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UNITED STATES COURT OF
APPEALS FOR THE SIXTH CIRCUIT
SAMIA DIXON,
Plaintiff-Appellee,
v. CHRIS CAMPBELL, et al.,
Defendants-Appellants.
No. 02-1260
NOTICE:
NOT RECOMMENDED FOR FULL-TEXT
PUBLICATION. SIXTH CIRCUIT RULE 28(g) LIMITS CITATION TO SPECIFIC SITUATIONS.
PLEASE SEE RULE 28(g) BEFORE CITING IN A PROCEEDING IN A COURT IN THE SIXTH
CIRCUIT. IF CITED, A COPY MUST BE SERVED ON OTHER PARTIES AND THE COURT. THIS
NOTICE IS TO BE PROMINENTLY DISPLAYED IF THIS DECISION IS REPRODUCED.
PER CURIAM. The defendants,
Washtenaw County Sheriff's Deputies Chris Campbell, Geoffrey Fox, Matthew
Berchert, Corey Mills, and Todd Hendricks, appeal from the district court's
denial of their motion for summary judgment, which was based upon claims of
qualified immunity in response to plaintiff Samia Dixon's suit alleging
unconstitutional use of excessive force. Because we find that the district
judge properly concluded that genuine issues of material fact remain to be
determined in this proceeding, we lack jurisdiction over the appeals of
defendants Campbell, Fox, and Hendricks. We therefore dismiss the appeals of
those three defendants, in accordance with
the precedent established by the United States Supreme Court in Johnson
v. Jones, 515 U.S. 304, 132 L. Ed. 2d 238, 115 S. Ct. 2151 (1995). It further
appears, however, that the two remaining defendants, Berchert and Mills, did
not participate in the alleged beating of the plaintiff and could not have
anticipated that defendant Campbell would take the drastic measures alleged by
the plaintiff. We therefore reverse the ruling of the district court denying
summary judgment to Berchert and Mills, and we remand the matter for the entry
of orders dismissing those two defendants from the action.
FACTUAL AND PROCEDURAL BACKGROUND
The
undisputed facts in this case show that Deputy Chris Campbell was impounding
abandoned vehicles in Ypsilanti, Michigan, at approximately 9:30 one night,
when he observed a vehicle belonging to Samia Dixon being driven toward the
Dixon residence. Being familiar with the Dixons, and knowing that there were
outstanding felony warrants to be served on various members of the family,
Campbell directed his spotlight on the vehicle to determine whether persons
other than the plaintiff were also present in the car. The manner in which the
remainder of the evening's events unfolded is, however, subject to much
dispute.
According
to Campbell, the plaintiff then exited her car and began screaming and cursing
at him. Eventually, Campbell informed Dixon that she was under arrest for
"creating a disturbance" and approached her in an effort to handcuff
her. The deputy claimed in his incident report that Samia Dixon then began punching him in
the face and body, kicking him, and even biting his arm several times. Campbell
indicated that after he succeeded in getting Dixon on the ground and cuffing
one hand, the plaintiffs brothers arrived on the scene and threatened the
deputy with bodily harm. Campbell reported that he then retreated to the safety
of his vehicle, but not before he claims to have been struck in the head by one
of Samia's brothers and not before observing the plaintiff extricate herself
from the handcuff. Campbell insists that he then waited for other officers to
arrive at the scene before proceeding to the Dixon residence to take the
plaintiff into custody.[*182]
Dixon,
however, asserts that she was driving home from evening classes at a local
school when the glare from Campbell's directed spotlight temporarily interfered
with her ability to see and caused her to drive her car into her father's
vehicle parked in the family's driveway. According to Dixon, she feared her
father's reaction to the minor damage and, anticipating the need to file a
claim with the insurance company, she approached Campbell to inquire as to the
deputy's name and badge number. She said that, still carrying her school books
and her purse in her arms, she asked why the deputy continually "rolled
past here harassing and flashing his light" and why, on prior occasions,
he had threatened her younger brother. According to Dixon, Campbell then stated
"that he would fuck with who he wanted to fuck with," approached the
plaintiff, hit her in the mouth with his fist, and threw her and her school
books to the ground. Dixon vehemently denied instigating the physical
altercation and testified that she might have hit Campbell, but only in
self-defense and only in an effort to free herself from the predicament. She
said that after doing so, she ran in fear to her home where she remained until
Campbell, along with additional uniformed deputies, arrived at the residence.
The exact
sequence of events that unfolded at the Dixon home is also subject to dispute.
Campbell stated in his offense report that he and the other deputies were met at the residence with
hostility and threatening words and gestures. He also claimed that, after
entering the dwelling to arrest Samia Dixon, the plaintiff began striking him
in the face and body with her fists until he and Deputy Mills restrained her on
the floor. Even then, according to the report, Dixon grabbed Campbell's
testicles and began to squeeze them In response, Campbell reportedly
"attempted to perform a brachial stun on Samia. However, due to Samia's
struggling and thrashing about [Campbell] struck her in the face causing her
nose to bleed. Finally, with the assistance of both Deputies Fox and Berchert,
Samia was taken into custody ...." The incident reports filed by the other
defendants that referred to the attempts to subdue Dixon essentially
corroborated Campbell's version of the arrest.
