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UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT
OFGEORGIA, ATHENS DIVISION
PAMELA GARRETT, et al.,
Plaintiffs,
vs.
UNIFIED GOVERNMENT OF ATHENS-CLARKE COUNTY, et al.,
Defendants.
3:99-CV-104 (DF)
246 F. Supp. 2d 1262
February 28, 2003,
Decided
February 28, 2003, Filed
FITZPATRICK, District Judge
This case
involves civil rights claims for damages brought under 42 U.S.C.A. § 1983 (West
1994 & West Supp. 2002) by Pamela Garrett n1 against the Unified Government
of Athens-Clarke County, Georgia, Jack Lumpkin, Raymond Von Anderson, Donald
Eckert, Ryan McGee, and Lloyd Nash. n2 Plaintiff also asserts various
[*1268]state-law claims against Defendants. Before the Court is Defendants'
Motion for Summary Judgment (tab # 130).
I.
STANDARD OF REVIEW
Summary judgment must be granted if "there is no genuine
issue as to any material fact and ... the moving party is entitled to a
judgment as a matter of law." Fed. R. Civ. P. 56(c); see also Celotex Corp. v. Catrett, 477 U.S. 317,
322, 91 L. Ed. 2d 265, 106 S. Ct. 2548 (1986). A genuine issue of material fact
arises only when "the evidence is such that a reasonable jury could return
a verdict for the nonmoving party."
Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248, 91 L. Ed. 2d 202,
106 S. Ct. 2505 (1986). In reviewing a motion for summary judgment, the Court
must view the evidence in the light most favorable to the nonmoving party;
however, the Court may not make credibility determinations or weigh the
evidence. See Reeves v. Sanderson
Plumbing Prods., Inc., 530 U.S. 133,
150, 147 L. Ed. 2d 105, 120 S. Ct. 2097 (2000); see also Maynard v. Williams, 72 F.3d 848, 851 (11th
Cir. 1996).
The moving party "always bears the initial responsibility
of informing the district court of the basis for its motion, and identifying
those portions of the pleadings, depositions, answers to interrogatories, and
admissions on file, together with the affidavits, if any, which it believes
demonstrate the absence of a genuine issue of material fact" and that
entitle it to judgment as a matter of law.
Celotex Corp., 477 U.S. at 323 (internal quotation marks omitted). If
the moving party discharges this burden, the burden shifts to the nonmoving
party to go beyond the pleadings and present specific evidence showing that
there is a genuine issue of material fact (i.e., evidence that would support a
jury verdict) or that the nonmoving party is not entitled to a judgment as a
matter of law. See Fed. R. Civ. P. 56(e); see also Celotex Corp., 477 U.S. at 324-26. This evidence must consist of
more than mere conclusory allegations or legal conclusions. See Avirgan v. Hull, 932 F.2d 1572, 1577 (11th
Cir. 1991). Under this scheme, summary judgment must be entered "against a
party who fails to make a showing sufficient to establish the existence of an
element essential to that party's case, and on which that party will bear the
burden of proof at trial." Celotex
Corp., 477 U.S. at 322.
II. FACTS
Viewing the
facts in the light most favorable to the Plaintiff, the pertinent facts are as
follows. On July 19, 1997, at approximately 4:11 a.m., Officer Cleveland of the
Franklin Springs Police Department initiated a traffic stop of a pick-up truck
driven by Eric William Irby. Officer Cleveland attempted to stop the vehicle
because he observed a tail light violation and suspected that the driver was
under the influence. However, Irby failed to stop his vehicle and instead led
Officer Cleveland on chase through several counties at speeds ranging from
sixty-five to eighty-five miles per hour. Officer Buffington of [*1269]the
Royston Police Department, Officer Phillips of the Franklin County Sheriff's
Department, and Officer Carr of the Madison County Sheriff's Department joined
Officer Cleveland in the pursuit of Irby. The chase ended in Athens-Clarke
County after approximately forty-five minutes to one hour, when one of the
pursuing officers forced Irby's vehicle off of the road and into a ditch.
After
Irby's vehicle came to rest in the ditch, Officer Cleveland stopped his police
cruiser directly in front of Irby's vehicle in order to prevent him from moving
the vehicle. Officer Cleveland then went to the passenger side of the vehicle
where he took the passenger into custody. As Irby began to get out of the
truck, Officer Carr approached the driver's side of the vehicle, whereupon the
two men began to struggle. Officer Carr struck Irby over the head with his gun.
Irby then began running across an open field, which was adjacent to the road,
with Officers Carr, Buffington, and Phillips in pursuit. At some point during
these events, Officer Carr's gun was fired, either when he struck Irby over the
head with his gun or while Irby was running away, however, the bullet did not
hit anyone.
The three officers eventually
caught up with Irby and an extended struggle ensued. While the exact sequence
of events is unclear, it is undisputed that during this time: (1) the officers
attempted to gain control over Irby by repeatedly striking him with a baton or
flashlight, (2) the officers were able
to handcuff Irby with his wrists in front of his body, (3) Irby was
forced to the ground, and (4) the officers pinned Irby to the ground by
applying force to his back with their body weight.
During the
struggle, officers from the Athens-Clarke County Police Department began to
arrive at the scene. Sergeant Nash was the first Athens-Clarke County officer
to arrive and he remained at the shoulder of the road in order to direct
traffic. Prior to the arrival of the other Athens-Clarke County officers, a
call went out over the police radio for leg restraints. When Officer Eckert and
Officer Von Anderson arrived a short time later, Sergeant Nash directed them to
take leg restraints into the field and assist the other officers in subduing
Irby. Officer Eckert took his RIPP Hobble Cord, which is an adjustable nylon
strap or rope, approximately four feet in length with clips at each end, into
the field. A few minutes later Officer McGee arrived at the scene and joined
the other officers in the field.
Once the
Athens-Clarke County officers reached the ongoing struggle, Officer Eckert used
a pair of handcuffs to join Irby's ankles. While Irby continued to resist,
Officer Eckert attempted to attach the hobble cord to the ankle cuffs in order
to place Irby in what is commonly referred to as a "hog-tie" or "hobbled"
position. The parties have agreed that for the purposes of this case the term
"hobbling" means the binding of a subject's ankles and wrists, and
then the connection of the ankles to the wrists behind the subject's back by
means of a rope, chain, or strap, in such a way that the bound person's legs
cannot be fully extended. The Court will use the term "hog-tie" to
mean that the distance between the subject's wrists and ankles was less than
twelve inches, causing the body to be put in a bow position.
Irby continued to struggle,
making it difficult for Officer Eckert to place him in a hobbled or hog-tie
position. In order to assist Officer Eckert, one of the officers from another
jurisdiction sprayed Irby's face with O.C. spray, which is commonly known as
pepper spray and used by police to subdue suspects or prisoners. The officers
agree that within a few seconds of applying the O.C. spray, Irby became
compliant. [*1270] After Irby became compliant, the officers re-cuffed Irby's
hands so that they were positioned behind his back and finished restraining
Irby using the hobble or hog-tie method. The parties dispute how much space
separated Irby's wrists and ankles, however, the Court finds that Plaintiff has
presented sufficient evidence at the summary judgment stage so that a
reasonable jury could infer that Irby was hog-tied.
Officers
Eckert, Von Anderson, and McGee carried Irby back to the roadside in the hobble
or hog-tie position so that his chest and face were hanging down. The officers
placed Irby on his stomach off to the side and behind a running police cruiser.
The distance between Irby and the cruiser is disputed, with estimates ranging
from five to twenty feet. Officer Von Anderson checked to make sure that Irby
had a pulse and felt that he had one. At some point after the officers brought
Irby back to the roadside, one of the officers called for an ambulance. The
officers did not check on Irby again until the ambulance arrived.
