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UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT
OFOKLAHOMA
PAMELA SMITH, an individual,
Plaintiff,
vs.
DON COCHRAN, an individual,
Defendant,
Case No: 00-CV-35C
216 F. Supp. 2d 1286
May 9, 2001, Decided
May 9, 2001, Filed
AMENDED ORDER
Before the Court is the motion for summary judgment filed by the
defendant and counter-motion for partial summary judgment filed by plaintiff
pursuant to Fed.R.Civ.P. 56. Both parties contend that there exists no genuine
issue of material facts and that they are both entitled to summary judgment as
a matter of law.
On
January 13, 2000, plaintiff Pamela Smith ("Smith") filed the present
action in United States District Court in the Northern District of Oklahoma
against State of Oklahoma, ex. rel, Department of Public Safety, Don Cochran,
in both his individual and official capacity, and Ed Spencer, in both his
individual and official capacity. n1 The suit was filed under federal question
[*1288]jurisdiction, pursuant to 28
U.S.C. § 1331, and pendent jurisdiction for a state claim. The requested relief
arises under 42 U.S.C. § 1983, and the supplemental jurisdiction of this Court.
On
March 15, 2001, Cochran filed his motion for summary judgment. Smith filed her
response on April 5th and filed a counter-motion for partial summary judgment
contemporaneously on that date. n2 Eleven days later, Cochran filed a reply to
his motion for summary judgment and a response to Smith's counter-motion for summary
judgment. n3 All materials regarding defendant's motion for summary judgment
have now been submitted, and the matter is ripe for ruling.
Undisputed Statement of Facts
1. Smith was an inmate in the custody of the Oklahoma Department of
Corrections ("DOC") from August 1996 until September 2000.
2.
From September 1997 to August 1998, Smith was housed at the Tulsa Community
Correction Center ("TCCC").
3. DOC
entered into a Prisoner Works Project Contract ("PWP") wherein
trustees / inmates at the TCCC would be provided to the Oklahoma Department of
Public Safety ("DPS") to perform janitorial services at the two
drivers license examination centers in the Tulsa Area.
4. The PWP was initiated in 1993, and renewed
each year thereafter.
5. The PWP provided that DOC has the ultimate
responsibility for the security of prisoners and prisoners are deemed to be on
trustee status and under the custody and control of the DOC.
6. While Smith was housed at TCCC, Smith was a trustee / inmate allowed
to leave TCCC during the day and perform certain assignments. Smith was
assigned to an "outside" job at Wells Fargo picking up trash during
September and October of 1997. Due to medical problems DOC reassigned Smith as
a trustee at DPS. From November 1997 to August 1998, she performed janitorial
duties for DPS.
7. As a janitor / trustee, Smith performed janitorial duties at the DPS
facilities located in Jenks and Northside Tulsa, although she performed the
majority of her duties at the Northside facility.
8. Ed Spencer, a Senior Drivers' License Examiner for DPS and supervisor
over both facilities, transported Smith from TCCC to the DPS facility each day
where he wanted her to perform janitorial duties. Normal work time for the
janitors / trustees was Monday through Friday, between the hours of 8:00-8:30
a.m. until 4:00-5:00 p.m.
9. Cochran was an employee of DPS as
driver's license examiner from December 1987 until February 1999 when he
voluntarily resigned.
10. From November 1997 until June of 1998,
Cochran was primarily located at the Northside Tulsa facility. [*1289]
11.
Among the rules provided to DPS, were that inmate/trustees were to have no
alcohol, no drugs, no sex, no use of the telephone without permission, no
visitors, and no leaving the DPS facility,
other than to return to the TCCC.
12.
Cochran allowed Smith preferential treatment to include telephone privileges,
visitors, shopping, and family visits. Cochran transported Smith to homes of
friends and family and to go shopping.
13. Previously, a driver's license applicant made a complaint against
Cochran for his personal comments.
14.
From approximately June until August, Smith alleges that Cochran commented to
her regarding the size of her breasts. Smith also alleges that shortly
thereafter Cochran told Smith she needed to do something to prove he could
trust her.
15. Although Cochran denies ever having a sexual relationship
whatsoever with Smith, she alleges that within the first two weeks she was a trustee
at the Northside facility, that she engaged in sexual intercourse with Cochran.
16.
Smith alleges that at least once a month, from November of 1997 until May of
1998, Smith engaged in sexual intercourse and fellatio with Cochran.
17.
Smith alleges that if she refused to perform sex with Cochran or reported his
conduct, she would have lost her special privileges and would have been removed
from PWP.
18.
Smith alleges that Cochran gave Smith a condom for the subsequent intention of
having sex in January of 1998 and three months later raped Smith with a salt
shaker.
19.
Smith alleges that on two occasions prior to these events, Cochran forced other
female inmate/trustees to show him their naked bodies.
20.
During his time as an employee at DPS, Cochran knew that it was a crime to have
sex with an inmate.
21. In
August of 1998, Smith was transferred to Eddie Warrior Correctional Center
(EWCC) in Taft, Oklahoma and was housed there until September 2000.
