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R. M. BELL, Plaintiff-Appellant, v. JAMES R.
MANSPEAKER, as Clerk of District Court; DENVER POLICE DEPARTMENT; THOMAS
FISHER, individually and as an Officer of the Denver Police Department,
Defendants-Appellees.
No. 00-1415
UNITED STATES COURT OF
APPEALS FOR THE TENTH CIRCUIT
34 Fed. Appx. 637; 2002 U.S.
App. Lexis 6664
April 10, 2002, Filed
NOTICE:
RULES OF THE TENTH CIRCUIT
COURT OF APPEALS MAY LIMIT CITATION TO UNPUBLISHED OPINIONS. PLEASE REFER TO
THE RULES OF THE UNITED STATES COURT OF APPEALS FOR THIS CIRCUIT.
ORDER AND JUDGMENT *
* This order and judgment is
not binding precedent, except under the doctrines of law of the case, res
judicata, and collateral estoppel. The court generally disfavors the citation
of orders and judgments; nevertheless, an order and judgment may be cited under
the terms and conditions of 10th Cir. R. 36.3.
After examining the briefs and appellate
record, this panel has determined unanimously to grant the parties' request for
a decision on the briefs without oral
argument. See Fed. R. App. P. 34(f); 10th Cir. R. 34.1(G). The case is
therefore ordered submitted without oral argument.
Defendant-appellant R.M. Bell
brought suit under 42 U.S.C. § 1983 against James Manspeaker, the clerk of the
United States District Court for the District of Colorado, and Thomas Fisher,
an officer in the Denver Police Department, for conspiracy to deny his
constitutional rights. n1 Mr. Bell's action arose out of an incident that
occurred outside the federal courthouse in Denver on the day of opening
argument in the Timothy McVeigh trial.
The
district court dismissed the claims against Mr. Manspeaker as barred by absolute
immunity; Mr. Fisher was granted summary judgment on the basis of qualified
immunity. After de novo review, we affirm. n2
I. BACKGROUND
A.
Mr. Manspeaker
As
one of his duties as the clerk of the district court charged with conducting
the Timothy McVeigh trial, Mr. Manspeaker oversaw a credentialing procedure
designed to screen members of the press and the public who wished to view the
trial. Mr. Bell applied for press credentials claiming to be an international
correspondent for Golden Bell Press, a Denver printing company. n3
As part of the credentialing
process, the federal officials ran a standard background check on Mr. Bell
which revealed a history of arrests and convictions, including arrests for mob
action and possession of explosives and convictions for shoplifting and
burglary. The background check also revealed that Mr. Bell had been temporarily
committed to a mental health facility in Denver for a psychological evaluation.
Federal officials forwarded this information to the Denver Police Department.
Mr. Bell was denied press
credentials but apparently was able to view the trial on the day of the opening
arguments as a member of the public. To do this, Mr. Bell checked in with the
clerk's office and listened to the trial in an overflow courtroom.
B.
Mr. Fisher
Three law enforcement agencies
coordinated efforts to provide security for the McVeigh trial. Mr. Fisher
supervised the Denver Police Department's part of that [*640] effort. On April
24, 1997, after the trial had recessed for lunch, Mr. Fisher and several other
Denver police officers approached Mr. Bell who had just exited the courthouse
front door and was walking in front of the courthouse. Mr. Fisher indicated that
he had been in contact with Mr. Manspeaker and requested to speak with Mr.
Bell. Mr. Bell agreed to be questioned. In view of the gathered media, officers
other than Mr. Fisher then handcuffed Mr. Bell, placed him in a patrol car, and
drove him to a location approximately two blocks from the courthouse. n4 There,
Mr. Bell was questioned by Mr. Fisher, photographed and released. The entire
encounter took less than thirty minutes.
II. DISCUSSION
A.
Mr. Manspeaker
Finding that Mr. Manspeaker had
been delegated by Judge Matsch, the presiding judge at the McVeigh trial, to
coordinate security for the trial, the district court granted Mr. Manspeaker
absolute immunity from any civil liability in connection with that role. We
review this conclusion de novo. Gagan
v. Norton, 35 F.3d 1473, 1475 (10th Cir. 1994), and we affirm.