Upon
arrival, the paramedics found Irby in distress and still bound. The paramedics
directed the officers to remove Irby's restraints and transported him to the
Athens Regional Medical Center where he was pronounced dead. An autopsy was
performed on Irby's body and Dr. Kopnen, Deputy Chief Medical Examiner of
Georgia, listed the cause of death as "Positional Asphyxiation ('Hog
Tie Restraint')." Furthermore, in
the opinion portion of the autopsy report Dr. Kopnen stated that "this
death occurred in police custody and was the direct result of being restrained in a 'hog-tied'
fashion. " The autopsy also found
methamphetamine in Irby's system and listed methamphetamine as a significant
contributing factor in Irby's death. Dr. Kopnen's report was reviewed and
approved by Dr. Sperry, the Chief Medical Examiner of Georgia. The coroner of
Athens-Clarke County, Randall Garrett, recorded the cause of death as homicide
by positional asphyxiation. Defendants' expert, Dr. Karch, believes that Irby
died as a result of a condition called "excited delirium" with other
contributing factors.
Athens-Clarke
County police officers are trained pursuant to a written policy that instructs
officers to provide first aid to a person exposed to O.C. spray as soon as
possible. This policy also requires officers to carry a neutralizing solution
with them in their patrol cars. After Irby was placed at the roadside, one of
the officers from another jurisdiction asked Officer Eckert for water or
neutralizing solution in order to remove O.C. spray that had gotten onto his
lip during the struggle with Irby. Officer Eckert provided the requesting
officer with a spray bottle of water that he carried in his cruiser to remove
O.C. spray. However, the officers did not use neutralizing solution or water to
decontaminate the O.C. spray from Irby's face.
The Unified
Government did not have a written policy concerning the use of the hobble or
hog-tie restraint technique. Furthermore, Officer Eckert admits that he
received no training in the hobble restraint method from the police department
and that he had purchased the hobble cord on his own. In fact, the only
familiarity Officer Eckert had with the hobble method came from the
instructions that came with the hobble cord, by practicing the method on his
father, and by watching other officers employ the technique. The police officers
involved in this incident stated that they had often seen other officers hobble
or hog-tie suspects. Both Officers Eckert and McGee had hobble cords in their
possession on the night of the incident with [*1271] Irby. The Athens-Clarke
County officers were not disciplined for their actions in this incident. Chief
Lumpkin stated that he learned that some Athens-Clarke County police officers
were using the hobble or hog-tie restraint to subdue suspects a few days before
Irby's death, and that he verbally instructed certain supervisors to put a stop
to the practice immediately.
Plaintiff argues that there was considerable information
available to the law enforcement community prior to the incident with Irby that
warned officers of the severe dangers posed by the hobble or hog-tie restraint
method. In support of this contention, Plaintiff offers the following evidence:
(1) numerous cases that had arisen nationwide prior to Irby's death, (2)
numerous bulletins from various police departments and law enforcement agencies
that had arisen nationwide in the years prior to the current incident, (3)
evidence that other police departments had abandoned or explicitly prohibited
the hog-tie restraint, and (4) the deposition of Thomas Barker, Ph.D., a
potential expert witness, who testified that information about the dangers of
positional asphyxiation and the hobble restraint technique was well know in the
law enforcement community. Plaintiff also offered a 1992 report warning of the
dangers of positional asphyxiation, which was furnished to Plaintiff by
Defendants during discovery. Although the Unified Government denies that it had
possession of this report prior to Irby's death, the Court finds that Plaintiff
has created an issue of fact as to when the Unified Government received the
report.
III. DISCUSSION
A. Section 1983 Claims
Plaintiff asserts various claims against Defendants under § 1983
for violations of the Fourth and Fourteenth Amendment to the Constitution of
the United States. For purposes of convenience, the Court will first evaluate
Plaintiff's claims against Officers Von Anderson, Eckert, McGee, and Nash. The
Court will then turn to Plaintiff's claims against Lumpkin, Chief of the
Athens-Clarke County Police Department, and the Unified Government.
1. Von Anderson, Eckert, McGee, and Nash
a. Official Capacity Claims
Plaintiff has asserted claims against Von Anderson, Eckert,
McGee, and Nash in their official capacity as Athens-Clarke County police
officers. An action for damages under §
1983 against a local government employee in his official capacity is tantamount
to an action for damages against the local government entity that the employee
represents. See Brandon v. Holt, 469 U.S.
464, 471-72, 83 L. Ed. 2d 878, 105 S. Ct. 873 (1985). Thus, it is no longer
necessary for plaintiffs "to bring official-capacity actions against local
government officials, for ... local government units can be sued directly for
damages and injunctive and declaratory relief." Kentucky v. Graham, 473 U.S. 159, 167 n.14, 87 L. Ed. 2d 114, 105
S. Ct. 3099 (1985). Because Plaintiff has directly sued the Unified Government,
her official capacity claims against Von Anderson, Eckert, McGee, and Nash are
redundant and unnecessary to adjudicate. See
Hill v. DeKalb Reg'l Youth Det.
Ctr., 40 F.3d 1176, 1184 n.16 (11th Cir. 1994); Busby v. City of Orlando, 931 F.2d 764, 776 (11th Cir. 1991) (per
curiam).
b. Individual Capacity Claims
Pursuant to § 1983, Plaintiff has sued Officers Von Anderson,
Eckert, McGee, and Nash in their individual capacities for violations of Irby's
constitutional rights under the Fourth and Fourteenth Amendments. [*1272]
Additionally, Plaintiff has brought a claim against the individual officers for
violating her rights and the rights of Irby's minor child under the Fourteenth
Amendment. In return, the officers argue that they are entitled to qualified
immunity.
I. Qualified Immunity Principles
Qualified immunity offers complete protection for governmental officials
sued in their individual capacities if their conduct "does not
violate clearly established statutory
or constitutional rights of which a reasonable person would have known." Harlow v. Fitzgerald, 457 U.S. 800, 818, 73
L. Ed. 2d 396, 102 S. Ct. 2727 (1982). "The purpose of this immunity is to
allow government officials to carry out their discretionary duties without the
fear of personal liability or harassing litigation, protecting from suit all
but the plainly incompetent or one who is knowingly violating the federal
law." Lee v. Ferraro, 284 F.3d
1188, 1194 (11th Cir. 2002) (internal quotation marks and citations omitted).
To receive qualified immunity, the public official "must
first prove that he was acting within
the scope of his discretionary authority when the allegedly wrongful acts
occurred." Id. Here, it is clear that the officers were acting within the
course and scope of their discretionary authority in apprehending and securing
a suspect. Furthermore, Plaintiff has not disputed that Defendants were acting
within the scope of their discretionary authority when the alleged violations
occurred, and the Court has no reason to believe otherwise. See Harbert Int'l, Inc. v. James, 157 F.3d
1271, 1282 (11th Cir. 1998).
"Once the defendant establishes that he was acting within
his discretionary authority, the burden shifts to the Plaintiff to show that
qualified immunity is not appropriate."
Lee, 284 F.3d at 1194. The Supreme Court has set forth a two-part test
for use in determining whether qualified immunity exists. "The threshold
inquiry a court must undertake in a qualified immunity analysis is whether
plaintiff's allegations, if true, establish a constitutional
violation." Hope v. Pelzer, 536
U.S. 730, , 153 L. Ed. 2d 666, 122 S.