22. Since her release from EWCC, Smith sought
both medical and psychological counseling.
Allegations of the Parties
Smith contends that while
working for DPS as an inmate, she was exposed to comments of a sexual nature,
and sexually assaulted and battered on numerous occasions by Cochran. She
maintains that Cochran used his position of
authority, as a DPS employee, to engage in sexual intercourse and
fellatio with Smith. Smith further alleges that she reported to DPS supervisor,
Ed Spencer, that
Cochran had been making salacious remarks to Smith and in one instance, had
given Smith a condom for later use.
Cochran denies any wrongdoing and specifically denies ever having any
sexual relationship with Smith.
Smith asserts that Cochran
violated her right to liberty and due process of law under the Fourth, Fifth,
Eighth, and Fourteenth Amendments to the United States Constitution, giving
rise to a 42 U.S.C. § 1983 ("§ 1983") claim.
Standard of Review
In
considering a motion for summary judgment, the Court "has no real
discretion in determining whether to grant summary judgment." U.S. v.
Gammache, 713 F.2d 588, 594 (10th Cir.1983). The Court must view the pleadings
and documentary [*1290] evidence in the light most favorable to the nonmovant,
Cone v. Longmont United Hosp. Ass'n, 14 F.3d 526, 527-28 (10th Cir.1994), and
summary judgment is only appropriate "if the pleadings, depositions,
answers to interrogatories, and admissions on file, together with the
affidavits, if any, show that there is no genuine issue as to any material fact
and that the moving party is entitled to a judgment as a matter of law."
Fed.R.Civ.P. 56(c). "A dispute is genuine only if the evidence is such
that a reasonable jury could return a verdict for the nonmoving party."
Akin v. Ashland Chemical Co., 156 F.3d 1030, 1034 (10th Cir. 1998). Further,
"'the moving party carries the burden of showing beyond a reasonable doubt
that it is entitled to summary judgment.'" Hicks v. City of Watonga, 942
F.2d 737, 743 (10th Cir. 1991) (quoting Ewing v. Amoco Oil Co., 823 F.2d 1432,
1437 (10th Cir.1987)). Once the moving party meets its burden, the burden
shifts to the nonmoving party to demonstrate a genuine issue for trial on a
material matter. Bacchus Indus., Inc.
v. Arvin Indus., Inc., 939 F.2d 887, 891 (10th Cir.1991). The "party
opposing a properly supported motion for summary judgment may not rest upon the
mere allegations or denials of his pleading, but . . . must set forth specific
facts showing that there is a genuine issue for trial." Anderson v.
Liberty Lobby, Inc., 477 U.S. 242, 248, 91 L. Ed. 2d 202, 106 S. Ct. 2505
(1986) (citations omitted).
42 U.S.C. § 1983
As
an initial matter, the Court turns to Cochran's contention that Smith's claims
are "vague and conclusory without providing substance of the right. "
See Cochran's Motion for Summary Judgment, 7. Cochran argues that Smith's
failure to plead with particularity in regard to the constitutional
deprivation, that serves as the underlying basis for the § 1983 claim, should
justify a summary judgment in his favor. The Court views Cochran's argument as
a reference to the "heightened pleading" requirement traditionally
used in § 1983 claims with qualified immunity affirmative defenses. n4 However,
the Tenth Circuit has since abolished the use of this requirement as a result
of the Supreme Court's decision in Crawford-El v. Britton, 523 U.S. 574, 140 L.
Ed. 2d 759, 118 S. Ct. 1584 (1998). See
Currier v. Doran, et. al., 242 F.3d 905 (10th Cir. 2001). The Federal
Rules of Civil Procedure require "a short and plain statement of the claim
showing that the pleader is entitled to relief." Fed.R.Civ.P. 8(a)(2).
Having complied with this requirement, Smith provided Cochran with the required
fair notice of what her claim was and the ground on which it rested. See id.
Thus, the court finds Smith's pleadings sufficient in accordance with the
Federal Rules.
Smith's complaint asserts a federal claim for violation of 42 U.S.C. §
1983, and two pendent state causes of action, specifically a sexual battery
claim, and intentional infliction of emotional distress claim. The purpose of §
1983 is to deter state actors from using their positional authority to deprive
individuals of their constitutionally guaranteed rights and to provide a remedy
to victims if such deterrence fails. See Wyatt v. Cole, 504 U.S. 158, 161, 118
L. Ed. 2d 504, 112 S. Ct. 1827 [*1291] (1992). Section 1983 is not a source of
substantive rights, but instead merely provides a vehicle for vindicating
federal rights conferred elsewhere. See
Albright v. Oliver, 510 U.S. 266, 271, 127 L. Ed. 2d 114, 114 S. Ct. 807
(1994).
To
prevail on a § 1983 claim, the plaintiff must prove that a person acting under
the color of state law deprived her of a right secured by the Constitution or
laws of the United States. See
American Mfrs. Mut. Ins. Co. v. Sullivan, 526 U.S. 40, 49-50, 143 L. Ed.
