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UNITED STATES DISTRICT COURT FOR THE DISTRICT OF CONNECTICUT
HASSAN SABIR,
Plaintiff,
v.
DET. JAMES C. JOWETT, DET., et al.
Defendants.
Civil Action No. 3:97-CV-02249 (CFD)
214 F. Supp. 2d 226
July 11, 2002, Decided
I. Introduction
The
plaintiff, Hassan Sabir ("Sabir"), brought this action against
Connecticut State Troopers James Jowett, Dennis Lisee, and Louis Fusaro seeking
redress for various civil rights violations that occurred on February 15, 1996.
n1 A jury trial commenced on September
4, 2001, and the jury returned a verdict in Sabir's favor on September 14,
2001. The jury awarded compensatory damages in the amount of $75,001 and
punitive damages in the amount of $125,000. The Court entered judgment for
Sabir on September 28, 2001.
Currently pending are the following post-judgment motions: Defendants'
Motion for New Trial and/or Remittitur [Doc. ## 176-1, 176-2]; Defendants'
Motion for Judgment After Trial [Doc. # 178]; Plaintiff's Motion for Attorneys'
Fees [Doc. # 170]; Plaintiff's Supplemental Motion for Attorneys' Fees [Doc. #
193]; and Plaintiff's Second Supplemental Motion for Attorneys' Fees [Doc. #
200].
II. Background
On the
morning of February 15, 1996, Hassan Sabir traveled by bus from his home in
Middletown, Connecticut, to the Foxwoods Resort and Casino in Ledyard,
Connecticut ("the casino"), to play Keno. Upon his arrival, he
learned that the Keno machine was not functioning. He waited for several hours
for the Keno machine to be fixed. During this time he read and played some of
the slot machines. Shortly before 4:00 p.m., when his bus was scheduled to
leave the casino to return to Middletown, Sabir went to the casino credit
office to request reimbursement of his bus fare because he had been unable to
play Keno all day. He had done this on a previous occasion when the machine was
not operable.
While he
was in the casino credit office, Sabir discussed his request for reimbursement
with a casino host, Susan Valenti ("Valenti"). Sabir testified that
he was not angry when he was speaking with Valenti and did not use profanity. Valenti
testified, however, that Sabir was speaking in a very loud voice and using
profanity during this discussion, as well as when he was speaking with another
casino host, Stuart Eckard. Valenti refused Sabir's request for reimbursement
and Sabir testified that he asked to see her supervisor or a manager.
Valenti testified that she signaled to
a casino security guard to call for security and that two security guards
eventually arrived and began speaking with Sabir.
Connecticut
State Trooper Detective James Jowett arrived on the scene shortly thereafter,
followed by Trooper Dennis Lisee. Detective Jowett testified that he first
spoke with Valenti about the facts of
[*235] the incident, n2 and
then discussed the request for reimbursement with Sabir for a short period of
time. Sabir testified that because Detective Jowett and Trooper Lisee were
working undercover, he did
not know at the time that they were state police officers. He then indicated to
Detective Jowett and Trooper Lisee that he would like to lodge a complaint
rather than pursue the reimbursement. As he began to leave, he took two steps
away from defendants Jowett and Lisee. Immediately upon taking these steps,
Detective Jowett and Trooper Lissee put their hands on Sabir and propelled him
against a wall. Detective Jowett testified that he told Sabir that he was under
arrest at this time, in part because he interpreted these two steps as a
movement towards a nearby casino host. He testified that he did not base his
decision to arrest Sabir on Valenti's complaint. A physical altercation ensued.
Within a few minutes, Sabir
was surrounded by a group of men that included other law enforcement officials
and casino security workers. Sabir was pushed down to the floor and handcuffed.
During this period of time, there was evidence of a casino security officer
twisting Sabir's ankles. A wheelchair eventually was called for him. Sabir
testified that one of the "officers" choked him while being placed in
the wheelchair.
After being
wheeled through the casino, Sabir was placed in the front seat of a unmarked
state police vehicle. Sabir testified that he lost consciousness after someone
in the back seat choked him. He recalls waking up in the police cell at the
Montville Police Barracks. His initial requests for medical treatment were
denied, but he later was taken by ambulance to the William Backus Hospital in
Norwich, Connecticut.
Upon admission, a hospital
security guard strapped him to a gurney
in the emergency room using soft restraints fastened with velcro. Defendant
Connecticut State Trooper Louis Fusaro arrived at some point while Sabir was at
the hospital. A physician treated Sabir and ordered x-rays, which eventually
were taken. Sabir testified that he was unable to bear weight on the ankle, and
a hospital employee gave him a plastic brace to wear.
After receiving the brace, Sabir was told to get dressed. He
testified that could not put his pants back on, however, because he was unable
to stand on his ankle, he was sore, and his pants would not fit over the ankle
brace. Trooper Fusaro, hospital security guards and a Norwich police officer
were present in the room at this time. Sabir testified that they
"snatched" him off the gurney, causing him to fall on the floor.
Another physical altercation ensued during which a hospital security guard
sprayed Sabir in the eyes with cap stun, or pepper spray. Trooper Fusaro, the
hospital security workers and the Norwich police officer left the room after
the cap stun was used, while the plaintiff remained in the room. Sabir
testified that he was left on the floor of the hospital room in a fetal
position and that he was handcuffed at
this time.
After a couple of minutes, Trooper Fusaro and others returned to
the room. Sabir testified that Trooper Fusaro carried him out of the hospital
by his neck while he was dressed only in his socks and underwear, even though
the temperature outside was roughly between 10 and 20 degrees. He was returned
to a cell at the police barracks and was clothed only in his underwear for the
remainder of the night. Sabir further testified that he remained in handcuffs
in the cell.
[*236] The next morning Sabir was brought to
court. He was released on a promise to appear and thereafter retained counsel.
Sabir was charged with the following offenses arising from the incident at the
casino: Breach of Peace under Conn. Gen. Stat. § 53a-181; Failure to Submit
Fingerprints under Conn. Gen. Stat. § 29-12; and Interfering with an Officer
under Conn. Gen. Stat. § 53a-167a (collectively, the "casino
charges"). He was charged with the following offenses arising from the
incident at the hospital: Breach of Peace under Conn. Gen. Stat. § 53a-181;
Criminal Attempt to Escape from Custody under Conn. Gen. Stat. § 53a-49 and §
53a-171; Interfering with an Officer under Conn. Gen. Stat. § 53a-167a; and Failure to Submit Fingerprints under
Conn. Gen. Stat. § 29-12 (collectively, the "hospital charges").
On May 5,
1997, Sabir entered a plea of nolo contendere with respect to the breach of
peace charge arising from the events at the hospital and was sentenced to a
conditional discharge with a six months suspended sentence on this charge. The
criminal escape and interfering charges related to the hospital incident were nolled
at this time.
Based on
these facts, the jury found pursuant to 42 U.S.C. § 1983 that Detective Jowett
unlawfully arrested Sabir and that Detective Jowett and Trooper Lisee conspired
to unlawfully arrest him. The jury also found pursuant to § 1983 that Detective
Jowett, Trooper Lisee, and Trooper Fusaro used excessive force against him, but
that Detective Jowett was entitled to qualified immunity for his use of force.
Finally, the jury found under Connecticut state common law that Trooper Fusaro
intentionally inflicted emotional distress on Sabir.