Ct. 2508, 2513 (2002) (citing Saucier
v. Katz, 533 U.S. 194, 201, 150 L. Ed. 2d 272, 121 S. Ct. 2151 (2001)). If a
constitutional right would have been violated under the plaintiff's version of
the facts, "the next, sequential step is to ask whether the right was
clearly established." Saucier, 533
U.S. at 201; see also Lee, 284 F.3d at 1194. Thus, the Court will now apply
this two-part test to Plaintiff's various claims under § 1983 in order to determine
whether Von Anderson, Eckert, McGee, and Nash are entitled to qualified
immunity.
ii. Unreasonable Seizure and Arrest Without Probable Cause Under
the Fourth Amendment
Plaintiff's
complaint alleges that Von Anderson, Eckert, McGee, and Nash unreasonably
seized Irby and arrested him without probable cause in violation of his Fourth
Amendment rights. Even under Plaintiff's version of the facts, it is clear that
no constitutional violation occurred. First, Officer Cleveland observed that
Irby's vehicle had a tail light violation and suspected that Irby was driving
under the influence. Second, when the officer attempted to stop the vehicle,
Irby initiated a car chase. And finally, when the car chase ended, Irby
continued to evade officers by getting out of the vehicle and running across an
adjacent field. These facts would provide any reasonable officer with
sufficient justification for seizing and arresting Irby. Accordingly,
Defendants are entitled to qualified immunity with respect to Plaintiff's §
1983 claims for unreasonable [*1273] seizure and arrest without probable cause
under the Fourth Amendment.
iii. Excessive Force Under the Fourth Amendment
a. Constitutional Violation
Plaintiff
contends that Defendants used excessive force in arresting Irby, thereby
violating his Fourth Amendment rights. n3 "The Fourth Amendment's freedom
from unreasonable searches and seizures encompasses the plain right to be free
from the use of excessive force in the course of an arrest." Lee, 284 F.3d at 1197 (citing Graham v. Connor, 490 U.S. 386, 394-95, 104
L. Ed. 2d 443, 109 S. Ct. 1865). However, "'Fourth Amendment jurisprudence
has long recognized that the right to make an arrest or investigatory stop
necessarily carries with it the right to use some degree of physical coercion or
threat thereof to effect it.'" Id. (quoting Graham, 490 U.S. at 396).
In order
to determine whether police officers violated the Fourth Amendment, the Court
must decide whether the officers' conduct was objectively reasonable in light
of the facts confronting the officer.
Graham, 490 U.S. at 396; see also
Lee, 284 F.3d at 1197 (stating that "to determine whether the
amount of force used by a police officer was proper, a court must ask whether a
reasonable officer would believe that this level of force is necessary in the
situation at hand") (internal quotation marks omitted). The officer's use
of force must be judged "from the perspective of a reasonable officer on
the scene, rather than with the 20/20 vision of hindsight." Id. Facts and
circumstances that a court should consider in determining whether an officer's
actions were objectively reasonable include, "the severity of the crime at
issue, whether the suspect poses an immediate threat to the safety of the
officers or others, and whether he is actively resisting arrest or attempting
to evade arrest by flight." Id.; see also Lee, 284 F.3d at 1197-98.
Considering
the factors laid out in Graham, the Court finds that the officers were
objectively reasonable in their use of force up to and including the
application of O.C. spray. First, although the officers were attempting to stop
Irby for a taillight violation and suspected driving under the
influence--misdemeanor crimes--Irby was combative, thereby posing an immediate
threat to the safety of the officers. Furthermore, before the use of O.C.
spray, Irby was actively resisting and attempting to evade arrest by flight.
Therefore, the Court finds that the officers were reasonable in their use of
force up to and including the use of O.C. spray. See Vinyard v. Wilson, 311 F.3d 1340, 1348 (11th Cir. 2002) (noting that "courts
have consistently concluded that using pepper spray is reasonable ... where the
plaintiff was [*1274]either resisting arrest or refusing police
requests").
However, the Court finds that
Plaintiff's allegations about the officers' use of force after the application
of O.C. spray, if true, establish a Fourth Amendment violation. After the
application of O.C. spray, all of the officers agree that Irby became
compliant. In fact, Officer McGee indicated in his deposition that Irby was no
longer making any movement. Looking at
the Graham factors in light of Irby's compliance, the Court finds that a reasonable jury could conclude
that the officers' use of force was unconstitutionally excessive. First, Irby's
crimes, a tail light violation and suspected driving under the influence, were
misdemeanors. Second, Irby's compliance greatly reduced the threat to the
officers' safety. In addition, the officers' use of the term
"compliant" to describe Irby's behavior necessarily indicates that
Irby was no longer actively resisting arrest or attempting to evade arrest by
flight. Although the officers may have had some concern that Irby would begin
to struggle anew, a jury could still find that the further use of force was
unnecessary and excessive, especially because Irby's hands and ankles were
cuffed and he was surrounded by at least six officers. Therefore, the Graham
factors lead the Court to conclude that the officers' use of the hog-tie
restraint, after Irby had been sprayed with O.C., was not objectively
reasonable.
Leaving
aside that fact that Irby was compliant when the officers hog-tied him, the
Court finds that a reasonable law
enforcement officer should have been aware that the practice of hog-tying
suspects was a dangerous technique that required officers to use extreme
caution. A review of the known dangers of the hog-tie restraint supports this
position. Initially, case law from other circuits informs of tragic examples of
positional asphyxiation stemming from the hog-tie restraint, especially in
instances involving individuals of diminished capacity. See Cruz v. City of Laramie, 239 F.3d 1183,
1186 (10th Cir. 2001) (involving a suspect who died suddenly after being
hog-tied by the police in June of 1996);
Gutierrez v. City of San Antonio, 139 F.3d 441, 442-43 (5th Cir. 1998)
(involving a suspect who died after being hog-tied by police in November of
1994); Johnson v. City of Cincinnati,
39 F. Supp. 2d 1013, 1014 (S.D. Ohio 1999) (involving a suspect who died in
July of 1995 after police placed him in a prone position with his hands and feet
cuffed behind his back).
In addition
to case law, Plaintiff provided the Court with literature, which was available
in the law enforcement community prior to the incident with Irby, discussing
the relationship between improper restraints and positional asphyxia. These
materials include reports, studies, police bulletins, and various periodical
and newspaper articles. For example, a June 1995 bulletin from the United
States Department of Justice warns officers to avoid hog-tying where possible
and lists guidelines for instances when hog-tying is necessary. These
guidelines instruct officers to get the suspect off his stomach as soon as
possible, ask the suspect if he is under the influence of drugs or alcohol, and
carefully monitor the suspect for any potential breathing difficulties. A
February 1995 bulletin from the Chicago Police Department also warns that
"because of positional asphyxia, hog-tying must always be avoided."
The bulletin goes on to warn that if hog-tying is used, officers should monitor
the suspect closely making sure to "be aware of any obvious physical
disabilities, mental state, or the possibility the subject is under the
influence of alcohol or narcotics."
[*1275] However, even if an officer had never read this
literature or was unfamiliar with the hog-tie incidents that occurred in other
circuits, the Court finds that an objectively reasonable officer would not have
hog-tied Irby in the circumstances faced by the officers in this case. For
instance, the officers in this case knew: (1) that Irby had been involved in an
extended struggle that would cause a normal person to breathe hard, (2) that
Irby had a visible head wound, (3) that Irby had been sprayed with O.C., a
substance commonly know to cause the
exposed person to have difficulty breathing. Any reasonable officer, even one
who has never been instructed on the proper way to hog-tie, would recognize
that hog-tying a suspect in the presence of these factors would constitute the
use of excessive force. The fact that the officers did nothing to alleviate
Irby's condition (e.g. decontaminate the O.C. spray from his face, roll him
onto his side, or even monitor him closely) also points toward a finding that
the officers used excessive force. Additionally, at the time the officers
hog-tied Irby, he was compliant and surrounded by at least six officers with
both his hands and ankles in cuffs. In sum, because Irby was compliant after
the application of O.C. spray and because of the obvious dangers of putting
someone in Irby's condition in the hog-tie position, the Court concludes that
the officers violated Irby's Fourth Amendment right to be free from excessive
force.