2d 130, 119 S. Ct. 977 (1999). Cochran argues that Smith's § 1983 claims must
fail because he is not a state actor and did not operate under color of state
law, which is a jurisdictional requisite for a § 1983 action. See Polk County v. Dodson, 454 U.S. 312, 315,
70 L. Ed. 2d 509, 102 S. Ct. 445 (1981), Pino v. Higgs, 75 F.3d 1461, 1464
(10th Cir. 1996). In this respect, Cochran contends that Smith cannot satisfy
any of the four tests identified by the Supreme Court and Tenth Circuit for use
in determining whether challenged conduct occurs under color of state law. n5
It
is well settled that for a § 1983 claim to exist, a plaintiff must allege the
violation of a right secured by the Constitution and laws of the United States.
See West v. Atkins, 487 U.S. 42, 48,
101 L. Ed. 2d 40, 108 S. Ct. 2250 (1988). In this case, Smith originally
alleged a violation of her rights under the Fourth, Fifth, Eighth n6 and
Fourteenth Amendments of the United States Constitution and a violation of
state law. Cochran argues that no constitutional violation occurred and that a
state law violation cannot stand as the basis for a § 1983 violation.
Constitutional or Federal Law Violation
In the motion for summary judgment, response,
and reply briefs, both parties argue about whether the conduct rises to the
level of an Eighth Amendment violation. Although Smith invoked the Fourth,
Fifth, and Fourteenth Amendments in her complaint and never attempted to frame
arguments concerning them, "her claim remains bounded by the Eighth
Amendment, the 'explicit textual source of constitutional protection,' Graham
v. Connner, 490 U.S. 386, 395, 104 L. Ed. 2d 443, 109 S. Ct. 1865 (1989) in the
prison context." Adkins v. Rodriquez, 59 F.3d 1034, 1037 (10th Cir. 1995).
The allegations of cruel and unusual punishment and of excessive force
implicate prisoners' rights under the Eighth Amendment of the Constitution.
See Cain v. Rock, 67 F. Supp.2d. 544
(D.Md. 1999). This individual right governs both the treatment prisoners
receive while incarcerated and the conditions of confinement, See Farmer v. Brennan, 511 U.S. 825, 832, 128
L. Ed. 2d 811, 114 S. Ct. 1970 (1994), requiring humane conditions and an
environment of safety. n7 See Hudson
v. Palmer, 468 U.S. 517, 526- 27, 82 L. Ed. 2d 393, 104 S. Ct. 3194 (1984).
Although the Eighth Amendment's
prohibition against cruel and unusual punishment [*1292] necessarily excludes
from constitutional recognition de minimis uses of force, See Norman v. Taylor, 25 F.3d 1259, 1263 (4th
Cir. 1994), when an inmate establishes that the alleged sexual abuse was
egregious and pervasive, a claim under the Eighth Amendment can be made. See
e.g. Watson v. Jones, 980 F.2d 1165,
1165-66 (8th Cir. 1992). In fact, an inmate may state an Eighth Amendment
constitutional claim under § 1983 for sexual harassment if it was sufficiently
harmful n8 and occurred with intent to harm the prisoner. See e.g. Beardsley v. Webb, 30 F.3d 524, 529 (4th
Cir. 1994); Pontarelli v. Stone, 930 F.2d 104, 113-14 (1st Cir.1991); Starrett
v. Wadley, 876 F.2d 808, 814 (10th Cir.1989); Bohen v. City of East Chicago,
Ind., 799 F.2d 1180, 1187 (7th Cir.1986).
Two
requirements must be met to properly show a violation of the Eighth Amendment.
First, the alleged infliction must be sufficiently serious. Second, there
exists a mens rea requirement, in that there must be a "culpable state of
mind." In this instant case, this manifests itself as the government
employee's deliberate indifference to a substantial risk of serious harm to the
inmate. See Farmer, 511 U.S. at 834. Courts have repeatedly recognized that
because no legitimate law enforcement or penalogical purpose can be inferred by
the sexual abuse by a prison official, the sufficiently culpable state of mind
is present to violate the prisoner's constitutional rights. See Jordan v.
Gardner et.al, 986 F.2d 1521, 1524-31 (9th Cir. 1993), Boddie v. Schnieder, 105
F.3d 857, 861 (2d Cir. 1997).
In this current case, Smith has
alleged actions by Cochran that demonstrate the use of excessive force
sufficiently prevalent to demonstrate a pattern which resulted in alleged
injuries that are objectively "harmful enough" to implicate the Constitution.
See Hudson v. McMillian, 503 U.S. 1,
8, 117 L. Ed. 2d 156, 112 S. Ct. 995 (1992), see also Farmer v. Brennan, 511 U.S. 825, 855, 128 L. Ed. 2d 811, 114
S. Ct. 1970 (1994), Wilson v. Seiter, 501 U.S. 294, 298, 115 L. Ed. 2d 271, 111
S. Ct. 2321 (1991). The Court concludes that these alleged instances of sexual
abuse would constitute a "deprivation which amounts to a wanton and
unnecessary infliction of pain . . . [physical and mental] . . . which is so
malicious that it violates contemporary standards of decency . . . ."
Women Prisoners v. District of Columbia, 877 F. Supp. 634, 664-65 (D.D.C.