III. Defendants' Motion for
Judgment After Trial [Doc. # 178]
The
defendants make two principal arguments in support of their motion for judgment
as a matter of law under Rule 50(b) of
the Federal Rules of Civil Procedure. First, they contend that the jury's
finding that Detective Jowett unlawfully arrested Sabir lacks a sufficient
evidentiary basis because the arrest was supported by probable cause and
because the charges were not resolved in the plaintiff's favor. Second, they
maintain that the jury's finding of intentional infliction of emotional
distress against Trooper Fusaro also was not supported by sufficient evidence.
The defendants do not challenge the jury's finding with respect to excessive
use of force or conspiracy by Detective Jowett and Trooper Lisee to unlawfully
arrest Sabir.
A. Standard
"Because a judgment as a matter of law intrudes upon the
rightful province of the jury, it is highly disfavored." Prestige Imports,
Inc. v. Malick, 2001 U.S. Dist. Lexis 12567, No. 5:91-CV-00450(EBB), 2001 WL
286846, *1 (D. Conn. March 13, 2001). Under Rule 50, judgment as a matter of
law is only appropriate where "there is no legally sufficient evidentiary
basis for a reasonable jury to find for [a] party on [an] issue." Fed. R.
Civ. P. 50(a); Merrill Lynch Interfunding, Inc. v. Argenti, 155 F.3d 113, 120
(2d Cir. 1998). "[A] court may
properly grant judgment as a matter of law where viewed in the light most
favorable to the nonmoving party, the evidence is such that, without weighing
the credibility of the witnesses or otherwise considering the weight of the
evidence, there can be but one conclusion as to the verdict that reasonable men
could have reached." Merrill Lynch Interfunding, Inc., 155 F.3d at 120
(quoting Samuels v. Air Transport Local 504, 992 F.2d 12, 14 [*237]
(2d Cir. 1993) (internal quotations omitted)). More specifically, judgment as a matter of law is
granted when:
(1) there is such a complete absence of evidence supporting the verdict
that the jury's findings could only have been the result of sheer surmise and
conjecture, or
(2) there is such an overwhelming amount of evidence in favor of the
movant that reasonable and fair minded persons could not arrive at a verdict
against [it].
Galdieri-Ambrosini v.
National Realty & Dev. Corp., 136 F.3d 276, 289 (2d Cir. 1998) (quoting Cruz
v. Local Union No. 3 of the International Brotherhood of Electrical Workers, 34
F.3d 1148, 1154 (2d Cir. 1994)) (internal quotation marks omitted). "In ruling on a motion for
judgment as a matter of law, the court may not itself weigh credibility or
otherwise consider the weight of the evidence; rather, it must defer to the
credibility assessments that may have been made by the jury and the reasonable
factual inferences that may have been drawn by the jury." Williams v.
County of Westchester, 171 F.3d 98, 101 (2d Cir. 1999). "Moreover,
'weakness of the evidence does not justify judgment as a matter of law; as in
the case of a grant of summary judgment, the evidence must be such that a
reasonable juror would have been compelled to accept the view of the moving
party.'" Blackledge v. Carlone, 126 F. Supp. 2d 224, 226 (D. Conn. 2001)
(quoting This Is Me, Inc. v. Taylor, 157 F.3d 139, 142 (2d Cir. 1998)(citation
omitted)). n3
B. Discussion
1. Unlawful Arrest
The
defendants argue that the following evidence produced at trial indicates that
Detective Jowett had probable cause to arrest Sabir: (1) Valenti's report to
Detective Jowett of her conversation with Sabir, (2) Sabir's conduct prior to
when he stepped away from the state troopers, including his alleged failure to
leave the casino, and (3) the two steps which Detective Jowett testified he
interpreted as movement toward a casino host.
"There
can be no federal civil rights claim for false arrest where the arresting
officer had probable cause." Singer v. Fulton County Sheriff, 63 F.3d 110,
118 (2d Cir. 1995). "There is probable cause when the arresting officer
has 'knowledge or reasonably trustworthy information sufficient to warrant a
person of reasonable caution in the belief that an offense has been committed
by the person to be arrested.'" O'Neill v. Town of Babylon, 986 F.2d 646,
650 (2d Cir. 1993) (quoting Calamia v. City of New York, 879 F.2d 1025, 1032
(2d Cir. 1989)). "The quantum of evidence required to establish probable cause to arrest
need not reach the level of evidence necessary to support a conviction." United
States v. Fisher, 702 F.2d 372, 375 (2d Cir.1983).
Based on his conduct at the
casino, Sabir was charged with Breach of the Peace under Conn. Gen. Stat. §
53a-181 and Interfering with an Officer under Conn. Gen. Stat. § 53a-167a. n4
Conn. Gen. Stat. § 53a-181 provides:
[*238] (a) A person is guilty of breach of the
peace in the second degree when, with intent to cause inconvenience, annoyance
or alarm, or recklessly creating a risk thereof, such person: (1) Engages in
fighting or in violent, tumultuous or threatening behavior in a public place;
or (2) assaults or strikes another; or (3) threatens to commit any crime
against another person or such other person's property; or (4) publicly
exhibits, distributes, posts up or advertises any offensive, indecent or abusive
matter concerning any person; or (5) in a public place, uses abusive or obscene
language or makes an obscene gesture;
or (6) creates a public and hazardous or physically offensive condition by any
act which such person is not licensed or privileged to do. For purposes of this
section, "public place" means any area that is used or held out for use
by the public whether owned or
operated by public or private interests.
Conn. Gen. Stat. § 53a-181.
Under Conn. Gen. Stat. § 53a-167a, "[a] person is guilty of interfering
with an officer when such person obstructs, resists, hinders or endangers any
peace officer or firefighter in the performance of such peace officer's or
firefighter's duties." The plaintiff presented sufficient evidence at trial
to support the jury's conclusion that Detective Jowett lacked probable cause
for Sabir's arrest for these charges.
As an initial matter, the plaintiff argues that the fact that
Detective Jowett testified that he did not base his arrest of Sabir on
Valenti's report and that he based his finding of probable cause on Sabir's
"two steps" indicates that Valenti's report should not be considered
by the court in assessing probable cause. However, the Supreme Court has stated
that "whether a Fourth Amendment violation has occurred turns on an
objective assessment of the officer's actions in light of the facts and
circumstances confronting him at the time . . . and not on the officer's actual
state of mind at the time the challenged action was taken." Maryland v.
Macon, 472 U.S. 463, 470-71, 86 L. Ed. 2d 370, 105 S. Ct. 2778 (1985) (internal
quotations and citations omitted). Further, "an arresting officer advised
of a crime by a person who claims to be the victim, and who has signed a
complaint or information charging someone with the crime, has probable cause to
effect an arrest absent circumstances that raise doubts as to the victim's
veracity." Singer, 63 F.3d at 118. Thus, the fact that Detective Jowett
testified that he did not base his decision to arrest Sabir on Valenti's report
does not necessarily require the court to disregard the report when determining
whether the arrest was based on probable cause.
However,
although Detective Jowett later obtained a written statement from Valenti, he
had no signed criminal complaint at the
time of the arrest, and the circumstances of Valenti's report also raise some
doubt as to its accuracy and as to whether it can support a finding of probable
cause. Detective
Jowett testified that he had a conversation with Valenti about her interaction
with Sabir prior to his own discussion with him. Valenti, on the other hand,
could not recall whether such a conversation occurred at all. Further, while
Detective Jowett stated that he was unable to remember the specifics of his
conversation with Valenti, he later recounted specific information that Valenti
had told him about Sabir,
including the fact that he was making threatening gestures. Sabir, on the other
hand, testified that he did not use profanity when discussing the reimbursement
with Valenti and that he spoke in the same tone of voice that he was using on
the witness stand. Moreover, even if the conversation between Valenti and
Jowett is assumed to have occurred and Valenti [*239] related the
incidents in a manner consistent with
Detective Jowett's recollection, there was no indication that Sabir was acting
in a belligerent manner when Detective Jowett first approached him. This
conclusion is supported by the videotape that was introduced into evidence, as
it did not show Sabir gesturing in a way indicating that he was agitated at
that time. Thus, it was reasonable for the jury to conclude that Valenti's
complaint was not a sufficient basis for a finding of probable cause for the
charged offenses.