Contrary to
Defendants' argument, the Eleventh Circuit's opinion in Cottrell v. Caldwell, 85 F.3d 1480 (11th
Cir. 1996), does not preclude the Court from denying qualified immunity. The
plaintiff in Cottrell was involved in a twenty-minute struggle with police
officers. See id. at 1488. After the
officers gained control over the plaintiff, they cuffed his wrist and ankles,
placed him face down in the back of their police cruiser, and transported him
to the police station. See id. During transport, the plaintiff died of
positional asphyxia. See id. The Eleventh Circuit reversed the district court's
denial of qualified immunity. See id.
at 1492.
First, it is important to point out that the use of excessive
force in Cottrell occurred after arrest to a pre-trial detainee who was being
transported in the back of a police cruiser, not in the course of apprehending
a suspect as in the instant case. Therefore, the Eleventh Circuit analyzed the
plaintiff's excessive force claim under the Fourteenth Amendment, which
provides a more onerous standard for plaintiffs to meet because it requires
deliberate indifference on the part of the officers. See id. at 1490. However, the Supreme Court has held that "all
claims that law enforcement officers have used excessive force ... in the
course of an arrest, investigatory stop, or other seizure of a free citizen
should be analyzed under the Fourth Amendment and its reasonableness standard,
rather than under a substantive due process approach." Graham, 490 U.S. at 395. As a consequence of
the Supreme Court's holding in Graham, this Court is bound to apply the
standards laid out for Fourth Amendment excessive force claims.
Moreover, in Cottrell, the officers did not use O.C. spray, the
plaintiff did not have a visible head wound, and the plaintiff's wrists and
ankles were not connected in a hog-tied manner. In addition, the incident in
Cottrell occurred seven years before the incident with Irby, at a time when the
literature about the dangers of restraints and positional asphyxia was not as
well known to the law enforcement community. These facts distinguish Cottrell
from the case at bar.
Finally, the Court notes that, contrary to Defendants'
assertion, the fact [*1276] that Officer Nash was directing traffic at the
roadside when Irby was initially put in the hog-tie restraint, does not mean
that he cannot be found liable for violating Irby's constitutional rights. An officer who is present at the scene and
who fails to take reasonable steps to protect the victim of another officer's
use of excessive force can be held personally liable for his nonfeasance.
See Post v. City of Fort Lauderdale, 7
F.3d 1552, 1560 (11th Cir. 1993), as amended, 14 F.3d 583 (11th Cir. 1994)
("A police officer has a duty to
intervene when another officer uses excessive force"). Officer Nash was
aware that Irby had been in an extended struggle with the officers in the
field. Additionally, once Irby was placed at the roadside, Officer Nash could
see that his fellow officers had put him in the hog-tie position and that he
was no longer struggling. Finally, because the other officers were decontaminating
themselves of the O.C. spray, Officer Nash was almost certainly aware that O.C.
spray had been used on Irby during the struggle. Despite this knowledge,
Officer Nash did not intervene to alleviate the risks posed by the hog-tie
restraint. Accordingly, Officer Nash can be held liable for violating Irby's
Fourth Amendment rights.
b. Clearly Established Law
Because the
facts, taken in the light most favorable to Plaintiff, show that the conduct of
Von Anderson, Eckert, McGee, and Nash violated a constitutional right, the next
question is whether that constitutional right was "clearly
established" at the time of the violation. See Saucier, 533 U.S. at 201. In Hope, the Supreme Court made clear
that when determining whether a constitutional right is clearly established,
"the salient question ... is whether the state of the law ... gave [the
officers] fair warning that their alleged treatment of [the plaintiff] was
unconstitutional." Hope, 122 S.
Ct. at 2516 (emphasis added). A plaintiff is not required to show that the very
act in question was previously held unlawful, only that the contours of the
right are "sufficiently clear that a reasonable official would understand
that what he is doing violates that right." Anderson v. Creighton, 483 U.S. 635, 640, 97 L. Ed. 2d 523, 107
S. Ct. 3034 (1987).
The Court
finds that the officers did have fair and clear warning that their treatment of
Irby, specifically the use of the hog-tie restraint on a suspect that was of
obvious diminished capacity and compliant at the time of restraint, was
unconstitutional. The Court begins by noting that in 1997 there was no Eleventh
Circuit or Supreme Court case law that specifically held it unconstitutional to
hog-tie a suspect after he was compliant and where there were obvious factors
that could contribute to a suspect's distress. However, such a fact-specific precedent is not always
needed to overcome qualified immunity. We must also inquire as to whether Von
Anderson, Eckert, McGee, and Nash's conduct "lies so obviously at the very
core of what the Fourth Amendment prohibits that the unlawfulness of the
conduct was readily apparent to [them], notwithstanding the lack of
fact-specific case law." Lee, 284
F.3d at 1196 (internal quotation marks omitted). As the Eleventh Circuit has
noted, "preexisting case law, tied to the precise facts, is not in every
case essential." Marsh v. Butler
County, 268 F.3d 1014, 1031 n.9 (11th Cir. 2001).
The Court
finds that in the instant case, even without preexisting case law, the obvious
dangers inherent in hog-tying a suspect in these circumstances gave the
officers notice of the unconstitutional character of their alleged actions. As
discussed earlier, the officers in this instant case knew: (1) that Irby had
been involved [*1277] in an extended struggle that would cause a normal person
to breathe hard, (2) that Irby had a visible head wound, (3) that Irby had been
sprayed with O.C., a substance commonly know to cause the exposed person to
have difficulty breathing. The Court finds that just as the obvious cruelty
inherent in the actions of the prison officers in Hope should have given them
some notice of the unconstitutional nature of their actions, the obvious danger
of hog-tying someone in Irby's condition should have provided these officers
with some notice that their actions were
unconstitutional. See Hope, 122
S. Ct. at 2518 (finding that the "obvious cruelty" of the
hitching post provided the prison officials with some notice that their conduct
violated the plaintiff's constitutional rights).
The Court's conclusion is further strengthened because the
Eleventh Circuit has often found the use of force after a suspect is compliant
to be obviously and clearly unconstitutional despite a lack of fact-specific
case law. See Lee, 284 F.3d at 1200
(applying "the clear and obvious principle that once an arrest has been
fully secured and any potential danger or risk of flight vitiated, a police
officer cannot employ ... severe and unnecessary force") (emphasis
added); Slicker v. Jackson, 215 F.3d
1225, 1233 (11th Cir. 2000) (concluding that it was clearly established that
once an initially disorderly suspect had been fully secured, further use of
force was unconstitutional); Priester
v. City of Riviera Beach, 208 F.3d 919, 926-27 (11th Cir. 2000) (denying
qualified immunity in light of clearly excessive force by officer who allowed a
police dog to attack a suspect who was already subdued and lying on the
ground); Smith v. Mattox, 127 F.3d
1416, 1419-20 (11th Cir. 1997) (per curiam) (denying qualified immunity to
officer in an excessive force case where officer broke suspect's arm after
suspect submitted to the officers' request); see also McQurter v. City of Atlanta, 572 F. Supp. 1401, 1414 (N.D. Ga.
1983) (denying qualified immunity to officers, despite the fact that plaintiff
provoked a struggle, because "once [the plaintiff's] hands and feet were
manacled ... he was effectively restrained, and continued use of the choke hold
was excessive").