1994), vacated in part on other grounds, 899 F. Supp. 659 (D.D.C. 1995).
Along with recognizing a constitutional violation of Eighth Amendment
rights, the court recognizes an additional violation of federal law. 42 U.S.C. § 1983 "authorizes suits
against State and local officials based upon federal statutory as well as
constitutional rights." 122 Cong. Rec. 35122 (1976) (emphasis added).
"A general constitutional rule already identified in the decisional law
may apply with obvious clarity to the specific conduct in question, even though
the very action in question has not previously been held unlawful." United
States v. Lanier, 520 U.S. 259, 117 S. Ct. 1219, 1227, 137 L. Ed. 2d 432 (1997)
(citation omitted).
This Court may look to available decisional law of the Tenth Circuit to
ascertain whether federal law has been violated. In order to find a clearly
established constitutional [*1293] right, a district court must find binding
precedent by the Supreme Court or its court of appeal. See Lattany v. Four Unknown U.S. Marshals,
845 F. Supp. 262 (E.D. Penn 1994). n9 Because "government officials are
charged with knowledge of constitutional and statutory developments, including
all available decisional law," Guitierrez v. Municipal Court, 838 F.2d
1031, 1048 (9th Cir. 1988), Cochran is responsible for the Tenth Circuit's
interpretation of constitutional law as it applies to the liberty interests of
inmates. The Supreme Court has reiterated that "inmates retain those First
Amendment rights [and other constitutional rights] that are not inconsistent with [their] status as
prisoner[s]." Pell v. Procunier, 417 U.S. 817, 822, 41 L. Ed. 2d 495, 94
S. Ct. 2800, 71 Ohio Op. 2d 195 (1974). Following this line of reasoning, the Tenth Circuit held
in Hovater v. Robinson, 1 F.3d 1063 (10th Cir. 1993), that "an inmate has
a constitutional right to be secure in her bodily integrity and free from
attack by prison guards." Id. at 1068. By interpreting the Constitution
through the rubric of Supreme Court precedent, the Tenth Circuit's opinion
established a constitutional deprivation in regard to prison guards and
inmates. In the current case, Cochran acts as a de-facto guard n10 and is
liable to her for the constitutional deprivation as interpreted by the Tenth
Circuit Court of Appeals.
Although Smith argues in her complaint that Cochran violated her rights
as protected by the state pursuant to 21 O.S. § 111(A)(7), violations of state
law do not give rise to a § 1983 claim. See
Romero v. Board of County of Lake, State of Colo., 60 F.3d 702, 705
(10th Cir. 1995), Jones v. City and County of Denver Colo., 854 F.2d 1206, 1209
(10th Cir. 1988), see also Gomez v.
Toledo, 446 U.S. 635, 640, 64 L. Ed. 2d 572, 100 S. Ct. 1920 (1980). Thus, in
regard to her claim that Cochran violated this state statute, such does not
independently deprive her of a right "secured by the Constitution and
laws." 42 U.S.C. § 1983.
"Under Color of State Law"
Thus, the only question which the Court must address with regard to the
§ 1983 claim at this time is whether Smith properly alleges that defendant was
a state actor or acting under color of state law n11 at the time of the alleged
assaults. "Under Section 1983, liability attaches only to conduct
occurring 'under color of law.' Ergo, the "only proper defendants in a
Section 1983 claim are those who 'represent [the state] in some capacity,
whether they act in accordance with their authority or misuse it.'"
Gallagher, 49 F.3d at 1447 (quoting NCAA v. Tarkanian, 488 U.S. 179, 191, 102
L. Ed. 2d 469, 109 S. Ct. 454 (1988)). [*1294] "The traditional definition
of acting under color of state law requires that the defendant in a § 1983
action have exercised power possessed by virtue of state law and made possible
only because the wrongdoer is clothed with the authority of state law."
West, 487 U.S. at 49 (internal
quotation omitted). The "conduct allegedly causing the deprivation
of a federal right' must be 'fairly attributable to the State.'"
Gallagher, 49 F.3d at 1447 (quoting
Lugar v. Edmondson Oil Co., 457 U.S. 922, 937, 73 L. Ed. 2d 482, 102 S.
Ct. 2744 (1982)). Later in that same case, the Tenth circuit held:
"In order to establish state action, a
plaintiff must demonstrate that the alleged deprivation of constitutional
rights was caused by the exercise of some right or privilege created by the
State or by a rule of conduct imposed by the State or by a person for whom the
State is responsible. In addition, the party charged with the deprivation must
be a person who may fairly be said to be a state actor." Id. (internal
quotation omitted).
Accepting Smith's allegations against
Cochran as true for the purpose of the motion for summary judgment, the Court
finds that Cochran, while serving as a DPS employee, "used the state power
as a coercive force to further [his] wrongful acts against" Smith. Gwynn v. Transcor America, Inc., 26 F.
Supp.2d 1256, 1265 (D.Co. 1998). Cochran had control of Smith as a DPS employee
of the state, pursuant to a contract entered into between DOC and DPS. In fact,
Smith has testified that she was not free to leave while working for DPS and
could be subject to punishment if she disobeyed the commands of the DPS
supervisors. See Smith's deposition, 109-111, 167.