The jury's conclusion that
Sabir's conduct prior to stepping away from the troopers was not probable cause
for the arrest also is supported by the evidence. As to the breach of peace charge, Sabir
testified that he did not use profanity when talking with Detective Jowett and
he characterized his tone of voice as "very basic." n5 Detective
Jowett also testified that Sabir's demeanor was calm when he began speaking
with him and again, the videotape supports this observation. While Jowett also
stated that Sabir eventually became loud and belligerent, this contrary
evidence is not so overwhelming that reasonable and fair minded persons could
not have concluded that Detective Jowett lacked probable cause for arresting
Sabir for breach of peace.
The same is
true with respect to the charge of interfering with an officer, which could
have arisen from Sabir's alleged refusal to leave the casino host area. Sabir
testified that he told the state troopers that he had to leave the casino to
catch a four o'clock bus, and that he was never informed that he could not do
so. Detective Jowett, on the other hand, testified that Sabir refused to leave
after being ordered to do so, and Detective Lisee similarly testified that
Sabir stated that he would not leave until he was reimbursed for the bus fare.
Again, Sabir's testimony is sufficient to support the jury's conclusion that
Detective Jowett lacked probable cause for an arrest for interfering with an
officer, as the jury could have credited Sabir's testimony rather than that of
Detective Jowett or Trooper Lisee.
Further, as to the "two steps," Sabir testified that
when he stepped away from the troopers, he was walking towards the casino host
office to lodge a complaint, and he also testified that Detective Jowett never
told him he was under arrest or that he was not free to leave the casino. In
contrast, Detective Jowett testified that this action was a threatening
movement and that he told Sabir that he
was under arrest after he took those steps. Trooper Lisee stated that Sabir was
attempting to leave the casino host area when he took the two steps, but that
he did not recall when Sabir was actually placed under arrest. n6 Thus, the
significance of the two steps is somewhat unclear from the conflicting
testimony. It appears that the steps could have been the basis for a charge of
breach of the peace as they could have been interpreted as threatening
behavior. Assuming that Sabir took the steps after Detective Jowett placed him
under arrest, the steps also might have been the basis for the interfering with
an officer charge. Nevertheless, in light of the evidence presented at trial,
it was reasonable for the jury to have concluded based [*240]
on Sabir's statements that Detective Jowett lacked probable cause for
the arrest based on the two steps away from the troopers in the preceding
counts.
Detective Jowett also testified that he could have arrested
Sabir for Disorderly Conduct, Criminal Trespass in the First Degree, and
Criminal Trespass in the Second Degree. These related offenses also are relevant
when assessing whether a police officer had probable cause for an arrest. See Avery
v. King, 110 F.3d 12, 14 (6th Cir. 1997).
A person is guilty of Disorderly Conduct:
When, with intent to cause
inconvenience, annoyance or alarm, or recklessly creating a risk thereof, such
person: (1) Engages in fighting or in violent, tumultuous or threatening
behavior; or (2) by offensive or disorderly conduct, annoys or interferes with
another person; or (3) makes unreasonable noise; or (4) without lawful
authority, disturbs any lawful assembly or meeting of persons; or (5) obstructs
vehicular or pedestrian traffic . . . .
Conn. Gen. Stat. § 53a-182.
For many of the same reasons explained above, when the facts are viewed in the
light most favorable to the non-movant, there was sufficient evidence for a
jury to conclude that Detective Jowett lacked probable cause to arrest Sabir
for disorderly conduct.
A person is guilty of criminal trespass in the first degree when "knowing that such person
is not licensed or privileged to do so, such person enters or remains in a
building or any other premises after an order to leave or not to enter
personally communicated to such person by the owner of the premises or other
authorized person." Conn. Gen. Stat. § 53a-107(a)(1). "A person is
guilty of criminal trespass in the second degree when, knowing that he is not
licensed or privileged to do so, he enters or remains in a building." Conn.
Gen. Stat. § 53a-108. Again, there is sufficient evidence to support a finding
that Sabir was not told to leave the casino, and that he did not remain in the
casino host area after having been told to leave or knowing that he was not
permitted to do so.
The
defendants also maintain that even if there was not probable cause for the
arrest, Detective Jowett is entitled to qualified immunity for the unlawful
arrest. "Government officials performing discretionary functions generally
are shielded from liability for civil damages insofar as their conduct does not
violate clearly established statutory or constitutional rights of which a
reasonable person would have known." Harlow v. Fitzgerald, 457 U.S. 800,
818, 73 L. Ed. 2d 396, 102 S. Ct. 2727 (1982).
"In general, public officials are entitled to qualified immunity if
(1) their conduct does not violate clearly established constitutional rights,
or (2) it was objectively reasonable for them to believe their acts did not
violate those rights." Weyant v.
Okst, 101 F.3d 845, 857 (2d Cir. 1996). The burden of raising and establishing
the affirmative defense of qualified immunity, either in a motion for summary
judgment or at trial, rests on the defendants.
Lee v. Sandberg, 136 F.3d 94, 101 (2d Cir. 1997). "The right not to
be arrested or prosecuted without probable cause has, or course, long been a
clearly established constitutional right." Golino v. City of New Haven,
950 F.2d 864, 869 (2d Cir. 1991); see also Lee, 136 F.3d at 102. The plaintiff
has alleged a violation of such a right.
As to the second prong of the qualified immunity standard,
"[a] police officer is entitled to qualified immunity shielding him or her
from a claim for [*241] damages for
false arrest where (1) it was objectively reasonable for the officer to believe
there was probable cause to make the arrest, or (2) reasonably competent police
officers could disagree as to whether
there was probable cause to arrest." Ricciuti v. N.Y.C. Transit Authority,
124 F.3d 123, 128 (2d Cir. 1997). An officer has probable cause to arrest when
he or she is in possession of facts sufficient to warrant a person to believe
that the suspect had committed or was committing an offense, and courts are to
consider the facts available to the officer at the time of the arrest. Id.
"An officer's actions are objectively unreasonable when no officer of
reasonable competence could have made the same choice in similar
circumstances." Lennon v. Miller, 66 F.3d 416, 420-21 (2d Cir. 1995).
Considering the evidence
in the light most favorable to the plaintiff, a reasonable jury could have
found that Detective Jowett was not entitled to qualified immunity for
arresting Sabir. There is sufficient evidence to conclude that it was not
objectively reasonable for him to have arrested Sabir for the charged or
related offenses.
The defendants also maintain that there was insufficient
evidence to support the finding of unlawful arrest against Detective Jowett
because there was no indication that the casino charges were disposed of in
Sabir's favor. A conviction is conclusive proof of probable cause for an
arrest. See Horton v. Town of Brookfield, 2001 U.S. Dist. Lexis 3378, No. Civ.