Because the
unconstitutional nature of hog-tying a suspect under the circumstances facing
the officers in the instant case would have been obvious to a reasonable
officer, the Court finds that the officers had fair warning that their conduct
was unconstitutional. See Gutierrez,
139 F.3d at 445-46 (denying qualified immunity to officers who hog-tied a
suspect, despite a lack of prior precedent, because a reasonable officer would
have known that his actions constituted the unconstitutional use of deadly
force). Accordingly, Officers Von Anderson, Eckert, McGee, and Nash are not
entitled to qualified immunity with respect to Plaintiff's claim for excessive
force under the Fourth Amendment.
iv. Denial of Familial Association Under the Fourteenth Amendment
Plaintiff's complaint alleges that Von Anderson, Eckert, McGee,
and Nash violated her rights and the rights of Irby's minor child to familial
association under the substantive due process component of the Fourteenth
Amendment. The doctrine of substantive
due process is designed to "protect[] those rights that are
fundamental--rights that are implicit in the concept of ordered
liberty." Skinner v. City of
Miami, Fla., 62 F.3d 344, 347 (11th Cir. 1995) (internal quotation marks
omitted). "Fundamental rights, implicit in the concept of ordered liberty,
include ... assorted freedoms against state intrusion into family life and
intimate personal decisions." [*1278]Sotto v. Wainwright, 601 F.2d 184,
191 (5th Cir. 1970) (internal quotation marks omitted). n4 Specifically, the
Supreme Court has recognized the concept of familial rights in contexts where
the government engages in conduct directly aimed at affecting the familial
relationship. See, e.g., Moore v. City
of East Cleveland, 431 U.S. 494, 52 L. Ed. 2d 531, 97 S. Ct. 1932 (1977) (right
of extended family to share household);
Roe v. Wade, 410 U.S. 113, 35 L. Ed. 2d 147, 93 S. Ct. 705 (1973)
(woman's right to decide whether to have an abortion); Loving v. Virginia, 388 U.S. 1, 18 L. Ed. 2d
1010, 87 S. Ct. 1817 (1967) (right to marry a person of another race).
In the context of excessive force claims, such as the one at
issue, courts have held that a law enforcement officer's use of excessive force
is not directed at altering the familial relationship, but rather, has an
incidental affect on the familial relationship. See Rucker v. Harford County, 946 F.2d 278, 282 (4th Cir. 1991)
(finding that police conduct in apprehending a suspect was not directed at and
did not directly impinge upon the family relationship, and therefore, did not
violate his father's liberty interest in intimate association with the family),
cert. denied, 502 U.S. 1097, 117 L. Ed. 2d 420, 112 S. Ct. 1175 (1992); see
also Griffin v. Strong, 983 F.2d 1544,
1548 (10th Cir. 1993) ("Not every statement or act that results in an
interference with the rights of intimate association is actionable. Rather, to
rise to the level of a constitutional claim, the defendant must direct his or
her statements or conduct at the intimate relationship with the knowledge that
the statements or conduct will adversely affect that relationship); Pittsley v. Warish, 927 F.2d 3, 8 (1st Cir.
1991) ("State action that affects the parental relationship only
incidentally ... even though the deprivation may be permanent, as in the case
of unlawful killing by the police, is not sufficient to establish a violation
of an identified liberty interest."), cert. denied, 502 U.S. 879, 116 L.
Ed. 2d 183, 112 S. Ct. 226 (1991).
Here, Defendants' use of excessive force cannot be fairly
characterized as being aimed at disrupting Plaintiff's familial association
with Irby. Plaintiff has presented no evidence that Defendants used excessive
force with the intention of interfering with Plaintiff's right to associate
with Irby; instead, the deprivation of association was an incidental affect of
Defendants' use of excessive force. Moreover, it is clear that the Supreme
Court is reluctant to expand the concept of substantive due process and has
cautioned against the open-ended judicial expansion of unenumerated rights.
See County of Sacramento v. Lewis, 523
U.S. 833, 842, 140 L. Ed. 2d 1043, 118 S. Ct. 1708 (1998); see also Collins v. City of Harker Heights, 503 U.S.
115, 125, 117 L. Ed. 2d 261, 112 S. Ct. 1061 (1992) ("guideposts for
responsible decision making in this [substantive due process area] are scarce
and open-ended. The doctrine of judicial restraint requires us to exercise the
utmost care whenever we are asked to break new ground in this field."). In
light of the general reluctance to expand fundamental rights under substantive
due process and the case law from other circuits, the Court declines to hold
that the officers' use of excessive force violated the constitutional rights of
Plaintiff and Irby's minor child under the Fourteenth Amendment. See Pittsley, 927 F.2d at 8 ("only the
person toward whom the state action was directed, and not those incidentally
affected, may maintain a § 1983 claim"). Accordingly, [*1279] Defendants
are entitled to qualified immunity with regard to Plaintiff's familial
association claim.
2. Police Chief Lumpkin and the Unified Government
a. Official Capacity Claims Against Lumpkin
As explained with regard to Plaintiff's official capacity claims
against Von Anderson, Eckert, McGee, and Nash,
an action for damages under § 1983 against a local government employee
in his official capacity is tantamount to an action for damages against the
local government entity that the employee represents. See Brandon, 469 U.S. at 471-72. Thus, it is no
longer necessary for plaintiffs "to bring official-capacity actions
against local government officials, for ... local government units can be sued
directly for damages and injunctive and declaratory relief." Graham, 473 U.S. at 167 n.14. Because
Plaintiff has directly sued the Unified Government, her official capacity
claims against Lumpkin are redundant and unnecessary to adjudicate. See Hill, 40 F.3d at 1184 n.16; Busby, 931 F.2d at 776.
b. Claims Against the Unified Government
A municipality cannot be held liable under § 1983 on the basis
of respondeat superior. See Monell v. Dep't of Soc. Servs., 436 U.S.
658, 691, 56 L. Ed. 2d 611, 98 S. Ct. 2018 (1978). Rather, a municipality can
only be held liable under § 1983 where a plaintiff can demonstrate that he
suffered a violation of his constitutionally protected rights pursuant to a
custom or policy of the municipality. See
id. at 690-91; see also Busby,
931 F.2d at 776; Brown v. City of Fort
Lauderdale, 923 F.2d 1474, 1479-80 (11th Cir. 1991). Plaintiff advances several
theories on which to base municipal liability in the instant case. First,
Plaintiff contends that Irby suffered a violation of his constitutional rights
pursuant to a custom or policy of the Unified Government allowing police
officers to unconstitutionally hog-tie suspects. Second, Plaintiff asserts that
the Unified Government is liable for violating Irby's rights because it had a
policy or custom of failing to discipline officers who used excessive force.
Finally, Plaintiff argues that the Unified Government is liable on a failure to
train theory.
Taking each of Plaintiff's theories in turn, the Court first
notes that in the instant case, the Unified Government had no formal, written
policy instructing officers to hog-tie suspects in a manner that would violate
their constitutional rights. Therefore, the Court must now determine whether
the Unified Government had informally adopted a custom of unconstitutionally
hog-tying suspects. See Fundiller v.
City of Cooper City, 777 F.2d 1436, 1442 (11th Cir. 1985) ("Although not necessarily adopted by a
person or body with rulemaking authority, customs can become so settled and
permanent as to have the force of law."). The Court finds that Plaintiff
has presented sufficient evidence to show that the Unified Government had a
widespread custom of using the hog-tie restraint on suspects. For instance, the
officers in this case testified in their depositions that they had regularly
observed officers employ the hog-tie or hobble restraint in the field.
Moreover, on the night of the incident with Irby, Sergeant Nash sent a call out
over the police radio for restraints, and both Officers McGee and Eckert
responded by bringing hobble or hog-tie cords to the scene, further indicating
that the hog-tie restraint was frequently used by officers.