In order to do a proper evaluation
one must examine "the nature and circumstances of the officer's conduct
and the relationship of that conduct to the performance of his official
duties." Martinez v. Colon, 54 F.3d 980, 986 (1st Cir. 1995). "Acts
of officers who undertake to perform their official duties are included whether
they hew the line of their authority or overstep it." Screws v. United
States, 325 U.S. 91, 111, 89 L. Ed. 1495, 65 S. Ct. 1031 (1945)). In this case,
the abuse, which allegedly occurred to Smith while working in a janitorial
capacity, was perpetrated in the performance of Cochran's assigned tasks as a
license examiner.
As a DPS employee, Cochran had
the responsibility to ensure that rules and prohibitions proscribed by the DOC
were adhered to at the DPS facilities by the inmates. Without his cloak of
state authority, Cochran could not have performed the alleged sexual
assaults." See id., see also
Terry v. Adams, 345 U.S. 461, 469-70, 97 L. Ed. 1152, 73 S. Ct. 809
(1953) (if a private actor is functioning as the government, he becomes the
state for purposes of state action), Gallagher, 49 F.3d at 1456 ("If the
state delegates to a private party a function 'traditionally exclusively
reserved to the State,' then the private party is necessarily a state
actor") (citations omitted).
The Court concludes that Cochran
acted under color of state law in sexually
abusing inmate Smith, finding that "a 'real nexus' exists between
the activity out of which the violation occurred" Doe v. Taylor
Independent School District, et al., 15 F.3d 443, 452 n.4 (5th Cir. 1994), and
his duties and obligations as a DPS employee. Based on the foregoing facts,
Cochran, as a DPS employee, was acting under color of state law when
interacting with Smith. [*1295] Even though he was not acting in his normal
professional capacity as a license examiner, he still used his authority, with
the required nexus to the state to carry out his plan of coercive sexual
rendezvous and violated Smith's civil rights. See West, 487 U.S. at 46. Thus, because Cochran is accused of
depriving Smith of her federal constitutional right to bodily integrity and he
did it under color of state law, Cochran would be in violation of 42 U.S.C. §
1983.
Qualified Immunity
The
doctrine of qualified immunity shields public officials performing
discretionary functions from § 1983 liability for civil damages if their actions
do not violate "clearly established statutory or constitutional rights of
which a reasonable person would not have known." Harlow v. Fitzgerald, 457
U.S. 800, 818, 73 L. Ed. 2d 396, 102 S. Ct. 2727 (1982), Prager v. LaFaver, 180
F.3d 1185, 1190 (10th Cir. 1999). "In analyzing qualified immunity claims,
we first ask if a plaintiff has asserted the violation of a constitutional
right at all, and then assess whether that right was clearly established at the
time of the defendant's actions." Gehl Group v. Koby, 63 F.3d 1528, 1533
(10th Cir.1995). To demonstrate that the law was clearly established, Smith
must show that the alleged unlawfulness of Cochran's conduct was apparent in
light of preexisting law. n12 See Armijo
v. Wagon Mound Pub. Schs., 159 F.3d 1253, 1260 (10th Cir. 1998). "The
contours of the right n13 must be sufficiently clear that a reasonable official
would understand that what he is doing violates that right." Id. Thus,
Smith has the burden to establish that the asserted right's contours are
sufficiently clear, and if that burden is met then Cochran "bears the
burden, as a movant for summary judgment, of showing no material issues of fact
remain that would defeat the claim of qualified immunity." Romero v. Fay,
45 F.3d 1472, 1475 (10th Cir. 1995) (internal quotation omitted).
Cochran's arguments contained in
his answer and motion for summary judgment focus on whether consensual sex
between an inmate and a non-custodial government employee is a violation of
clearly established federal law. Although it is true that "the Tenth Circuit has not previously determined
whether a prison guard may raise consent as an affirmative defense to a § 1983
allegation of [excessive force], nor is the law clearly established
elsewhere" Giron v. Corrections Corporation of America, 191 F.3d 1281,
1287 (10th Cir. 1999), n14 this argument is simply not applicable to the case
at bar. At no time in Smith's complaint did she claim that the alleged sexual
contact was consensual, in fact she claims that the actions were forceful and
rose to the level of rape by instrumentation, and otherwise. The Court finds
that there are sufficient factual matters alleged to support her claim that she
was forcefully sexually battered and raped by instrumentation to sustain her burden
at this stage.
[*1296]
Whether non-consensual sex in this capacity is a violation of clearly
established federal law is a question of first impression for this Court.
Guided by "contemporary standards of decency," Estelle v. Gamble, 429
U.S. 97, 50 L. Ed. 2d 251, 97 S. Ct. 285 (1976), the [United States Supreme]
Court has previously addressed the minimal standards necessary to provide
humane conditions of confinement, See
Helling v. McKinney, 509 U.S. 25, 125 L. Ed. 2d 22, 113 S. Ct. 2475
(1993), and prison officials' duties to assure the constitutional rights and
proper safety of inmates, See Hudson
v. Palmer, 468 U.S. 517, 82 L. Ed. 2d 393, 104 S. Ct. 3194 (1984).