A. 3:98 CV1834, 2001 WL 263299, at *3 (D. Conn. Mar. 15, 2001) (Ruling on
Motion for Summary Judgment and Motion to Dismiss). Thus, generally, "[a]
person who thinks there is not even probable cause to believe that he committed
the crime with which he is charged must pursue the case to an acquittal or unqualified
dismissal." Id. (quoting Roesch v. Otarola, 980 F.2d 850, 853 (2d Cir.
1992)). "A nolle is, except when limited by statute or rule of practice;
see, e.g., General Statutes § 54-56b and Practice Book § 726; a unilateral act
by a prosecutor, which ends the 'pending proceedings without an acquittal and
without placing the defendant in jeopardy.'" Cislo v. City of Shelton, 240
Conn. 590, 692 A.2d 1255, 1260 n.9 (Conn. 1997) (quoting State v. Lloyd, 185
Conn. 199, 440 A.2d 867, 868 (Conn. 1981)). However, there is some authority
that a nolle can be a sufficient basis on which probable cause may be
challenged. In See v. Gosselin, the Connecticut Supreme Court held with respect
to a malicious prosecution claim, "It is not necessary that the accused should
have been acquitted. It is sufficient if he was discharged without a trial
under circumstances amounting to an abandonment of the prosecution without
request or arrangement with him." 133 Conn. 158, 48 A.2d 560, 561 (Conn.
1946).
The Court
finds that sufficient evidence was presented by the plaintiff on this issue.
The plaintiff offered the testimony of Sabir and his counsel, Attorney Joseph
Elder. Sabir testified that it was his understanding that all charges relating to the casino incident had
been dismissed. Attorney Elder testified that no plea of guilty was ever
entered with respect to any of the casino charges and that the plea of nolo
contendere pertained only to the incident that occurred at the hospital. In
addition, the plaintiff offered the complete state criminal file as obtained
from the criminal record center in Enfield, Connecticut. These records suggest
that there was no evidence of a plea bargain pertaining to the casino charges.
Although the record is silent as to the exact resolution of the charges, there
is no indication in the file that the resolution of the casino charges were
also part of the disposition of the
charges arising from the hospital incident.
[*242] There was no dispute
that there were no other criminal proceedings arising from the subject
incidents. Thus, a reasonable jury could have believed that the casino charges
were resolved favorably to the plaintiff.
The
defendants argue that the state criminal file indicates that the casino charges
were part of the plea bargain concerning the hospital events because some of
the documents contained in the criminal file include a docket number different
than that found on the record of the nolo plea and judgment. The defendants contend
that these documents relate to the casino charges and demonstrate that the
casino charges were in fact part of the plea bargain. Still, while one document
in the criminal file-a re-arrest warrant arising from Mr. Elder's failure to
appear at a hearing--does contain a different docket number, the significance
of the number is by no means clear. Moreover, the fact that the casino charges
are not listed on the disposition sheet contained on the front page of the
criminal file, yet other charges that were nolled are so listed, suggests that
the casino charges were treated differently, and perhaps dismissed, and erased, much earlier than the other
charges. This finding would be consistent with the plaintiff's evidence. Thus,
although the docket number issue supports the defendants' position, there is
not such an overwhelming amount of evidence in favor of the defendants that
reasonable and fair minded persons could not arrive at a verdict against
Detective Jowett. Accordingly, the Court concludes that there is sufficient evidence
to support the plaintiff's argument that the casino charges were resolved in
the plaintiff's favor.
For all of these reasons, the
defendants' motion for judgment as a matter of law on the unlawful arrest count
against Detective Jowett is DENIED.
2. Intentional Infliction of Emotional Distress
Trooper
Fusaro contends that there was insufficient evidence to support a cause of
action for intentional infliction of emotional distress under state law, and
that there was insufficient evidence of an injury suffered as a result of his
actions.
There are four elements to a
state law claim of intentional infliction of emotional distress: (1) that
defendant Fusaro intended to inflict emotional distress, or that he knew or
should have known that emotional distress was the likely result of his conduct,
(2) that Fusaro's conduct was extreme and outrageous, (3) that Fusaro's conduct
was the cause of the emotional distress, and (4) that the emotional distress
suffered by the plaintiff was severe. Petyan v. Ellis, 200 Conn. 243, 510 A.2d
1337, 1342 (Conn. 1986). The evidence offered at trial was sufficient for a
reasonable jury to find that the actions of Officer Fusaro were extreme and
outrageous. In particular, the jury could have found that Trooper Fusaro
permitted the hospital security officer to
pepper spray Sabir while he was in handcuffs, that he transported Sabir
outside on a cold winter night wearing only socks and underwear, and that he left him in a cold cell in
that condition for several hours. Even if there was no direct evidence of
intent to cause emotional distress, it would be reasonable for a jury to draw
an inference that Trooper Fusaro should have known that emotional distress
would result from his actions. See Doe v. Hartnett, 2002 Conn. Super. Lexis
1673, No. CV960134840, 2002 WL 1293354, *2 (Conn. Super. Ct. May 8, 2002)
(unpublished opinion) ("that [the defendant police officer] knew or should
have known that emotional distress was
the likely result of his conduct . . . is largely a matter of inference"
in the context of a motion for summary judgment where the defendant [*243]
told the plaintiff that he had heard that she had lied about being
sexually assaulted).
Moreover, the testimony of the plaintiff sufficiently
establishes that the plaintiff did in fact suffer emotional distress as a
result of Officer's Fusaro's actions. Sabir testified that the events of
February 15, 1996 had a long term psychological and emotional impact on him,
and that he was still experiencing that effect at the time of trial. He
explained:
When something like this
happens to you the first thing you do mentally and physically, you're numb. I
mean, I laid in my bed for weeks. And then when that passes and maybe you can
move a little more, you become a little angry about the situation. But in the
meantime, you're having nightmares. You're still terrorized. At this point
right now in my life I only sleep like two and a half hours at a time. Like I
said, you become angry. You're fighting a system that is bigger than you and
it's continual. When this happened to me, every week or every other week I had
to travel down to New London to meet
with my attorney and to go to court. Sometimes nothing would happen. You walk
around all the time with an emptiness inside of you.
Emotional distress is severe
when "it reaches a level which 'no reasonable person could be expected to
endure.'" Almonte v. Coca-Cola Bottling Co. of N.Y., Inc., 959 F. Supp.
569, 575 (D. Conn. 1997) (quoting Mellaly v. Eastman Kodak, 42 Conn. Supp. 17,
597 A.2d 846, 848 (Conn. Supp. Ct. 1991). "'If the enormity of the outrage
itself carries conviction that there has in fact been severe and serious mental
distress, which is neither feigned nor trivial, bodily harm is not
required.'" Whelan v. Whelan, 41 Conn. Supp. 519, 522, 588 A.2d 251 (Conn.
Super. Ct. 1991) (quoting W. Prosser & W. Keeton, Torts (5th Ed. 1984) §
12, p. 64). Here, there is sufficient evidence that the plaintiff's emotional
distress was severe and that he "suffered these symptoms to an
extraordinary degree." Almonte, 959 F. Supp. at 576 (explaining that
evidence that the plaintiff had experienced some sleeplessness, anxiety, and
depression as a result of having been fired from his job is not sufficient to survive a motion for summary judgment).
In particular, he testified that he experienced terror as a result of the
incidents at issue. Further, there also was testimony that he suffered physical
harm and sought medical treatment for injuries which the jury could have
attributed to Trooper Fusaro's conduct. In addition to the treatment received
at William Backus Hospital on the evening of February 15, 1996, Sabir sought
further medical treatment at the Community Health Center. His total medical
bills were in excess of a thousand dollars. Finally, Sabir also testified that
he sought counseling for his emotional distress from spiritual healers.