The
plaintiff's account of the events at her home presents a far different picture
of the law enforcement officials' actions, however. Specifically, she claimed
that the deputies barged into the residence, shoved Dixon's mother into a
closet, and informed the plaintiff that she must accompany them out of the
building. After Campbell walked toward her, Dixon admittedly punched the deputy
in self-defense. Following that action, she said, Deputies Fox and Hendricks
immediately forced her to the floor. Then, according to her deposition
testimony, while the two deputies each held one of her arms, Campbell came back
toward her, stood between her outstretched legs, and struck her across the nose
and face with a flashlight, cracking bones and bloodying her face.
As a result
of her encounter with the Washtenaw County Sheriff's deputies, Dixon filed suit
in federal district court against them in their individual capacities
"pursuant to 42 U.S.C. §§ 1983 and 1988 and the Fourth, Fifth, Eighth and Fourteenth
Amendments to the United States Constitution." Appropriate
discovery was conducted by the parties and a hearing was held before the
district judge. At that time, the plaintiff dismissed all claims except her
excessive force claim against "Campbell, for effectuating the actual
contact with the Plaintiff that caused the injury; the other officers either
for acting in concert with him or failing to intercede." The district
court then denied the defendants' [*183] motion for summary judgment based upon
qualified immunity, stating:
But isn't this just a
question of who to believe? If the officers are telling the truth, they don't
have to worry about qualified immunity, because they haven't done anything
wrong, and they would have no liability on that basis.
On the other hand, if the
Plaintiff is telling the truth, then it's a purely excessive force case, isn't
it?
From that determination, the
defendants now appeal.
DISCUSSION
A denial of a motion for summary judgment generally is not
immediately appealable simply "because the applicable statute, 28 U.S.C. §
1291, only vests appellate courts with jurisdiction over a district court's
'final decision.'" Klein v. Long, 275 F.3d 544, 549 (6th Cir. 2001), cert.
denied, 154 L. Ed. 2d 26, 123 S. Ct. 95 (2002). Nevertheless, pursuant to the
collateral order doctrine, "a district court's denial of a claim of
qualified immunity, to the extent that it turns on an issue of law, is an
appealable 'final decision' within the meaning of 28 U.S.C. § 1291
notwithstanding the absence of a final judgment." Mitchell v. Forsyth, 472
U.S. 511, 530, 86 L. Ed. 2d 411, 105 S.
Ct. 2806 (1985). Under the subsequent holding in Johnson v. Jones, 515
U.S. 304, 319-20, 132 L. Ed. 2d 238, 115 S. Ct. 2151 (1995), however, "a
defendant, entitled to invoke a qualified-immunity defense, may not appeal a
district court's summary judgment order insofar as that order determines
whether or not the pretrial record sets forth a 'genuine' issue of fact for
trial." Thus, "in order for an interlocutory appeal to be
appropriate, a defendant seeking qualified immunity must be willing to concede
to the facts as alleged by the plaintiff and discuss only the legal issues
raised by the case." Comstock v. McCrary, 273 F.3d 693, 701 (6th Cir.
2001), cert. denied, 154 L. Ed. 2d 22,
123 S. Ct. 86 (2002) (citing Shehee v. Luttrell, 199 F.3d 295, 299 (6th Cir.
1999), and Berryman v. Rieger, 150 F.3d 561, 564 (6th Cir. 1998)).
In their
brief in this case, the defendants are unwilling and unable to make such a concession.
Indeed, if defendant Campbell were to concede Dixon's factual allegations, he
would be forced also to accept the validity of the plaintiff's constitutional
claim. In other words, if Campbell were to agree that he struck Dixon across
the face with a flashlight while two other deputies restrained her and held her
arms behind her, an indisputable case of excessive force would be established,
regardless of whether the plaintiff had previously struggled with the deputy or
hurled verbal insults at him. Instead, therefore, the defendants continue to
maintain on appeal that Dixon's injuries resulted from an inadvertent blow to
the face while attempting to restrain an unruly arrestee. Because acceptance of
the defendants' account of the encounter with the plaintiff would not
necessarily establish the use of excessive force, a classic Johnson v. Jones
dilemma is presented here, and we are thus deprived of appellate jurisdiction
over the dispute at this time.
Even
accepting the plaintiff's version of the facts of this case, however, Dixon has
failed to make out a case of an unconstitutional use of force against deputies
Berchert and Mills. At the time Campbell allegedly struck the plaintiff, those
two deputies were otherwise occupied in quelling the unsettled situation at the
Dixon household. Thus, it simply does not appear that they could have
anticipated that Campbell would take the drastic and unnecessary actions
against the then-helpless woman, nor could they have intervened to prevent the
repeated blows that[*184] Dixon allegedly sustained. As a matter of law,
therefore, those individuals could not be charged with the duty to deter
Campbell from engaging in the actions allegedly undertaken by him against the
plaintiff.
CONCLUSION
For these reasons, we DISMISS the appeals of defendants
Campbell, Fox, and Hendricks, as required by Johnson v. Jones, for lack of
jurisdiction over the action at this time. Further, we REVERSE the denial of
summary judgment to defendants Berchert and Mills and REMAND the matter to the
district court for entry of an order dismissing them from the litigation.