Absolute immunity "free[s] the judicial process from the harassment
and intimidation associated with
litigation." Burns v. Reed, 500 U.S. 478, 494, 114 L. Ed. 2d 547, 111 S.
Ct. 1934 (1991) (emphasis in original). As the official seeking absolute
immunity, Mr. Manspeaker must convince the court that the function he performed
on the day in question should be protected by immunity. See Antoine v. Byers & Anderson, Inc., 508
U.S. 429, 432 n.4, 124 L. Ed. 2d 391, 113 S. Ct. 2167 (1993). The Supreme Court
has emphasized that, ordinarily, qualified immunity is sufficient to shield
officials in the performance of their public duties. Id. The Court has been
"quite sparing in [its] recognition of absolute immunity, and [has]
refused to extend it any further than its justification would warrant."
Id.
Whether the doctrine is applicable depends on the function performed by
the one seeking immunity. Courts look to the performance of the function of
resolving disputes between parties, or of authoritatively adjudicating private
rights. When judicial immunity is extended to officials other than judges, it
is because their judgments are functionally comparable to those of judges -
that is, because they, too, exercise a discretionary judgment as a part of
their function.
Id. at 435-36 (quotations and alterations
omitted). The focus is on the judicial process and the immunity-seeker's role
in that process. See Burns, 500 U.S. at
493-94. We examine the nature and function of the act in question, not the act
per se. Mireles v. Waco, 502 U.S. 9,
13, 116 L. Ed. 2d 9, 112 S. Ct. 286 (1991). "In other words, we look to
the particular act's relation to a general function normally performed by a
judge . . . ." Id.
In
Mireles, the Ninth Circuit had reversed the grant of absolute immunity to a
judge accused of ordering police to use excessive force to bring a public
defender into his courtroom. Id. at 11. Finding that directing police officers
to bring counsel in a pending case before him was a function normally performed
by a judge, the Supreme Court reversed.
Id. at 13. The Court noted that the fact that the judge's order was
carried out by police officers did not transform the [*641] act from a judicial
one to an executive one. "It is the nature of the function performed, not
the identity of the actor who performed it, that informs our immunity
analysis." Id. (quotation and alteration omitted).
We agree with the district court
that Mr. Manspeaker's role in controlling access to the courtroom during the
McVeigh trial was an integral part of the judicial process deserving the
protection of absolute immunity. "The courtroom and courthouse
premises are subject to the control of the court." Sheppard v. Maxwell,
384 U.S. 333, 358, 16 L. Ed. 2d 600, 86 S. Ct. 1507 (1966); see also Martinez
v. Winner, 771 F.2d 424, 434 (10th Cir. 1985) (noting judge's responsibility
for security during trial), judgment vacated as moot, 800 F.2d 230 (1986); Snow
v. Oklahoma, 489 F.2d 278, 280 (10th Cir. 1973) (relegating type and necessity
of security precautions to judge's discretion).
The
district court took judicial notice of the fact that Mr. Manspeaker was
responsible for coordinating security during the Oklahoma City bombing trials.
n5 The district court implicitly found that the presiding judge had delegated
that responsibility to Mr. Manspeaker. As such, Mr. Manspeaker was clothed with
the same absolute immunity that would cloak the judge. Whitesel v. Sengenberger, 222 F.3d 861, 867
(10th Cir. 2000) ("'Immunity which
derives from judicial immunity may extend to persons other than a judge
where performance of judicial acts or activity as an official aid of the judge
is involved.'" (quoting Henriksen v. Bentley, 644 F.2d 852, 855 (10th Cir.
1981) (alterations omitted)).
Further, Mr. Manspeaker's role in coordinating security involved a high
degree of discretion. See id. at 869
(noting that "absolute immunity generally extends to non-judicial officers
performing discretionary judicial acts"). Because the power to control
court security is essential to the court's dispute resolution function, Mr.
Manspeaker is entitled to absolute immunity for his actions taken pursuant to
that function. See Valdez v. City &
County of Denver, 878 F.2d 1285, 1290 (10th Cir. 1989) (reversing district
court's refusal to grant absolute immunity to law enforcement officials who
were acting under direction of state court judge when they arrested plaintiff
for contempt); see also Rodriguez v.