Accordingly, the defendants' motion for judgment as a matter of
law on the state law count is DENIED.
IV. Defendants' Motion for
New Trial and/or Remittitur [Doc. ## 176-1, 176-2]
A. Background
The Court next turns to the defendants' motion for remittitur,
or in the alternative, a new trial under Fed. R. Civ. P. 59.
The jury in this case awarded compensatory damages of $25,000
against Detective Jowett for false arrest, $25,000 against Troopers Lisee and
Fusaro for excessive force, and $25,000 against Trooper Fusaro for intentional
infliction of emotional distress. In addition, it awarded $1 in nominal damages
against Detective Jowett and Trooper Lisee for conspiracy to unlawfully [*244]
arrest Sabir. Finally, the jury found punitive damages against Detective
Jowett and Trooper Fusaro for the federal civil rights violations in the amount
of $50,000 each and against Trooper Lisee in the amount of $25,000, and
determined that punitive damages also should be awarded for the state law
violation, though, as instructed by the Court, the jury did not indicate a particular
amount of state law punitive damages.
The defendants contend that the jury's compensatory damage
awards of $25,000 against Trooper Jowett for false arrest and $50,000 against
Trooper Fusaro for excessive force and intentional infliction of emotional
distress, as well as the federal punitive damage awards against each defendant,
are excessive and unsupported by the evidence presented at trial. n7
B. Standard
Rule 59(a) of the Federal Rules of Civil Procedure provides:
"A new trial may be granted . . . for any of the reasons for which new
trials have heretofore been granted in actions at law in the courts of the
United States." Fed. R. Civ. P. 59(a). Generally, a motion for a new trial
should be granted when the trial court concludes that "the jury has
reached a seriously erroneous result or that the verdict is a miscarriage of
justice." De Falco v. Bernas, 244 F.3d 286, 305 (2d Cir. 2001) (quoting Lightfoot
v. Union Carbide Corp., 110 F.3d 898, 911 (2d Cir. 1997)). "A new trial
may be granted, therefore, when the jury's verdict is against the weight of the
evidence." DLC Mgmt. Corp. v. Town of Hyde Park, 163 F.3d 124, 133 (2d
Cir. 1998)
The standards governing a
district court's consideration of a Rule 59 motion for a new trial on the
grounds that the verdict was against the weight of the evidence differs in two
significant ways from the standards governing a Rule 50 motion for judgment as
a matter of law. Unlike judgment as a matter of law, a new trial may be granted
even if there is substantial evidence supporting the jury's verdict. Moreover, a trial judge is free to weigh the
evidence himself, and need not view it in the light most favorable to the
verdict winner. . . . A court considering a Rule 59 motion for a new trial must bear in mind, however, that the court
should only grant such a motion when the jury's verdict is
"egregious." . . . Accordingly, a court should rarely disturb a
jury's evaluation of a witness's credibility.
Id. at 133-34 (internal
citations omitted).
When a defendant's Rule 59 motion contests the size of a damage
award, a court must decide whether or not the verdict is excessive. Stern v.
Michelangelo Apartments, Inc., 2000 U.S. Dist. Lexis 19942, No. 97-CV-9532 GAY,
2000 WL 33766107, *6 (S.D.N.Y. Jan. 24, 2000). "If a district court finds
that a verdict is excessive, it may order a new trial, a new trial limited to
damages, or, under the practice of remittitur, may condition a denial of a
motion for a new trial on the plaintiff's accepting damages in a reduced
amount." Tingley Sys., Inc. v. Norse Sys., Inc., 49 F.3d 93, 96 (2d Cir.
1995). It may not, however, reduce the damages without offering the prevailing
party the option of a new trial. Lightfoot, 110 F.3d at 914-915.
C. Discussion
1. Damages for federal civil rights violations
A jury's damage award is excessive when "'the award is so
high as to [*245] shock the judicial
conscience and constitute a denial of justice.'" O'Neill v. Krzeminski,
839 F.2d 9, 13 (2d Cir. 1988) (quoting Zarcone v. Perry, 572 F.2d 52, 56 (2d
Cir. 1978)). Further, "[a] damage award is excessive if it is the result
of a miscarriage of justice and represents a windfall to the plaintiff without
regard to [his] injury." Oliver v. Cole Gift Ctr., Inc., 85 F. Supp. 2d
109, 114 (D. Conn. 2000).
The defendants also argue that the evidence offered by the
plaintiff cannot support the jury's award of compensatory damages for the
federal civil rights violations. However, a review of the evidence offered at
trial demonstrates that the compensatory damage award is adequately supported
in the record. The plaintiff introduced evidence that he sustained physical
injuries as a result of the defendants' unlawful actions. His evidence showed
that he was forced to seek medical treatment for the injuries he sustained. The
plaintiff also introduced evidence that he had to hire, and pay for, an attorney as a result of the
defendants' actions. Finally, the plaintiff presented evidence that he suffered
physical pain as a result of the physical injuries the defendants inflicted on
him and that he suffered, and continues to suffer, emotional distress as a
result of the incidents.
The defendants argue that the plaintiff did not offer any
corroborating evidence as to the emotional distress he suffered as a result of
the defendants' conspiracy to violate his rights and the excessive force they
used while falsely arresting him. Contrary to defendants' arguments, expert
witness evidence is not required to sustain an award of emotional distress
damages in § 1983 cases. See, e.g., Bolden v. Southeastern Pennsylvania Transp.
Auth., 21 F.3d 29, 34 (3d Cir. 1994) (stating that all the courts of appeals
that have expressly considered this issue have held that it is not required).
In addition, the videotape offered by the plaintiff evidences an altercation
from which it would have been reasonable for the jury to infer that Sabir was
injured. Furthermore, in this case, there is undisputed evidence that the
plaintiff suffered a physical injury that required medical attention, thus eliminating the difficulty
of proving mental distress that exists in many cases where the plaintiffs do
not suffer physical injuries as a
result of the deprivations of their constitutional rights.
The jury's
award of compensatory damages for the federal civil rights violations is also
within the reasonable range based on awards in other cases of a similar nature.
See, e.g., Bender v. City of New York, 78 F.3d 787, 792, 794 (2d Cir. 1996)
(reversing a judgment of $300,700 in compensatory damages and ordering a new
trial unless the plaintiff agreed to remit $150,000 in a case arising out of a
false arrest and malicious prosecution, where plaintiff's injuries consisted
essentially of a minor blow to the mouth resulting in no bruise or cut, 24
hours confinement, the pendency of criminal charges for six months prior to
their dismissal, and some "nightmares and occasional loss of sleep");
Gardner v. Federated Dep't Stores, 907 F.2d 1348, 1354 (2d Cir. 1990) (ordering
a new trial in diversity case under New York law unless the plaintiff agrees to
remit the portion of a damages award over $50,000 for deprivation of liberty,
and finding that an award of $150,000 for past pain and suffering where
plaintiff was falsely arrested and held in custody for approximately eight
hours, sustaining an injury to the jaw and emotional distress); O'Neill v.
Krzeminski, 839 F.2d at 13 (upholding a compensatory award of $80,000 in civil
rights action for use of excessive force based on lost wages and certain
injuries even though there was no permanent damage); [*246] Sulkowska v. City of New York, 129 F. Supp.
