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UNITED STATES COURT OF
APPEALS FOR THE FOURTH CIRCUIT
RENZO RIVERA, et al.,
Plaintiffs-Appellants,
v.
DAMON WASHINGTON, et al.,
Defendants-Appellees
December 3, 2002,
Argued
January 30, 2003, Decided
NOTICE: RULES OF THE FOURTH
CIRCUIT COURT OF APPEALS MAY LIMIT CITATION TO UNPUBLISHED OPINIONS. PLEASE
REFER TO THE RULES OF THE UNITED STATES COURT OF APPEALS FOR THIS CIRCUIT.
PER CURIAM:
The
appellants, Renzo Rivera (Renzo), Juana Theresa Jiminez (Jiminez), Manuel
Salazar (Salazar), Aurora Lezama (Lezama), Mitchell Rivera (Mitchell), and
Brazo Rivera (Brazo), appeal the district court's dismissal of their claims
asserted under 42 U.S.C. § 1983 and Virginia law against two Arlington County,
Virginia police officers, Damon Washington (Officer Washington) and Henry
Thomas Trumble, III (Officer Trumble). We affirm.
I
A
Salazar, Jiminez,
Mitchell, and Brazo resided at an apartment (the Rivera Apartment) located at
2038 Columbia Pike in Arlington, Virginia. Jiminez is the mother of Mitchell
and Brazo, as well as the mother of Renzo, who was married to Lezama and
resided with Lezama elsewhere. Juan Rivera (Juan), another of Jiminez's sons,
also resided at a different location with Jessica Zaubitz (Jessica), the mother
of his child.
On the evening of May 10,
1998, the entire family went to a local restaurant to celebrate Mother's Day.
Juan, Jessica, and their child were the first to leave the restaurant and were
followed by other members [*560] of the family. After they arrived at the
Rivera Apartment, Juan and Jessica argued in the parking lot behind the back
door of the Rivera Apartment. Juan wanted to spend the night at the Rivera
Apartment, but Jessica wanted to leave, so the argument went. After the
argument became more heated, a resident of the apartment building called 911,
and Officers Washington and Trumble were separately dispatched to investigate
the domestic disturbance.
As Officer
Washington approached the scene in his police cruiser, Juan and Jessica
continued to argue in the parking lot. According to Lezama, you could hear
their voices from inside the Rivera Apartment, but "not clearly."
(J.A. 413). According to Mitchell, Juan was "intoxicated," at the
time, but not "drunk to a point where he [could not] walk." (J.A.
156).
As he exited his police
cruiser, Officer Washington saw that Jessica had gotten into a white vehicle
parked near the back door of the Rivera Apartment. Officer Washington
approached the group, asking what was going on. Renzo told Officer Washington
that it was a "'family matter' and that there was no problem." (J.A. 389). Officer
Washington advised Renzo that he needed to interview the involved parties
himself to determine what had happened and ordered Renzo to get out of his way.
Officer Washington also ordered Juan to stand by while he interviewed Jessica.
Jessica
advised Officer Washington that she and Juan had an argument, denied that Juan
had physically assaulted her, but admitted that he had assaulted her in the
past. Jessica also advised Officer Washington that Juan was the father of her
child, that she was afraid and wanted to leave, but could not because Juan had
her car keys. Officer Washington told Jessica that he would get her car keys
for her and talk to Juan about the situation. While Officer Washington was
talking to Jessica, Juan disobeyed Officer Washington's order to stand by and
entered the Rivera Apartment through the back door.
Meanwhile,
Officer Trumble arrived on the scene. Unlike Officer Washington, Officer
Trumble arrived in the parking lot in front of the front door of the Rivera
Apartment. Officer Trumble knocked on the front door of the Rivera Apartment
and was admitted with no protest by Mitchell. Officer Trumble asked where the
other officer was and was directed through the Rivera Apartment and out the
back door to the parking lot where Officer Washington was interviewing Jessica.
After Officer Washington
finished interviewing Jessica, he and Officer Trumble approached the back door
of the Rivera Apartment, which was open. Officer Washington then repeatedly
asked Juan to leave the Rivera Apartment so that he could speak with him. After
Juan refused to comply with Officer Washington's oral requests to leave the
Rivera Apartment, Officer Washington entered the Rivera Apartment and grabbed
Juan, who was seated on the couch, by the arm and began to pull him out of the
Rivera Apartment. At this point, Juan resisted Officer Washington's efforts to
get him out of the Rivera Apartment. While Juan was being pulled out of the
Rivera Apartment, Salazar, "with [his] hand," "separated both of
them." (S.J.A. 220). At this point, Officer Washington pushed Salazar and
Salazar pushed back. Salazar then moved into a position to block Officer
Trumble's entry and, in fact, placed his hand on Officer Trumble's wrist as
Officer Trumble entered the Rivera Apartment. At this point, according to
Salazar, "all the trouble started." (S.J.A. 225).
Officer
Trumble entered the Rivera Apartment, notwithstanding Salazar's attempt [*561]
to block his entry. Renzo then "attempted to intervene in and stop the
assault." (J.A. 390). A struggle ensued between Renzo and the officers,
and Renzo was struck in the head and beaten, slammed against the wall, and had
a gun pointed at his head. After Renzo was slammed against the wall and
continued to resist Officer Washington's efforts to subdue him, Jiminez, who
was protesting the officers' actions, was struck with a flashlight, arguably
several times, by Officer Trumble. Jiminez was also thrown on a table by Officer Trumble.