Weprin, 116 F.3d 62, 66 (2d Cir. 1997) (holding judges and support staff
absolutely immune from acts associated with control of court docket).
Courts have specifically extended absolute immunity to court clerks
under a variety of circumstances. See Rodriguez, 116 F.3d at 67 (affirming
grant of immunity for harms allegedly wrought by clerk's delay in scheduling
appeal); Slotnick v. Garfinkle, 632 F.2d 163, 166 (1st Cir. 1980) (same for
charge that clerk conspired with others to have plaintiff committed to mental
institution). This court has recognized the availability of absolute immunity
to court clerks who perform "quasi-judicial" duties. See Henriksen, 644 F.2d at 855; McKinney v.
Oklahoma Dep't of Human Servs., 925 F.2d 363, 365 (10th Cir. 1991) (recognizing
judicial immunity for court clerk for alleged civil rights violations arising
out of felony and juvenile proceedings).
Because Mr. Manspeaker had been delegated responsibility for security
during the McVeigh trial, a task involving significant [*642] judgment and
discretion, we affirm the grant of absolute immunity to him by the district
court.
Mr.
Bell argues that the district court erred in refusing to allow him to amend his
complaint against Mr. Manspeaker for the second time. Because Mr. Manspeaker is
absolutely immune from any liability to Mr. Bell based on the incident here,
amendment would have been futile. The district court was well within its
discretion in denying leave to amend. See
Scott v. Hern, 216 F.3d 897, 906 (10th Cir. 2000).
B.
Mr. Fisher
The district court granted Mr. Fisher summary judgment on the basis of
qualified immunity. We review the grant of summary judgment using the same
standard as the district court. Id. Because Mr. Fisher relied on the qualified
immunity defense, we first review to determine whether, taken in the light most
favorable to Mr. Bell, Mr. Bell has demonstrated that Mr. Fisher's conduct
violated a constitutional right. Saucier v. Katz, 533 U.S. 194, 200, 150 L. Ed.
2d 272, 121 S. Ct. 2151 (2001). n6 Assuming that the allegations could be
proven, if no constitutional right has been abridged, our inquiry is at an end,
id., and the defendant is accorded qualified immunity.
Under the facts alleged here, it is clear that Mr. Bell was seized. The
question is whether that seizure was unreasonable for Fourth Amendment
purposes.
Mr. Bell contends that he was
arrested without probable cause. We view the facts, however, as sufficient only
to establish that Mr. Bell was the subject of a brief detention valid under Terry
v. Ohio, 392 U.S. 1, 20 L. Ed. 2d 889, 88 S. Ct. 1868 (1968), and acceptable
where the officers have "specific and articulable facts which, taken
together with rational inferences from those facts, reasonably warrant [the
stop]." Id. at 21. "Reasonableness is determined by balancing the
governmental interest in crime prevention against the citizen's right to be
free from governmental intrusion." United States v. Perdue, 8 F.3d 1455,
1462 (10th Cir. 1993).
Here, the government's interest
in maintaining security at the trial of someone accused of bombing a federal
courthouse cannot be overstated. Further, Mr. Bell's criminal and psychological
history were known to Mr. Fisher, including the fact that Mr. Bell had been
arrested for possession of explosives and mob violence and that he had spent
time in a psychiatric treatment facility in Denver. Mr. Bell had been observed "acting
strangely" outside the courthouse. Appellant's App. at 88. In addition,
Mr. Bell consented to being questioned by Mr. Fisher.
Mr. Bell argues that, despite
his consent to questioning, he did not consent to being handcuffed and
transported from the courthouse area in a police car. Mr. Fisher maintains that
Mr. Bell was transported away from the courthouse to avoid the scrutiny of the
gathered media, Appellant's App. at 88, and points out that police department
policy requires that "individuals who present a potential threat be
handcuffed while being transported in a police vehicle," see id. at 208.
We find that, given the circumstances and the government interest in
maintaining security, these actions were reasonable.