2d 274, 308-09 (S.D.N.Y. 2001) (concluding that a § 1983 plaintiff who was
humiliated during a false arrest and subsequent detention and suffered from
post-traumatic distress disorder with accompanying symptoms of depression, fear
and disturbed sleep was entitled to $275,000 for her emotional injuries,
including past and future pain and suffering).
The jury
also awarded a total of $125,000 in punitive damages under § 1983. Punitive
damages may be awarded under § 1983 to deter or punish constitutional
violations. Carey v. Piphus, 435 U.S. 247,
257 n.11, 55 L. Ed. 2d 252, 98 S. Ct. 1042 (1978) (citing cases). Neither
remittitur nor a new trial is appropriate for this award here also. To
determine whether a jury award of punitive damages is excessive and whether it
shocks the judicial conscience, courts consider several factors, including the
degree of reprehensibility of the defendants' misconduct, the disparity between
the plaintiff's compensatory damages and his punitive damages award, and the
difference between this remedy and the civil penalties authorized or imposed in
comparable cases. BMW of N. Am., Inc.
v. Gore, 517 U.S. 559, 574-75, 134 L. Ed. 2d 809, 116 S. Ct. 1589 (1996); Oliver,
85 F. Supp. 2d at 115. Courts should not, however, "balance the number of
high and low awards and reject the verdict in the instant case if the number of
the lower awards is greater. Rather, [courts] inquire whether the . . . verdict
is within reasonable range." Ismail v. Cohen, 899 F.2d 183, 188 (2d Cir.
1996).
In this
case, there was sufficient evidence indicating that the defendants' conduct
justified the amount of punitive damages awarded, particularly in light of the
video introduced at trial that corroborated some of the plaintiff's testimony
regarding the events at the casino. In addition, the ratio between the
punitive damages and the compensatory damages awarded is reasonable. "In
most cases, the ratio will be within a constitutionally acceptable range, and
remittitur will not be justified on this basis." Gore, 517 U.S. at 583.
The ratio in this case -- 1.66 to 1 -- is within an acceptable range. See, e.g,
Blackledge v. Carlone, 126 F. Supp. 2d 224, 229 (D. Conn. 2001) (holding that a
40 to 1 ratio in an excessive use of force case did not justify remittitur). Further, the punitive
damages award is not so high as to be markedly different from penalties imposed
in comparable cases. The need for this analysis arises from the concern that
when penalties for comparable misconduct are much lighter than a punitive
damages award, the tortfeasor may have lacked fair notice that the wrongful
conduct could entail such a substantial award. Blackledge, 126 F. Supp. 2d at
230. The defendants' training gave them notice as to the gravity of misconduct
under color of their official authority as well as notice that such misconduct
could hinder their careers, see id., and thus they had fair notice of the
penalties involved. The award of punitive
damages in this case, therefore, satisfies the three prongs required by
the Supreme Court to support a substantial punitive damages award.
The Second Circuit also has identified several "aggravating
factors" from the Supreme Court's decision in Gore, "that are
'associated with particularly reprehensible conduct' and contribute to the sense
that 'some wrongs are more blameworthy than others.'" Lee v. Edwards, 101
F.3d 805, 809 (2d Cir. 1995) (quoting Gore, 517 U.S. at 575). These aggravating
factors include whether a defendant's conduct was violent or presented a threat
of violence. Id. In this case, there is no
[*247] dispute that the
defendants used violence to subdue Sabir.
In addition, compared to awards approved in similar cases, the
award here is not so high as to "shock the judicial conscience." Many
§ 1983 cases in this Circuit have resulted in punitive damages awards in excess
of the amount at issue here. See, e.g., Ismail, 899 F.2d at 187 (reinstating a
jury award of $150,000 in punitive damages in § 1983 case against a police
officer alleging battery, false arrest, malicious prosecution and abuse of
process claims); Hughes v. Patrolmen's
Benevolent Ass'n, 850 F.2d 876, 880-81 (2d Cir. 1988) (holding that in a
section 1983 case a punitive damage award of $350,000 was merited for
intentional infliction of emotional distress); O'Neill, 839 F.2d at 13 (holding
that a $185,000 punitive damage assessment against two police officers was not
excessive even though the plaintiff suffered no permanent physical disability
in light of the beating that two of the officers gave plaintiff about the face
when he was handcuffed and unable to defend himself while a third officer
watched).
The defendants also argue that the punitive damages award is
even "more egregious" as to Lisee, because he is no longer employed
in law enforcement and, therefore, the award will have no deterrent effect. The
jury, however, may have partly intended to punish Lisee for violating Mr.
Sabir's rights to deter others in law enforcement from similar conduct. See Lee
v. Edwards, 101 F.3d at 809; see also Zarcone, 572 F.2d at 56 (rejecting
similar argument where a judge against whom various civil rights violations
were charged under § 1983 had been removed from office because "punitive damages are meant to
deter others as well as the particular defendant").
Defendants also argue that punitive damages awards against
public employees are normally much lower due to the well-known fact that public
salaries are low. A review of the caselaw indicates that this is not the case.
See, e.g., Hughes, 850 F.2d at 880-81 (upholding a punitive damage award of
$175,000 against a police officer); O'Neill, 839 F.2d at 13 (2d Cir. 1988)
(upholding a $185,000 punitive damage assessment against two police officers).
Relatedly, the defendants also argue that an award should not be so high as to
result in financial ruin of a defendant. The defendants also mention that the
State has not made a commitment to indemnify the defendants. n8 The defendants
have not provided any evidence of their
financial resources, and under these circumstances they cannot make their
financial situation a part of this motion. See, e.g., Zarcone, 572 F.2d at 56
(stating that "the decided cases and sound principle require that a
defendant carry the burden of showing his modest means facts peculiarly within
his power if he wants this considered
in mitigation of damages"). n9
[*248] 2. Damages for
intentional infliction of emotional distress
Connecticut law governs when assessing the evidence of emotional
distress to determine whether it is adequate to support the verdict. Gagne v. Town of Enfield, 734 F.2d 902, 905
(2d Cir. 1984) (applying Connecticut law to a punitive damages award on a state
law claim). Under Connecticut law, "a court may grant remittitur only when
the jury verdict is excessive as a 'matter of law.'" Imbrogno v.
Chamberlin, 89 F.3d 87, 90 (2d Cir. 1996) (citing Peck v. Jacquemin, 196 Conn.
53, 491 A.2d 1043, 1052 (Conn. 1985) and Mauro v. Yale-New Haven Hosp., 31
Conn. App. 584, 627 A.2d 443, 446 (Conn. App. Ct. 1993)). "'The size of
the verdict alone does not determine whether it is excessive. The only
practical test to apply . . . is whether the award falls somewhere within the
necessarily uncertain limits of just damages or whether the size of the verdict
so shocks the sense of justice as to compel the conclusion that the jury was influenced
by partiality, prejudice, mistake or corruption.'" Schanzer v. United
Technologies Corp., 120 F. Supp. 2d 200, 217 (D. Conn.2000) (quoting Gaudio v.
Griffin Health Services Corp., 249 Conn. 523, 733 A.2d 197 (Conn. 1999) (internal citations omitted)). Further,
"the Court is required to view plaintiff's evidence in support of his
claim for compensatory damages due to emotional distress in the light most
favorable to the plaintiff, in determining whether the verdict returned was
reasonably supported thereby." Id. (citing Oakes v. New England Dairies,
219 Conn. 1, 591 A.2d 1261 (1991)).
The compensatory damages award against Trooper Fusaro for
intentional infliction of emotional distress also is neither excessive nor
unsupported by the evidence. Sabir testified as to the emotional injuries he
endured as a result of Trooper Fusaro's actions, including the recurring fear
he suffers. He testified that, since the incident, every time he sees a police
officer he is affected. He also
testified that he suffers from horrible, recurring nightmares and sleeplessness
as a result of this incident. Because there was more than sufficient evidence
that the mental distress damages awarded by the jury were supported by the
evidence and not excessive, the defendants' arguments to the contrary
fail.