However, a
finding that there was widespread use of the hog-tie restraint does not
automatically equate to a finding that [*1280] there was widespread
unconstitutional use of the hog-tie restraint so as to impose municipal
liability. The Court does not believe that hog-tying is in all cases unconstitutional, only that hog-tying a
suspect in the circumstances faced by the officers in the instant case was
unconstitutionally excessive. The unconstitutionality of the officers' conduct
in the case at bar stems from the use of the hog-tie restraint after an
extended struggle, in combination with obvious injuries and O.C. spray, and
without proper precautions, such as placing Irby on his side or closely
monitoring his breathing. Although Plaintiff has presented evidence that
Athens-Clarke County officers regularly used the hog-tie restraint, she has not
presented any evidence from which a reasonable jury could infer that the
hog-tie restraint was persistently employed in an unconstitutional manner so as
to constitute a custom of the Unified Government.
Next, Plaintiff argues that the Unified Government had a custom
or policy of failing to discipline officers who used excessive force. The
Eleventh Circuit has noted that "a
persistent failure to take disciplinary action against officers can give rise
to the inference that a municipality has ratified conduct, thereby establishing
a 'custom' within the meaning of Monell."
Fundiller, 777 F.2d at 1443. Plaintiff points out that the officers in
this case were not reprimanded for their treatment of Irby. However,
"without evidence that these practices were widespread, or that the
municipality persistently failed to discipline officers for such known
unconstitutional conduct, such a policy cannot be inferred from the
municipality's isolated decision not to discipline the officers involved in
this incident." McQurter v. City
of Atlanta, 572 F. Supp. 1401, 1420 (N.D. Ga. 1983) (internal citations
omitted).
In an effort to demonstrate a persistent failure to take
disciplinary action, Plaintiff has presented evidence that excessive force
complaints had previously been lodged against Officers Eckert and Von Anderson,
but Plaintiff does not indicate whether the complaints had any merit nor does
she specify what disciplinary action was or was not actually taken. In any
event, the evidence put forth by Plaintiff is insufficient to indicate that
other instances of excessive force persistently went unpunished by the Unified
Government so as to support a finding of municipal liability.
The Court
does find, however, that Plaintiff has presented sufficient evidence that the
Unified Government's training program on restraint techniques, as instituted by
Lumpkin, whom Defendants admit is the final policy maker with regard to police
practices, was so inadequate as to serve as the basis for municipal liability. To
establish a claim under § 1983 for failure to adequately train, Plaintiff has
the burden of proving three elements: (1) the municipality's training program
is inadequate to the tasks that the officers must perform, (2) the inadequacy
is the result of the municipality's "deliberate indifference," and
(3) the inadequacy is "closely related to" or "actually
caused" the injury. See City of
Canton v. Harris, 489 U.S. 378, 389-90, 103 L. Ed. 2d 412, 109 S. Ct. 1197
(1989). To defeat the Unified Government's Motion for Summary Judgment,
Plaintiff must point to specific facts which would show there is a genuine
issue for trial on each of these three elements. The ultimate burden on Plaintiff is high; "only where a
failure to train reflects a 'deliberate' or 'conscious' choice by a
municipality--a 'policy' as defined by [the Supreme Court's] prior cases--can a
[municipality] be liable for such a failure under § 1983." Id. at 389.
[*1281] With regard to the first element, the Court finds that
genuine issues of material fact remain. The Unified Government admits that they
did not provide their officers with training in the hog-tie restraint technique
or on the dangers of positional
asphyxiation. Plaintiff has presented evidence that studies and bulletins on
the dangers of positional asphyxiation and the hog-tie restraint method were so
widespread in the law enforcement community as to give the Unified Government
notice of the dangers of hog-tying. Furthermore, it is reasonable to believe
that police officers are frequently confronted with situations where they must
restrain combative suspects. Therefore, Plaintiff has presented sufficient
evidence to infer that the lack of training program on hog-tie restraints and
positional asphyxiation constituted an inadequate training program.
Plaintiff must next show that the Unified Government's failure to have an adequate training program
rose to the level of deliberate indifference. See Canton, 489 U.S. at 388; see also Gold v. City of Miami, 151 F.3d 1346, 1350 (11th Cir. 1998).
"A showing of simple or even heightened negligence will not
suffice." Bd. of County Comm'rs of
Bryan County v. Brown, 520 U.S. 397, 407, 137 L. Ed. 2d 626, 117 S. Ct. 1382
(1997). An inadequate training program can constitute deliberate indifference
if the lack of a training program leads to constitutional violations sufficient
to put a county on notice of a problem. See id. As the Court discussed earlier,
Plaintiff has presented insufficient evidence to show that Athens-Clarke County
officers were regularly hog-tying suspects in an unconstitutional manner.
However, a pattern of constitutional violations is not always necessary to
impose municipal liability. When a violation of federal rights is a
"plainly obvious consequence" of the municipal action, there may be
deliberate indifference on the part of the municipality, and also sufficient
proof to "support an inference of causation--that the municipality's
indifference led directly to the very consequence that was so
predictable." Brown, 520 U.S. at
409-10; Canton, 489 U.S. at 390 (noting
that there may be instances where "the need for more or different training
is so obvious, and the inadequacy so likely to result in the violation of
constitutional rights, that the policymakers of the city can reasonably be said
to have been deliberately indifferent to the need"); Riley v. Newton, 94 F.3d 632, 638 (11th Cir.
1996) (recognizing that a municipality could be deliberately indifferent where
"the need for more and different training is so obvious, and the
inadequacy so likely to result in the violation of constitutional
rights"); see also Vineyard v.
County of Murray, 990 F.2d 1207, 1212 (11th Cir. 1998) (per curiam) (noting
that "a single constitutional violation may result in municipal liability
when there is 'sufficient independent proof that the moving force behind the
violation was a municipality policy or custom'") (quoting Gilmere v. City of Atlanta, 774 F.2d 1495,
1504 n. 10 (11th Cir. 1985)).
Here, as previously noted,
it is reasonable to believe that police officers will frequently be
involved in situations where they are required restrain combative suspects.
Plaintiff presented sufficient evidence that the Unified Government was on
notice that officers were hog-tying suspects. For example, on the night of the
incident with Irby, a call for hobble cords went out over the police radio.
This call illustrates that the hobble or hog-tie restraint technique was
occurring frequently enough that officers knew that the restraint devices
needed to hog-tie someone were available in many of the officers' police
cruisers. In addition, the officers involved in this case testified that they
had [*1282] often witnessed other officers hobble or hog-tie suspects, and at
least two of the Athens-Clarke County officers involved in this incident
brought hobble or hog-tie restraints to the scene. In light of these facts, it
is highly likely that the Unified Government was aware that its officers were
using the hog-tie method on a widespread basis.
Moreover, Plaintiff has presented evidence that studies and
bulletins on the dangers of positional asphyxiation and the hog-tie restraint
method were so widespread in the law enforcement community as to give the
Unified Government notice that improper use of hobble or hog-tie restraints was
dangerous. Thus, it was highly predictable that an officer lacking specific
training in proper restraint techniques would violate citizen's rights. See
Brown, 520 U.S. at 409. Therefore, the Court finds that the need for more
training on proper restraint techniques, including the hog-tie method, was so
obvious, and the lack of such training so likely to result in the violation of
constitutional rights, that the Unified Government can reasonably be said to
have been deliberately indifferent.
Lastly, Plaintiff must show that the inadequacy in training was
"closely related to" or "actually caused" Irby's injury.
See Canton, 489 U.S. at 389-90. As
stated earlier, when a violation of
federal rights is a "plainly obvious consequence," as in the instant
case, it also "supports an inference of causation--that the municipality's
indifference led directly to the very consequence that was so
predictable." Brown, 520 U.S. at
410. If the officers in the instant case had been trained under a program that
explained the proper use of the hog-tie restraint or how to decrease the
possibility of positional asphyxia, they would have been more likely to refrain
from hog-tying Irby under the circumstances. Specifically, if the officers had
been trained to understand that placing Irby on his stomach or using the
hog-tie method in combination with O.C. spray increased the risk of injury,
they would have been more likely to put Irby on his side or wipe away the O.C.
spray, in turn decreasing the force placed on Irby's breathing. Thus, the Court
concludes that the lack of an adequate training program was closely related to
Irby's death.
