
that does nothing more than "offend some fastidious squeamishness or private
sentimentalism about combatting crime too energetically" is not
sufficiently egregious to reach constitutional dimensions. Id. at 172-74; [*1379]
see also Gilmere v. City of Atlanta, 774 F.2d 1495, 1500 (11th Cir.
1985) (en banc) (noting that "the violations which give rise to a
substantive due process claim are necessarily more egregious than those which
give rise to simple tort actions").
Because of the inherent vagueness in the "shocks the
conscience" standard, the Eleventh Circuit "has adopted the more
concrete standards for identifying a
substantive due process violation that were laid out in Johnson v. Glick,
481 F.2d 1028, 1033 (2d Cir.1973) . . . ." Wilson, 987 F.2d at 722; see also Gilmere, 774 F.2d at
1500-01. Accordingly, when determining whether the force used by a police
officer constitutes a substantive due process violation, the following factors
must be considered: "the need for force, the relationship between the need
for force and the amount of force used, the extent of injury inflicted, and
whether force was applied in a good faith effort to maintain or restore
discipline or maliciously and sadistically for the very purpose of causing
harm." Id. (internal quotation marks omitted). Applying these factors to
this case, the Court finds that Defendants' conduct did not violate Wymbs's
substantive due process rights.
As to the
first factor, the circumstances that confronted Defendants outside Carr's house
during the early morning hours of October 24, 1999, suggested the need for the
application of force. Regardless
of why Defendants were outside Carr's house, and regardless of the propriety of
using Henderson as an informant, the simple
fact remains that Tatangelo and Fortson believed that their lives were
in danger because they both heard a noise that sounded like a bullet being
chambered in a gun. n6 Moreover, both Tatangelo and Fortson thought that
they saw either Carr or Wymbs holding a gun, and neither fired any shots until
Fortson saw what he thought was a gun pointed at Tatangelo. Under these
circumstances, and considering
the fact that they knew they were in a high-crime area, it was reasonable for
Tatangelo and Fortson to believe that their lives were in danger and that they
needed to respond with force to protect themselves. Whatever doubt
exists as to the reasonableness of their perception of danger is eliminated by
the fact that Carr also believed that Wymbs had a gun because he heard a
"click-clack" noise. Although Carr now claims that the
"click-clack" noise that he heard was the sound of Wymbs folding up
his sunglasses, what matters is whether it was reasonable for Tatangelo and
Fortson to believe that Wymbs had a gun and that a forceful response was
required. Faced with a tense situation that required them to make a
split-second decision, the Court concludes that it was reasonable for Tatangelo
and Fortson to believe that there was
a need for force under the circumstances with which they were faced.
The second factor balances the relationship between the need for
force and the amount of force used. Tatangelo and Fortson reasonably perceived
that they were faced with deadly force, and they responded in kind with deadly
force. Thus, the amount of force with which they responded was directly
proportional to the need for force. As to the third factor, Wymbs suffered no
physical injury as a result of the shooting incident.
Finally, the fourth factor
asks whether force was applied in a good faith effort to maintain or
restore discipline or whether it [*1380] was applied maliciously and sadistically
for the purpose of causing harm. During the oral argument, Wymbs conceded that
Defendants did not act sadistically, but argued that they acted maliciously
because of the circumstances surrounding their presence outside Carr's house
and their allegedly improper use of Henderson as an informant. These arguments
are not persuasive because Defendants had a right to be where they were and
because their use of Henderson has no bearing on whether they acted maliciously
for the purpose of causing harm when they fired at Plaintiffs. Indeed, the fact
that Tatangelo and Fortson did not fire until the perceived danger was imminent
indicates that they did not act maliciously for the purpose of causing harm,
but rather for the purpose of protecting themselves from a perceived
life-threatening danger so that they could retreat from the scene.
The Court's
analysis of these four factors demonstrates that Defendants did not violate
Wymbs's substantive due process rights because, considering the totality of the
circumstances, their conduct should not shock the conscience of anybody, even a person with the most tender of
sensibilities. Defendants' conduct simply was not sufficiently egregious to
exceed the bounds of substantive due process. There being no constitutional
violation, Defendants are entitled to qualified immunity. n7
B. State-Law Claims
Having dismissed the only grounds for federal subject-matter
jurisdiction, the Court declines to continue to exercise supplemental
jurisdiction over Plaintiffs' state-law claims. See 28 U.S.C.A. § 1367(c)(3)
(West 1993). According to the Supreme Court, "When the balance of
[judicial economy, convenience, fairness, and comity] indicates that a case
properly belongs in state court, as when the federal-law claims have dropped
out of the lawsuit in its early stages and only state-law claims remain, the
federal court should decline the
exercise of jurisdiction by dismissing the case without prejudice." Carnegie-Mellon Univ. v. Cohill, 484 U.S.
343, 350, 98 L. Ed. 2d 720, 108 S. Ct. 614 (1988) (footnote omitted)
(emphasis added); see also United Mine Workers of Am. v. Gibbs, 383 U.S.