The defendants also maintain that the compensatory damage awards
are duplicative. However, "a jury's
award is not duplicative simply because it allocates damages under two
distinct causes of action." Indu Craft, Inc. v. Bank of Baroda, 47 F.3d
490, 497 (2d Cir. 1995). Moreover, the Second Circuit has noted that, "the
tort of inflicting emotional distress in the context of a false arrest or a
malicious prosecution possibly involves some component of damages over and
above the damages that may be awarded for these police misconduct torts." Bender
v. City of New York, 78 F.3d 787 (2d Cir. 1996). The jury also was clearly
instructed that a plaintiff may not recover twice for the same injury and
"any damage award for the intentional infliction of emotional distress
claim must be limited to the component of injury you find sustained for this
claim, if any, over and above whatever emotional distress you have already
compensated for in your awards for other claims."
For these reasons, the punitive damages awarded by the jury were
fully supported by the evidence and are reasonable, and thus the defendants'
motion for a new trial or for remittitur is DENIED.
V. Plaintiffs' Motions for
Attorneys' Fees [Docs. ## 170, 193, 200]
The plaintiff in this case, as the prevailing party, has
requested attorneys' fees in the amount of $313,637.50 and costs in the [*249]
amount of $8,016.25. Although the defendants do not appear to contest
that Sabir is a prevailing party, they argue that the amounts of attorneys'
fees and costs that he requests are based on excessive hours billed and hourly
rates that do not reflect the prevailing rates for attorneys in this judicial
district.
Courts may award attorney's fees to prevailing parties in
actions brought under § 1983. 42 U.S.C.
§ 1988; see also Hensley v. Eckerhart, 461 U.S. 424, 433, 76 L. Ed. 2d 40, 103
S. Ct. 1933 (1983) (holding that the time "reasonably expended on the
litigation" is compensable under section 1988). "The most useful
starting point for determining the amount of a reasonable fee is the number of
hours reasonably expended on the litigation multiplied by a reasonable hourly
rate," or the lodestar figure. Id.
at 433; see also Weyant v. Okst, 198 F.3d 311, 316 (2d Cir. 1999). Where a
particular case involves several legal theories relating to a common core of
underlying facts, a court need not analyze fees on a claim-by-claim basis, but instead "should focus on the
significance of the overall relief obtained by the plaintiff in relation to the
hours reasonably expended on the litigation." Hensley, 461 U.S. at 435.
When a plaintiff obtains "excellent results" his attorney should
recover a fully compensatory fee and "the fee award should not be reduced
simply because the plaintiff failed to prevail on every contention raised in
the lawsuit." Id. Where a plaintiff has achieved only limited success,
however, reliance upon the lodestar calculation without some sort of reduction based
on the degree of success achieved may result in an excessive fee award. Id. at
436.
"The extent of a plaintiff's success is a crucial factor in
determining the amount of an award of attorney's fees under 42 U.S.C. Section
1988." 461 U.S. at 433; see also Farrar v. Hobby, 506 U.S. 103, 114, 121
L. Ed. 2d 494, 113 S. Ct. 566 (1992); LeBlanc-Sternberg
v. Fletcher. 143 F.3d 748, 760 (2d Cir. 1998). Nevertheless, "while the
degree of success is the most critical factor in determining the reasonableness
of a fee award, . . . [the Second Circuit] consistently [has] resisted a strict proportionality
requirement in civil rights cases." Lunday v. City of Albany, 42 F.3d 131,
134-35 (2d Cir. 1994) (per curiam) (citations and internal quotations omitted).
In addition, "where the documentation of hours is inadequate, the district
court may reduce the award accordingly." Hensley, 461 U.S. at 433. The
following factors set forth in Hensley also may be considered:
(1) the time and labor
required; (2) the novelty and difficulty of the questions; (3) the skill
requisite to perform the legal service properly; (4) the preclusion of
employment by the attorney due to acceptance of the case; (5) the customary
fee; (6) whether the fee is fixed or contingent; (7) time limitations imposed
by the client or the circumstances; (8) the amount involved and the results
obtained; (9) the experience, reputation, and ability of the attorneys; (10)
the "undesirability" of the case; (11) the nature and length of the
professional relationship with the client; and (12) awards in similar cases.
Orchano v. Advanced
Recovery, Inc., 107 F.3d 94, 97, 98 (2d Cir. 1997) (citation omitted).
The defendants make several arguments as to why the plaintiff
did not obtain "excellent results" and thus why he should not recover
a fee award in the amount claimed. First, they contend that 8.85 hours billed
by Attorney Walsh should not be compensated because they are attributable to
legal work related to the [*250]
plaintiff's complaint to the Connecticut Claims Commission. "Some
of the services performed before a lawsuit is formally commenced by the filing
of a complaint are performed 'on the litigation'" and thus are
compensable. Webb v. Board of
Education, 471 U.S. 234, 243, 85 L. Ed. 2d 233, 105 S. Ct. 1923 (1985) (quoting
Hensley, 461 U.S. at 433) (referring to "obvious examples" such as
"drafting initial pleadings and the work associated with the development
of the theory of the case"). However, given that § 1983 does not require
plaintiffs to exhaust administrative remedies, time spent in pre-litigation
administrative hearings is not compensable because such hearings cannot be
considered an "action or proceeding" to enforce § 1983. Id. at 241.
Therefore, these hours are not compensable. n10
Second, the defendants maintain that the plaintiff may not
recover for 26 hours of work performed by Attorney Walsh and 3.75 hours of work
performed by Attorney Henderson on claims involving former casino
co-defendants, and 30 hours of work performed by Attorney Walsh and 6.75 hours
of work pertaining to hospital co-defendants. In addition to the three state
troopers, the original complaint in this case sought damages against Armondo
Sebastian, Raymond Brown, Robert Mertz and Michael Carlini of the Foxwoods
Resort and Casino, as well as Foxwoods
itself; Officer Warren Knight and the City of Norwich; Tammy Gromko and Lee
Rummel of the William Backus Hospital, as well as the hospital itself; the
State of Connecticut; and Commissioner of Public Safety Kenneth Kirschner. It
included allegations under the Fourth, Fifth, Eighth and Fourteenth Amendments
to the United States Constitution, including excessive force, false arrest, malicious
prosecution, breach of contract, conspiracy, equal protection and negligent, as
well as state law claims of false arrest, false imprisonment, assault, battery,
malicious prosecution, abuse of process, intentional infliction of emotional
distress, negligent infliction of emotional distress, and gross negligence. The
plaintiff explains that he has not requested compensation for any of the hours
expended on claims involving defendants who have been dismissed from the
case.
The time records indicate that the plaintiff generally has not
included hours spent on the claims against the dismissed defendants. He
contends, however, that depositions of several of those individuals such as
Armondo Sebastian and Tammy Gromko were necessary to gather information
regarding the state trooper defendants and thus he has included certain hours
expended on such items. The Court concludes that these depositions, as well as
other related time entries, were reasonably related to the claims against the
state troopers. Accordingly, the fee award will not be reduced on this
basis.