The Court rejects Defendants' argument that Lumpkin's verbal
order to a supervisor to discontinue the hog-tie restraint cuts off liability
to the Unified Government. The Court finds that Plaintiff has called into doubt
whether Lumpkin had indeed banned hog-tying. Evidence showing that a week or
more after Lumpkin had directed a supervisor to immediately put a stop to the
practice of hog-tying, officers still had hobble or hog-tie cords, were still
requesting such equipment over the police radio, and were actually continuing
to use the hog-tie method, supports the inference that Lumpkin either did not
give the order or did not give it in a manner that was likely to have any real
effect on his officers' conduct. Furthermore, Plaintiff's potential expert
witness on police practices, Thomas Barker, Ph.D., testified in his deposition
that a verbal order would be an unreasonable and impractical way to implement a
ban on hog-tying.
In sum, Plaintiff has met her burden on all three elements.
Therefore, the Court finds that material issues of fact preclude summary
judgment with regard Plaintiff's claim for failure to train against the Unified
Government. See McQurter, 572 F. Supp. at 1421 (finding that a municipality's
failure to train officers in the proper use of choke holds could be the basis
for a successful failure to train claim under [*1283] § 1983); Johnson, 39 F. Supp. 2d at 1020 (denying the
city's motion for summary judgment in a case involving the hog-tie restraint
because the city had notice of the hazards associated with the restraint and
was deliberately indifferent in failing to train officers on how to deal with
the risks).
c. Individual Capacity Claims Against Lumpkin
Plaintiff argues that Lumpkin is liable in his individual
capacity, under the theory of supervisory liability. Lumpkin, as Chief of the
Athens-Clarke County Police Department, was the supervisor in charge of Officers
Von Anderson, Eckert, McGee, and Nash. Like
municipalities, supervisory officials may not be held liable under § 1983 on
the basis of respondeat superior; rather, they may only be held liable under §
1983 for their own wrongful conduct. See, e.g., H.C. by Hewett v. Jarrard, 786 F.2d 1080, 1086 (11th Cir. 1986)
(citing Monell, 436 U.S. at 691); Brown v. Crawford, 906 F.2d 667, 671 (11th
Cir. 1990). However, the standard for imposing supervisory liability differs
slightly from the standard for municipal liability. Specifically, an individual
can be held liable on the basis of supervisory liability either "when the
supervisor personally participates in the alleged constitutional violation or
when there is a causal connection between the actions of the supervising
official and the alleged constitutional deprivation." Brown, 906 F.2d at 671. Here, there are no
allegations that Lumpkin personally participated in Irby's arrest. Thus, the
Court turns to the question of whether there was a causal connection between
Lumpkin's actions and the deprivation of Irby's constitutional rights.
A causal connection is "established when a history of
widespread abuse puts the responsible supervisor on notice of the need to
correct the alleged deprivation, and he fails to do so." Id.; see
also Fundiller, 777 F.2d at 1443
(noting that a "causal connection can be established when a history of
widespread abuse puts the responsible supervisor on notice of the need for improved
training or supervision, and the official fails to take corrective
action"). Furthermore, "the deprivations that constitute widespread
abuse sufficient to notify the supervising official must be obvious, flagrant,
rampant and of continued duration." Id. Therefore, in the case at bar, a
causal connection can only be established if the unconstitutional use of the
hog-tie restraint was sufficiently widespread so as to put Lumpkin on notice of
the need to act and he failed to do so.
The Court finds that Plaintiff has failed to present evidence of
a history of unconstitutional, widespread abuse of the hog-tie restraint
sufficient to put Lumpkin on notice. As the Court noted earlier, a finding that
there was widespread use of the hog-tie restraint does not automatically equate
with a finding of widespread abuse. Plaintiff has not presented any evidence of
previous complaints or injuries resulting from suspects being hog-tied by
Athens-Clarke County police officers. Simply put, Plaintiff has failed to
present sufficient evidence of flagrant, rampant, and continued abuse of the
hog-tie restraint so as to impose supervisory liability.
B. State Law Claims
Plaintiff asserts various state law claims against Defendants.
Specifically, Plaintiff claims that Officers Von Anderson, Eckert, McGee, and
Nash are liable for state constitutional violations, assault and battery, false
arrest, false imprisonment, intentional infliction of emotional distress,
outrageous conduct, conspiracy to commit obstruction of justice, obstruction of
justice, and negligence. In addition, Plaintiff has [*1284] brought a
negligence claim against Lumpkin, as well as the Unified Government. In return,
the individual defendants, Von Anderson, Eckert, McGee, Nash, and Lumpkin,
contend that they are entitled to official immunity, while the Unified
Government contends that it is entitled
to sovereign immunity.
Any state law claims Plaintiff may be attempting to bring
against Von Anderson, Eckert, McGee, Nash, and Lumpkin in their official
capacities are in actuality claims against the Unified Government and will be
treated as such. See Donaldson v. Dep't. of Transp., 262 Ga. 49, 56, 414 S.E.2d
638 (1992) ("While suits against
public employees in their personal capacities involve official immunity, suits
against public employees in their official capacities are in reality suits
against the state and, therefore, involve sovereign immunity."). For
purposes of convenience, the Court will first determine whether the Unified
Government is entitled to sovereign immunity. The Court will then analyze
whether official immunity bars any remaining state law claims against Von
Anderson, Eckert, McGee, Nash, and Lumpkin in their personal capacities.
1. Claims Against the Unified Government
Sovereign immunity, unless specifically waived by statute,
protects the State and all of its departments and agencies from suit. Ga.
Const., art. I, § 2, 9(e). This constitutional reservation of sovereign
immunity to the State has been extended to the counties. See Gilbert v. Richardson, 264 Ga. 744, 747,
452 S.E.2d 476 (1994); see also Swan
v. Johnson, 219 Ga. App. 450, 452, 465 S.E.2d 684 (1995) (holding that a
unified government of a county was entitled to sovereign immunity because a
unified government follows the law and rules of tort liability applicable to
counties). Therefore, because the Plaintiff has not pointed the Court to, and
the Court has not found, a statute that waives sovereign immunity in the
circumstances presented by the instant case, the Court finds that the Unified Government
is entitled to sovereign immunity.
2. Claims Against Von Anderson, Eckert, McGee, Nash, and Lumpkin
in their Personal Capacities
The doctrine of official immunity offers limited protection
from suit to government officers and employees sued in their personal
capacities. See Gilbert, 264 Ga. at 750. Municipal officers "are subject
to suit only when they negligently perform or fail to perform their
'ministerial functions' or when they act with actual malice or intent to cause
injury in the performance of their 'official functions. '"
Gilbert, 264 Ga. at 753 (citing Ga. Const., art. 1, § 2, P 9(d)). The
Supreme Court of Georgia has interpreted the term "official
functions" to mean "any act performed within the officer's or
employee's scope of authority, including both ministerial and discretionary
acts." Id. Therefore, municipal officers are not entitled to official
immunity if they perform their ministerial functions in a negligent manner or
with actual malice or intent to injure. See id. However, with regard to the
performance of discretionary functions, municipal officers only lose their
official immunity when they act with actual malice or intent to injure, and
retain their official immunity when they merely act in a negligent manner. See
id. Thus, to determine whether Defendants are entitled to official immunity,
the Court must first determine whether they were performing ministerial or
discretionary acts. Georgia courts have explained the distinction between
ministerial and discretionary acts as follows:
[a] [*1285] ministerial act
is commonly one that is simple, absolute, and definite, arising under
conditions admitted or proved to exist, and requiring merely the execution of a
specific duty. A discretionary act, however,
calls for the exercise of personal deliberation and judgment, which in turn
entails examining facts, reaching conclusions, and acting on them in a way not
specifically directed.