715, 726, 16 L. Ed. 2d 218, 86 S. Ct. 1130 (1966) ("Certainly, if the
federal claims are dismissed before trial, even though not insubstantial in a
jurisdictional sense, the state claims should be dismissed as
well.").
Although the Supreme Court's statement in Cohill was not
intended to "establish a mandatory rule to be applied inflexibly in all
cases," it did establish a general rule to be applied in all but
extraordinary cases. Cohill, 484
U.S. at 350 n.7. The primary virtues of this rule are that it allows
federal courts to better respect the sovereignty of the states, and to better promote
justice, by avoiding unnecessary interpretations of state law. See Gibbs,
383 U.S. at 726 ("Needless decisions of state law should be avoided
both as a matter of comity and to
promote justice between the parties, by procuring for them a surer-footed reading of applicable law.").
Simply put, it is preferable for the courts of Georgia to make rulings on
issues of Georgia law than it is for federal courts, even those located in
Georgia. Because there is nothing unusual or extraordinary about this case, the
Court finds no reason not to follow the general rule articulated by the Supreme
Court in Cohill and Gibbs. Accordingly, Plaintiffs' state-law claims are
dismissed without prejudice.
[*1381] IV. CONCLUSION
For the foregoing reasons, Defendants' motions are GRANTED as to
the federal constitutional claims in Counts I and II. Additionally, Plaintiffs'
state-law claims are DISMISSED WITHOUT PREJUDICE.
SO ORDERED, this 30 day of July, 2001.
DUROSS FITZPATRICK, JUDGE
UNITED STATES DISTRICT COURT
n1 There are two other cases that are
related to this case currently pending before the Court. See Carr v. Tatangelo,
No. 3:00-CV-2 (DF) (M.D. Ga. filed Jan. 3, 2000); Carr v. City of Monroe, No.
3:00-CV-133 (DF) (filed Nov. 14, 2000). Although these three cases all arise
out of the same basic sequence of events that occurred in the early morning
hours of October 24, 1999, and although they involve basically the same
parties, the Court has agreed not to consolidate them into a single case.
However, the Court strongly encourages the parties to do everything possible to
keep the costs of litigating three separate cases down.
n2 Defendants filed separate motions and briefs
in support thereof, but many of their arguments are identical. Thus for the
sake of simplicity, in this order the Court often will not differentiate
between which officer is making a particular argument, but instead will refer
to their arguments as being asserted collectively.
n3
In their joint answer, Fortson and Mercer failed to plead qualified immunity
specifically as an affirmative defense, though they did plead the defense of
official immunity. First, the Court notes that "qualified or 'good faith'
immunity is an affirmative defense that must be pleaded by a defendant
official." Harlow v.
Fitzgerald, 457 U.S. 800, 815, 73 L. Ed. 2d 396, 102 S. Ct. 2727 (1982);
see also Gomez v. Toledo, 446 U.S. 635, 640, 64 L. Ed. 2d 572, 100 S. Ct.
1920 (1980). Second, although the Court admits that the term "official
immunity," when used in the context of federal civil rights law, is a
generic term that includes both absolute immunity and qualified immunity, see Doe
v. McMillan, 412 U.S. 306, 318-20, 36 L. Ed. 2d 912, 93 S. Ct. 2018 (1973),
counsel is advised that it is preferable to use the specific term
"qualified immunity" when referring to the immunity available to a
police officer in a federal civil rights action. Specifically pleading
qualified immunity is particularly important in cases, such as this case, that
involve state-law claims because official immunity is, in Georgia, a defense to
which certain public officials are entitled under the state constitution. See
Ga. Const. art. 1, § 2, P IX(d). Nevertheless, because official immunity
technically encompasses qualified immunity, and because Plaintiffs cannot claim
prejudice or unfair surprise at having to oppose Fortson's and Mercer's
assertion of qualified immunity, the Court finds that Fortson and Mercer are
not precluded from asserting this affirmative defense.
n4 Even if the Court found that the right asserted by Carr is
currently cognizable, Defendants would still be entitled to qualified immunity
because, by definition, that right would not have been clearly established on
October 24, 1999. Consequently, any genuine issues of material fact as to Count
I are irrelevant because factual disputes cannot defeat qualified immunity if
the law was not clearly established at the time the constitutional deprivation
occurred. See Courson v. McMillian, 939 F.2d 1479, 1497 (11th Cir. 1991).
n5 Because it is clear that Plaintiffs were not arrested and
that the shooting incident was not an investigatory stop, the Court will
examine only whether there was an
"other seizure."
n6 This case is different from the situation addressed in
Gilmere, in which the Eleventh Circuit held that the officer's perceived need
for force was not reasonable because it "largely resulted from his own improper
use of his official power." 774 F.2d at 1501. In this regard,
Gilmere is inapposite because an officer who hides behind some shrubs to
conduct surveillance, like Defendants did, has not improperly used his official
power.
n7 The Court's decision that
no constitutional violation occurred makes it unnecessary to decide separately
whether Mercer can be held liable for failure to intervene.