Third, the defendants argue that Attorneys Walsh and Henderson
billed excessively and duplicatively 86.25 hours for researching and writing
their opposition to the state police defendants' motion to dismiss, 14 hours
for researching the indemnification issue, 39 hours for researching and writing
the opposition for judgment as a matter of law, 57.5 hours for opposing the
motion for a new trial or remittitur,
and 41.50 hours for drafting a motion in support the plaintiff's request for
attorneys' fees; and that Attorney [*251]
Walsh billed excessively for the 31 hours spent preparing for oral
arguments on the post-trial motions and writing his proposed opinion requested
by the Court. The defendants suggest that the fee award for these hours should
be reduced by 50 percent as a result of their excessive nature. Where there is
evidence that counsel is seeking compensation for excessive hours, "the
court has the discretion to simply deduct a reasonable percentage of the number
of hours claimed 'as a practical means of trimming fat from a fee
application.'" Kirsch v. Fleet Street, Ltd., 148 F.3d 149, 173 (2d Cir.
1998) (citing New York Ass'n of Retarded Children v. Carey, 711 F.2d 1136, 1146
(2d Cir. 1983). The Court concludes that the overall hours billed by
plaintiff's counsel are excessive and it is appropriate to reduce the total fee
award by 10 percent. n11
Fourth, the defendants maintain that the hourly rates set forth
by the plaintiff are excessive. An attorney's hourly rate under § 1988 should
be calculated according to those prevailing in the community for similar
services by attorneys of reasonably comparable skill, experience and
reputation. See Blum v. Stenson, 465 U.S. 886, 895 & n.11, 79 L. Ed. 2d
891, 104 S. Ct. 1541 (1984); Cruz v. Local Union No. 3, 34 F.3d at 1159. The
Court finds that the hourly rates charged by Sabir's counsel are excessive in
comparison to rates charged for similar services of attorneys of reasonably
comparable skill, experience, and reputation in Connecticut. The Court
concludes that a rate of $275 an hour is reasonable for Attorney Walsh's work
on this case. In reaching this conclusion, the Court has considered the
affidavits submitted by Attorney Walsh, the number of years he has been in
practice, as well as the fact that his firm does not specialize in the field of
civil rights litigation. As to Attorney Henderson, the Court finds that an
hourly rate of $250 is reasonable, taking into account the same factors listed
above. Finally, the Court concludes that an hourly rate of $200 is reasonable
for Attorney Sklarz's work on this case, again considering the foregoing
factors, as well as the fact that he has practiced law for no more than three
years. n12
Finally, the defendants also maintain that the plaintiff's
attorneys are seeking a double recovery by pursuing attorneys' fees and costs
under § 1988 because they are entitled to roughly $60,000 as a result of their
contingency fee arrangement with the plaintiff. It is clear that "should a
fee agreement provide less than a reasonable fee calculated in this manner, the
defendant should nevertheless be required to pay the higher amount" and
that "the attorney's fee provided for in a contingent-fee agreement is not
a ceiling upon the fees recoverable under § 1988." Blanchard v. Bergeron,
489 U.S. 87, 93, 96, 103 L. Ed. 2d 67, 109 S. Ct. 939 (1989). Accordingly, this Court rejects defendants' contention
that Sabir cannot recover attorneys' fees because his attorneys will be
compensated pursuant to a contingent fee arrangement. Moreover, the plaintiff's
attorneys have represented that should the Court award fees in excess of one-third
of [*252] the plaintiff's damages, they will accept the court-awarded fees
rather than take anything from the plaintiff's damages award. Thus, the Court
may award attorneys' fees in this case, regardless of the private fee
arrangement between Sabir and his attorneys, though the existence of a
contingent fee arrangement is one factor that it may consider when fashioning a
fee award. See Orchano, 107 F.3d at 97. n13
Considering all of the relevant factors set forth above, the
Court awards attorney's fees in the amount of $217,002.37 and costs in the
amount of $8016.25. n14
VI. Conclusion
Based on the foregoing, Defendants' Motion for New Trial and/or
Remittitur [Doc. ## 176-1, 176-2] is DENIED; Defendants' Motion for Judgment
After Trial [Doc. # 178] is DENIED; Plaintiff's Motion for Attorneys' Fees
[Doc. # 170] is GRANTED, AS MODIFIED; Plaintiff's Supplemental Motion for
Attorneys' Fees [Doc. # 193] is GRANTED, AS MODIFIED; and Plaintiff's Second
Supplemental Motion for Attorneys' Fees [Doc. # 200] is GRANTED, AS
MODIFIED.
SO ORDERED this 11th day of July 2002, at Hartford, Connecticut.
Christopher F. Droney
United States District Judge
FOOTNOTES:
n1 Sabir originally brought the action
against several other defendants discussed later in this opinion, but at the
time of trial, these defendants were no longer part of the case as a result of
the Court's rulings on several motions
to dismiss, as well as certain settlement agreements.
n2 Valenti stated that she did not recall
whether such a conversation took place.
n3 The defendants renewed their Rule 50(a)
motion at the close of the evidence, thereby entitling them to pursue this
motion. See Pahuta v. Massey-Ferguson, Inc., 170 F.3d 125, 129 (2d Cir.1999).
n4 Sabir also was charged with Failure to
Submit Fingerprints as a result of the incidents related to the events at the
casino, but given the grounds on which the defendants have moved for judgment
as a matter of law, it does not appear that this charge is at issue in their
motion.
n5 The videotape introduced at trial, which
was taken from a fixed location inside the casino and recorded the events
discussed here, did not contain an audio portion, and it was not possible to
see Sabir's facial expressions.
n6 Again, given the lack of an audio
portion on the videotape, it is not possible to hear when Detective Jowett
stated that Sabir was under arrest, if at all.
n7 The defendants do not appear to contest
the jury's decision to award punitive damages on the state law count.
n8 In the pre-trial conference, counsel for
the defendants indicated that historically the State has indemnified police
officers for 1983 damage awards. Counsel further indicated that the State would
indemnify the officers in this case, unless something "untoward"
happened at trial, such as the officers lying under oath.
n9 Defendants also make the argument that
the punitive damages award in this case "undermines Connecticut's
prohibition of resistance to arrests as provided for in C.G.S. section
53a-23" because it "would encourage citizens to resist an otherwise
lawful arrest." The jury determined, however, that the defendants falsely
arrested Mr. Sabir and used excessive force against him. Thus, the punitive
damages award does not encourage citizens to resist a lawful arrest. Nor does
it, as defendants contend, "deter police officers from making necessary
and appropriate decisions in the public interest."
n10 The Court also notes that plaintiffs
need not seek permission from the Claims Commissioner to bring a claim alleging
an intentional torts. See Cates v. State of Connecticut Dep't of Corrections,
2000 U.S. Dist. Lexis 21110, No. 3:98CV2232(SRU), 2000 WL 502622, *14 (D. Conn.
Apr. 13, 2000).
n11 The defendants also argue that the
plaintiff is not entitled to attorneys' fees for work relating to the state law
claims, but has not provided any indication that the plaintiff has included in
his billing records any entries that can solely be attributed to the state law
claims against the state troopers. Accordingly, the Court will not reduce the
fee award on this basis.
n12 The defendants do not contest the $75
hourly rate charged for legal assistant Cindy Gamarra, and the Court concludes
that this rate is reasonable.
n13 The Court notes that the plaintiff also
is entitled to attorneys' fees and costs as a result of the jury's decision to
award punitive damages for intentional infliction of emotional distress. The
defendants have not contested this issue.
n14 The defendants did not dispute the
costs calculated by the plaintiff.
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