[*643] "While
Terry stops generally must be fairly nonintrusive, officers may take necessary
steps to protect themselves if the circumstances reasonably warrant such measures." Perdue,
8 F.3d at 1462-63 (holding that drawing of weapons by police and requiring
suspect to lay face down on the ground did not elevate an otherwise lawful Terry stop to the level of an
arrest). We acknowledge that this is a close question here because Mr. Bell did
not do anything provocative at the time of the encounter to indicate potential
danger to the officers. Nevertheless, the officers knew of Mr. Bell's criminal
and psychological history and could reasonably be concerned for their safety.
Under these circumstances, we do not find the handcuffing to have changed the
nature of this brief detention into one requiring Fourth Amendment protections.
Similarly, the transportation two blocks away from the courthouse and away from
the glare of the media was taken to minimize the impact of the incident on Mr.
Bell in keeping with the requirement that Terry stops be as nonintrusive as
possible.
The scope of a Terry stop must be limited
to correspond to the reason justifying the stop. Id. at 1462. Here, the entire incident took less than thirty
minutes after which Mr. Bell was released and was free to return to the
courthouse. We hold that, given the government's interest in providing security
for the McVeigh trial, this intrusion into Mr. Bell's freedom was insufficient
to constitute an arrest with the attendant requirement of probable cause. Mr.
Bell's Fourth Amendment right to be free from unreasonable seizure, therefore,
is not implicated. Because, on the facts alleged, no constitutional right was
violated Mr. Fisher was properly accorded qualified immunity. See Saucier, 533 U.S. at 201.
Alternatively, even if an unreasonable
seizure had occurred here, the next inquiry is "whether it would be clear
to a reasonable officer that Mr. Fisher's conduct was unlawful in the situation
he confronted." Id. at 202.
The
concern of the immunity inquiry is to acknowledge that reasonable mistakes can
be made as to the legal constraints on particular police conduct. It is
sometimes difficult for an officer to determine how the relevant legal
doctrine, here [probable cause for arrest], will apply to the factual situation
the officer confronts. An officer might correctly perceive all of the relevant
facts but have a mistaken understanding as to whether [such facts constitute
probable cause]. If the officer's mistake as to what the law requires is
reasonable, however, the officer is entitled to the immunity defense.
Id. at
205.
At the time he stopped Mr. Bell, Mr. Fisher
knew of Mr. Bell's long criminal history
including arrests for mob violence and possession of explosives. He was also
aware of Mr. Bell's mental health history, his strange behavior outside the
courthouse, and the need to provide extra-vigilant security around the McVeigh
trial. A reasonable officer in Mr. Fisher's position could have believed that
detaining Mr. Bell, handcuffing him briefly, and transporting him away from the
courthouse was within the ambit of acceptable police responses. See id. at 208.
The
judgment of the United States District Court for the District of Colorado is
AFFIRMED.
Entered for the Court
Robert H. Henry
Circuit Judge
FOOTNOTES:
n1 Mr. Bell named other
defendants who have been dismissed from this suit and are not the subject of
this appeal. He also brought various state claims which are likewise not at
issue here.
n2 Mr. Bell has filed a
motion to admit the hearing transcript of Scott Tuttle. The transcript of the
"hearing" was apparently done by an independent word processor and
bears no indicia of authenticity. Further, it is replete with question marks
indicating that the person transcribing from the original medium could not
fully understand all that had transpired. This motion is DENIED.
n3 Contrary to Mr. Bell's
contention in his reply brief, information about Mr. Bell's connection with
Golden Bell Press and his claim of employment with that firm was elicited by
the court in a hearing held on September 11, 2000. See R. Supp. Vol. I at 6-8.
n4 There is no evidence, nor
does Mr. Bell contend, that Mr. Fisher ordered the handcuffing.
n5 Mr. Bell does not object
to the judicial notice taken by the district court. He does, however, object to
additional newspaper articles cited by Mr. Manspeaker in his brief to this
court. While this court may also take judicial notice on appeal, see Fed R.
Evid. 201(f), we restrict our analysis to the materials noticed by the district
court.
n6 In his brief, Mr. Fisher
implies that Mr. Bell must meet a heightened pleading requirement in responding
to the qualified immunity defense. We note that such is no longer the law of
this circuit. See Currier v. Doran, 242
F.3d 905, 916 (10th Cir.), cert. denied, 122 S. Ct. 543 (2001).