Acknowledging this standard, the Tenth Circuit has held that a prison official's
failure to protect an inmate from a known harm may constitute a constitutional
violation. See Hovater, 1 F.3d at 1068. In that same case, the court clearly
established federal law that "an inmate has a constitutional right to be
secure in her bodily integrity and free from attack by prison guards."
Hovater, 1 F.3d at 1067.
In
the case at bar, Cochran served as a government employee in the Department of
Public Safety as a license examiner. n15 Although he did not hold the position
of "prison guard or official," he served in an analogous role with
similar duties. n16 While there are superficial differences between Cochran's
actions of complying with the DOC regulations regarding inmates and the
responsibilities of a guard, the similiarities are more instructive than the
differences. Standard duties of prison guards encompass care, security, and
control of inmates. They are responsible for the implementation of prison
policies and must ensure humane conditions of confinement and "take
reasonable measures to guarantee the safety of the inmates." See Hudson v. Palmer, 468 U.S. 517, 82 L. Ed.
2d 393, 104 S. Ct. 3194 (1984). See
Helling, 509 U.S. at 31-32, Washington v. Harper, 494 U.S. 210, 108 L.
Ed. 2d 178, 110 S. Ct. 1028 (1990); Estelle v. Gamble, 429 U.S. 103, 50 L. Ed.
2d 251, 97 S. Ct. 285 (1976). In order to achieve this goal, guards must
maintain constant surveillance of the inmate's movements and activities. This
phenomenon of "control dichotomy . . . [is nowhere] . . . more pronounced
than in the context of the special relationship between prison guards and
prisoners." Carrigan v. Davis, 70 F. Supp.2d 448, 458 (D.Del. 1999).
The
coercive nature of these duties exert compelling pressures on inmates which
undermine their free will. See Fisher v. Goord, 981 F. Supp. 140, 172
(W.D.N.Y. 1997) ("an inmate might feel compelled to perform sexual favors
for correction officer's in order to be on the officer's "good side"
. . . which is . . . quid pro quo behavior [that] is inappropriate, despicable
and serves no legitimate penological purpose"). An inmate, by definition,
relinquishes her liberty and submits herself to the control of guards and other
officials in similar roles. Even in regard to a state governmental employee
working with an inmate who has dominion over her free will, the same effect is
created due to the inmate's inherent vulnerability as a ward of the state for
which the employee works. In [*1297] this case, where a public works contract
created institutional rules to which all DPS employees were required to adhere,
the employees themselves represent state employee surrogate guards who are
empowered to control the inmate's existence while the inmate performs labor in
their facility. See Prisoners Public Works Project Contract. By reason of their
significant engagement in performing the contract between DOC and DPS, these
DPS surrogates perform the jobs for which the DOC officers are chartered.
The Court declines to adopt
Cochran's argument that he had no supervisory duties, official or unofficial,
over Smith during the time in question. See Cochran's deposition, 26-27. It
should be inherently obvious to the casual observer that in order for Cochran
to permit Smith to violate the rules and regulations that Cochran, himself, had
been instructed to enforce, he would have had some form of authority, control,
or supervisory powers over Smith. In fact, Cochran is alleged by Smith of not
only allowing forbidden telephone privileges, shopping sprees, and family
visits, but also of transporting Smith to stores, and the residence of friends
and relatives. If Cochran had no authority over Smith, she could have acted on
her own free will without having to be sexually molested in order to violate
the regulations promulgated by the Department of Corrections.
Although the precise amount of actual authority, as exercised by Cochran
over Smith, is neither admitted nor present in the record, it is of no crucial
relevance. The power possessed by state authority can either be actual or
apparent authority. n17 The Tenth Circuit has held that the color of law test
is one where the defendant's actual or apparent authority is combined with a
"real nexus" between the conduct and his "badge of state
authority." David v. City and
County of Denver, 101 F.3d 1344, 1353 (10th Cir. 1996), see Jojola v. Chavez, 55 F.3d 488, 492-93
(10th Cir. 1995) (holding that authority with which the § 1983 defendant is
clothed may be actual or apparent), see also Lugar, 457 U.S. at 937.
The
holding by the Tenth Circuit that "an inmate has a constitutional right to
be secure in their bodily integrity and free from attack by prison
guards," Hovater, 1 F.3d at 1067 (emphasis added), was not intended to be
a limitation hinging on job title, but rather an affirmation of inherent rights
in regard to various government employees who serve as constructive or
quasi-guards when prison officials are temporarily absent. It should be
apparent to the parties involved at suit, and any other governmental employee
who has custodial authority over an inmate, that taking sexual liberties
against their will is a constitutional violation. This "'conduct is so
patently violative of the constitutional right that reasonable officials would
know without guidance from the courts' that the action was unconstitutional,
closely analogous preexisting case law is not required to show that the law is
clearly established." n18 Mendoza v. Block, 27 F.3d 1357 (9th Cir. 1994)
(quoting Casteel v. Piescheck, [*1298] 3 F.3d 1050, 1053 (7th Cir. 1993). Therefore,
regardless how closely Hovater parallels the instant case, the previously held
law by the Tenth Circuit should have put all government employees with
authority over an inmate on notice as to what would constitute a constitutional
violation regarding bodily integrity of an inmate.