Carter v. Glenn, 249 Ga.
App. 414, 416, 548 S.E.2d 110 (2001).
Von Anderson, Eckert, McGee, and Nash's conduct, arresting and
subduing a fleeing suspect, clearly constitutes a discretionary act. The
officers in the instant case were required to exercise their personal judgment
as to the amount of force to use on Irby. Therefore, in this case, unless
Plaintiff can show that the officers acted with actual malice or the intent to
injure Irby, the officers are immune from liability. In the context of official immunity, "'actual malice'
requires a deliberate intention to do wrong." Merrow v. Hawkins, 266 Ga. 390, 391, 467 S.E.2d 336 (1996). The
Court has not found, and Plaintiff has not pointed to, any evidence that would
indicate that the officers used excessive force with actual malice or actual
intent to inflict injury. In fact, Plaintiff's fifty-one page response to
Defendants' Motion for Summary Judgment included only one paragraph discussing
her state law claims, and it contained only three sentences and no citations to
authority or the record. Plaintiff has simply not put forth sufficient evidence
from which a reasonable jury could infer that the officers had the deliberate
intention to do wrong. Accordingly, Von Anderson, Eckert, McGee, and Nash are
entitled to official immunity with regard to Plaintiff's state law claims.
Similarly, with regard to Lumpkin, "the operation of a police department, including the degree
of training and supervision to be provided its officers, is a discretionary
governmental function." Carter,
249 Ga. App. at 416 (holding that a police chief was entitled to official
immunity for claims brought against him in his personal capacity). Again, the
Court has not found, and Plaintiff has not directed the Court to, any evidence
that would indicate that Lumpkin trained and supervised his officers with
actual malice. Therefore, Lumpkin is also entitled to official immunity with
regard to Plaintiff's state law claims.
IV. CONCLUSION
Accordingly, Defendants' Motion for Summary Judgment is hereby
GRANTED in part, and DENIED in part. Specifically, the Court finds as follows:
1. Defendants' Motion for
Summary Judgement is GRANTED with respect to Plaintiff's § 1983 official
capacity claims against Von Anderson, Eckert, McGee, and Nash.
2. Defendants' Motion for
Summary Judgement is GRANTED with respect to Plaintiff's § 1983 individual
capacity claims against Von Anderson, Eckert, McGee, and Nash for unreasonable
seizure and arrest without probable cause under the Fourth Amendment.
3. Defendants' Motion for
Summary Judgement is DENIED with respect to Plaintiff's § 1983 individual
capacity claims against Von [*1286] Anderson, Eckert, McGee, and Nash for
excessive force under the Fourth Amendment.
4. Defendants' Motion for
Summary Judgement is GRANTED with respect to Plaintiff's § 1983 individual
capacity claims against Von Anderson, Eckert,
McGee, and Nash for excessive force under the Fourteenth Amendment.
5. Defendants' Motion for
Summary Judgement is GRANTED with respect to Plaintiff's § 1983 individual
capacity claims against Von Anderson, Eckert, McGee, and Nash for denial of
familial association under the Fourteenth Amendment.
6. Defendants' Motion for
Summary Judgement is GRANTED with respect to Plaintiff's § 1983 official
capacity claims against Lumpkin.
7. Defendants' Motion for
Summary Judgement is GRANTED with respect to Plaintiff's § 1983 claims against
the Unified Government for instituting a policy or custom of unconstitutionally
hog-tying suspects and for failure to discipline its officers.
8. Defendants' Motion for
Summary Judgement is DENIED with respect to Plaintiff's § 1983 claim against
the Unified Government for failure to adequately train its officers.
9. Defendants' Motion for
Summary Judgement is GRANTED with respect to Plaintiff's § 1983 individual
capacity claims against Lumpkin.
10. Defendants' Motion for
Summary Judgement is GRANTED with respect to all of Plaintiff's state law
claims.
In addition, the Court finds
that:
1. Plaintiff's claims
against the John Doe Defendants are hereby DISMISSED.
2. Plaintiff's claims
against Franklin County Sheriff's Department are hereby DISMISSED.
SO ORDERED, this 28th day of February, 2003.
DUROSS FITZPATRICK, JUDGE
UNITED STATES DISTRICT COURT
FOOTNOTES:
n1 Ms. Garrett is named as Plaintiff in
three capacities: (1) individually, (2) as next friend and administratrix of
the estate of Eric William Irby, and (3) as next friend and legal guardian of
Valerie Nicole Irby. Although this means that there are technically three
Plaintiffs, the Court will refer to Ms. Garrett as "Plaintiff" for
the sake of simplicity.
n2 This
order deals with the motion for summary judgment filed by the Unified
Government of Athens-Clarke County, Georgia, Jack Lumpkin, Raymond Von
Anderson, Donald Eckert, Ryan McGee, and Lloyd Nash. References in this order
to "Defendants" are intended to include these Defendants only and not
any of the original Defendants that have been dismissed. Furthermore, references
in this order to "Defendants" are not intended to refer to any John
Doe Defendants or Franklin County Sheriff's Department.
In her complaint, Plaintiff asserts claims
against various John Doe Defendants. Because the John Doe Defendants have not
been identified, they have not yet had the opportunity to file an answer or
raise the affirmative defense of qualified immunity. Additionally, discovery
has been completed, and even in the face of a motion for summary judgment,
Plaintiff has not sought to amend her complaint to identify any of the John Doe
Defendants. Accordingly, Plaintiff's claims against the John Doe Defendants are
hereby dismissed.
It is unclear whether the parties still
consider Franklin County Sheriff's Department to be a defendant in the instant
case. The Court notes that Franklin County and Hugh Roach, the Sheriff of
Franklin County, were dismissed from the case on January 16, 2001, as part of a
stipulated dismissal. The stipulated dismissal, however, did not name Franklin
County Sheriff's Department as a party being dismissed. Because a sheriff's department is not a legal entity
subject to suit under § 1983, see Dean
v. Barber, 951 F.2d 1210, 1214 (11th Cir. 1992), and because the parties agreed
to the dismissal of Franklin County and the Sheriff of Franklin County, the
Court hereby orders that Franklin County Sheriff's Department be dismissed from
the case.
n3 Plaintiff also argues that Defendants
used excessive force in violation of Irby's Fourteenth Amendment rights.
However, the Supreme Court has held
that "all claims that law enforcement officers have used excessive force
... in the course of an arrest, investigatory stop, or other seizure of a free
citizen should be analyzed under the Fourth Amendment and its reasonableness
standard, rather than under a substantive due process approach." Graham v. Connor, 490 U.S. 386, 395, 104 L.
Ed. 2d 443, 109 S. Ct. 1865 (1989) (internal quotation marks omitted). Here, it
is undisputed that Defendant law enforcement officers used physical force to
subdue and restrain Irby, therefore, the Court finds that Irby was seized.
See Terry v. Ohio, 392 U.S. 1, 19 n.
16, 20 L. Ed. 2d 889, 88 S. Ct. 1868 (finding that a seizure occurs when
officers "by means of physical force or show of authority, ... in some way
restrained the liberty of a citizen"). Thus, the Court will analyze
Plaintiff's excessive force claim solely under the Fourth Amendment and dismiss
her excessive force claim to the extent that it is based on the Fourteenth
Amendment.
n4 The Eleventh Circuit has adopted as
binding precedent all decisions issued by the former Fifth Circuit prior to
October 1, 1981. See Bonner v. City of
Prichard, 661 F.2d 1206, 1209 (11th Cir. 1981) (en banc).