Thus, the Court holds that
inmates have just as much of a constitutional right to be secure in their
bodily integrity and free from attack by government employees with de minimis
control over inmates, as they do from state employed prison guards, primarily
because of the inherent status of the inmates, themselves, as vulnerable wards
of the state. Thus, Cochran is not entitled to summary judgment on his
qualified immunity defense because Smith has alleged facts sufficient to show
that Cochran violated clearly established federal law such that a reasonable
government employee should have known n19 of the constitutional right of which
he was depriving the plaintiff.
Intentional Infliction of Emotional Distress
Claim
Finally, as to her intentional
infliction of emotional distress claim, n20 the Court finds, as a matter of
law, that Cochran's conduct rises to
the level of extreme and outrageous conduct under Eddy v. Brown, 1986 OK 3, 715
P.2d 74 (Okla. 1986). Cochran's alleged activity of demanding sexual relations
with Smith in order for her to be granted extra privileges was so egregious and
outrageous that it goes beyond the bounds of common decency and is utterly
intolerable. See Brock v. Thompson,
1997 OK 127, 948 P.2d 279 (Okla. 1997); See
Breeden v. League Services Corp., 1978 OK 27, 575 P.2d 1374, 1378 (Okla.
1978). Smith has alleged conduct and actions by Cochran so unjustifiable and so
senselessly destructive of her that it rises to the level of outrageous
conduct, as that term describes the cause of action for intentional infliction
of emotional distress.
In
order to establish a prima facie case of intentional infliction of emotional
distress, a plaintiff is required to show that a tortfeasor acted intentionally
or recklessly, his conduct was extreme and outrageous, plaintiff actually
experienced the emotional trauma, and that the emotional distress was severe.
See Daemi v. Churches' Fried
Chicken, Inc., 931 F.2d 1379, 1387 (10th Cir. 1991), Anderson v. Oklahoma
Temporary Services, Inc., 1996 OK CIV APP 90, 925 P.2d 574 (Okla. Ct. App.
1996).
Liability has been found only where the conduct has been so outrageous
in character, and so extreme in degree, as to go beyond all possible bounds of
decency, and to be regarded as atrocious, and utterly intolerable in a
civilized community. See Restatement of Torts (Second) § 46 Comment d. In this
case, the jury could find that Cochran's alleged abuse and manipulation of a position
of influence, in order to place inmate Smith in a sufficiently vulnerable
position so that in order to keep preferential [*1299] treatment and privileges
from being withheld she must submit to carnal knowledge and rape by
instrumentation, was extreme enough to rise to the aforementioned level.
Here, we are not dealing with "mere insults, indignities, threats,
annoyances, petty oppressions, or other trivialities." See id.
A reasonable jury could find
that Cochran's alleged acts are so atrocious and utterly intolerable,
considering the circumstances of Smith's status, that no civilized person could
be expected to endure them without suffering mental distress. In fact, Smith
alleges that she was not only subject to unwanted sexual intercourse, but also
rape by instrumentality using a salt shaker, fellatio, inappropriate sexual
touching, and harassing sexual comments. Smith alleges that she suffered
physical and emotional trauma from months of sexual torment that required her
to seek medical treatment and psychological counseling. See Plaintiff's
deposition, 165-76. A reasonable jury could find that these acts of sexual
abuse constitute a deprivation which amount to a wanton infliction of emotional
pain which is so malicious that it violates contemporary standards of decency.
See Jordan v. Gardner, 986 F.2d
1521, 1525-31 (9th Cir. 1993) (en banc) (holding that sexual assault, coercion,
and harassment certainly may violate contemporary standards of decency and
cause physical and psychological harm); see generally Women Prisoners, 877 F. Supp. at 664-67. Thus, the Court finds
that Smith's emotional injury was severe.
Although the Tenth Circuit has previously held that "nothing short
of '[extraordinary transgressions of the bounds of civility' will give rise to
liability for intentional infliction of emotional distress, Starr v. Pearle
Vision, Inc., 54 F.3d 1548, 1558 (10th Cir. 1995), quoting Merrick v. Northern Natural Gas Co., 911
F.2d 426, 432 (10th Cir. 1990), being forced to perform deviant sexual acts for
preferential treatment is the type of conduct for which recovery under the tort
theory of intentional infliction of emotional distress may be allowed. The
Court finds that reasonable minds could differ as to whether the facts of this case
rise to the required level sufficient for an actionable cause of action, thus
this action is not appropriate for summary judgment. Therefore, the Court
denies the motion for summary judgment against the defendant on the tort of
outrage.
Conclusion
For
all the reasons heretofore given, the Court denies Cochran's motion for summary
judgment concerning the violation of civil rights pursuant to 42 U.S.C. § 1983,
the application of qualified immunity, and the cause of action concerning
intentional infliction of emotional distress.
IT
IS THEREFORE ORDERED that the motion for summary judgment filed by the
defendant is hereby DENIED.
IT
IS SO ORDERED this 9th day of May, 2001.
H.
DALE COOK
FOOTNOTES:
n1 The Court notes that
since the original complaint was filed, both parties have stipulated that all
parties except for Don Cochran, in his individual capacity, should be dismissed
from the lawsuit.
n2 The Court views Smith's "Counter-Motion for Partial
Summary Judgment on the Issue of Qualified Immunity" as merely a response
to Proposition II of Cochran's Motion for Partial Summary Judgment regarding
qualified immunity; and thus, only one motion is before the Court.
n3 The Court views Cochran's
"Response to Plaintiff's Counter Motion" as merely part of the reply
to his original "Motion for Partial Summary Judgment."
n4 See Breidenbach v.
Bolish, 126 F.3d 1288, 1292 (10th Cir. 1997) (explaining that the
"heightened pleading" requirement went beyond traditional notice
pleading to requiring a demonstration of all of the factual allegations
necessary to assert that a defendant violated plaintiff's constitutional
rights).
n5 These tests are known as
1) the nexus test, 2) the symbiotic relationship test, 3) the joint activity
test, and 4) the public function test. See Gallagher v. Neil Young Freedom
Concert, 49 F.3d 1442, 1447 (10th Cir. 1995).
n6 The alleged violations of the Fourth and Eighth Amendments are
applied via the Fourteenth Amendment.
n7 See Carrigan v. Davis, 70 F. Supp.2d 448, 454
(D.Del. 1999) ("sexual conduct between prison guards and inmates
destabilizes the prison environment by compromising the control and authority
of the guard over the inmate, compromising the inmate's health, security and
well-being and creating tensions and conflicts among the inmates
themselves").
n8 Sufficiently harmful is defined as departing from "the
evolving standards of decency that mark the progress of a maturing
society." Trop v. Dulles, 356 U.S. 86, 2 L. Ed. 2d 630, 78 S. Ct. 590
(1958).
n9 The Court notes that in
an abnormal case, other courts' decisional law may clearly establish a
principle of law, but these "decisions must both point unmistakably to the
unconstitutionality of the conduct complained of and be so clearly foreshadowed
by applicable direct authority as to leave no doubt in the mind of a reasonable
officer that his conduct, if challenged on constitutional grounds, would be
found wanting. See Lattany, 845 F.
Supp. at 266, see also K.H. v. Morgan, 914 F.2d 846, 851 (7th Cir.1990)
n10 In its holding
concerning the application of qualified immunity, the Court discusses the
applicability of Cochran's status as a constructive or de-facto guard.
n11 See United States v. Classic, 313 U.S. 299,
326, 85 L. Ed. 1368, 61 S. Ct. 1031 (1941) ("misuse of power, possessed by
virtue of state law and made possible only because the wrongdoer is clothed
with the authority of state law, is action taken under color of state law")
(internal quotation omitted).
n12 See Currier v. Doran, 242 F.3d 905 (10th Cir.
2001) (holding that clearly established law is construed as Supreme Court or
Tenth Circuit decisions on point or the clearly established weight of authority
from other courts).
n13 See Wilson v. Meeks, 52 F.3d. 1547, 1552
(10th Cir. 1995) (holding that the question of qualified immunity dovetails
with the substantial inquiry in a § 1983 action in that both depend on the
specific contours of the constitutional right at issue).
n14 See also Doe v. Rains County Indep. Sch. Dist., 66
F.3d 1402, 1406 (5th Cir. 1995) "suffered an actionable deprivation of her
liberty interest in freedom from sexual abuse by persons wielding state authority."
n15 The Court notes that "The [License] Examiner's Bureau
may consist of both uniformed members of the Oklahoma Highway Patrol Division
and nonuniformed classified employees of the Department of Public Safety both
of whom may administer tests for the purpose of issuing driver's licenses . . .
." See 47 O.S. 2-106.
n16 See Websters Dictionary
516 (10th Edit. 1999) defining "guard" as one assigned to protect or
oversee another.
n17 See Restatement 2d
(Agency) § 219(2)(d) (finding that apparent authority exists where a victim's
conclusions are reasonable as to the ostensible superior's authority over him
or her).
n18 See also Fisher v. Goord, 981 F.Supp 140 (W.D.N.Y.
1997) ("there can be no doubt that severe or repetitive sexual abuse of an
inmate by a prison official can be objectively [and] sufficiently serious
enough to constitute an Eight Amendment violation.") (internal quotation
omitted).
n19 The Court notes that in this case Cochran admits that he knew
it was a crime to have sex with an inmate. See Cochran's deposition, 97,
Cochran's Response to Plaintiff's Request for Admissions No. 7.
n20 See Zeran v. Diamond Broadcasting Inc., 19 F.
Supp.2d 1249, 1253 (W.D. Okla. 1997) quoting Eddy, 715 P.2d at 76-77 ("only when it is found that
reasonable men could differ in an assessment of this critical issue may the
tort-of-outrage claim be submitted to a jury").