In an attempt to defend
Jiminez, Mitchell tried to stop Officer Trumble from hitting Jiminez. In
response, Officer Trumble grabbed Mitchell by the neck, pushed him back, and
told him to back off. Additional officers then arrived on the scene and the
melee ended shortly thereafter. n1
Renzo, Jiminez, Salazar, and
Lezama were arrested and charged with numerous offenses under Virginia law.
Specifically, Renzo was charged with impeding a police officer in the discharge
of his duties and attempted murder of a police officer. Jiminez and Salazar
both were charged with impeding a police officer in the discharge of his duties
and assault and battery of a police officer. Lezama was charged with assault
and battery of a police officer. In July 1998, the charges against Jiminez were
dismissed. In January 1999, the charges against Renzo, Salazar, and Lezama were
dismissed.
B
On May 9, 2000, the appellants filed this action against
Arlington County, Virginia and four Arlington County police officers, including
Officers Washington and Trumble, in the United States District Court for the
Eastern District of Virginia. n2 The appellants asserted claims under 42 U.S.C.
§ 1983 for unlawful entry (Count VII), unlawful arrest (Count VIII), excessive
force (Count IX), perjury and concealment of exculpatory evidence (Count X),
and conspiracy (Count XI). The appellants also asserted claims under Virginia
law for assault and battery (Count I), false arrest (Count II), malicious
prosecution (Count III), abuse of process (Count IV), intentional infliction of
emotional distress (Count V), and civil conspiracy (Count VI).
On March 16, 2001, Officers Washington and Trumble filed a
motion for summary judgment, alleging, inter alia, that they were entitled to
qualified immunity on the appellants' § 1983 claims. On March 30, 2001, the
district court granted the motion for summary judgment, dismissing the
appellants' federal claims (Counts VII-XI) with prejudice and the appellants'
Virginia state law claims (Counts I-VI) without prejudice. The appellants noted
a timely appeal.
II
The
appellants argue that the district court erred when it concluded that Officers
Washington and Trumble were entitled to qualified immunity on their § 1983
unlawful entry claim. This argument is without merit.
Entitlement to qualified immunity must be analyzed in two
steps, which are to be "considered in proper sequence." Saucier v.
Katz, 533 U.S. 194, 200, 150 L. Ed. 2d 272, 121 S. Ct. 2151 (2001). As a
"threshold question," a court must ask whether, [*562] "taken in
the light most favorable to the party asserting the injury, . . . the facts
alleged show [that] the officer's
conduct violated a constitutional right." Id. at 201. If the answer
is no, then the analysis ends; the plaintiff cannot prevail. Id. If the answer
is yes, then "the next, sequential step is to ask whether the right was
clearly established" at the time of the events at issue. Id. This
determination must be made "in light of the specific context of the case,
not as a broad general proposition." Id. If the right was not
"clearly established" in the "specific context of the case"
-- that is, if it was not "clear to a reasonable officer" that the
conduct in which he allegedly engaged "was unlawful in the situation he
confronted" -- then the law affords immunity from suit. Id. at 201-02. Accordingly, the answer to
both Saucier questions must be in the affirmative in order for a plaintiff to
defeat a defendant police officer's motion for summary judgment on qualified
immunity grounds.
As to the first Saucier question, the facts alleged do not
demonstrate that the officers violated the appellants' constitutional right
against an unlawful entry because courts have recognized that a person cannot
avoid a Terry stop simply by retreating into a home. n3 For example, in Harbin
v. City of Alexandria, 712 F. Supp. 67 (E.D. Va. 1989), aff'd, 908 F.2d 967
(4th Cir. 1990), the court upheld the stop of the plaintiff in his home after
the police followed the plaintiff on the street and called to him to stop as he
crossed the threshold of his house and entered his living room. Id. at 71. The court relied upon the Supreme
Court's decision in United States v. Santana, 427 U.S. 38, 49 L. Ed. 2d 300, 96
S. Ct. 2406 (1976), which recognized that
a criminal suspect cannot thwart an otherwise valid arrest by retreating
from the doorway of her home into the vestibule of the house, noting that this
principle had been sensibly extended to Terry stops. Harbin, 712 F. Supp. at 71-72; cf. United States v. Pace, 898
F.2d 1218, 1228-29 (7th Cir. 1990) (holding that, once police officers had
reasonable suspicion to stop defendant, defendant could not avoid Terry stop by
entering his condominium's garage and attempting to close the garage door); Alto
v. City of Chicago, 863 F. Supp. 658, 661-62 (N.D. Ill. 1994) ("An officer
who stops a person because of a reasonable, articulable suspicion of criminal
activity . . . need not terminate the stop merely because the suspect flees to
his home."); United States v. Gomez, 495 F. Supp. 992, 1005 (S.D.N.Y.
1979) (holding that agents who continued attempted Terry stop of suspects after
they retreated and slammed the door of apartment did not contravene the Fourth
Amendment, as a valid Terry stop occurred within), aff'd, 633 F.2d 999 (2d Cir.
1980).
In this
case, the appellants do not dispute, nor could they, that Officer Washington
was entitled to conduct a Terry stop of Juan once he arrived at the scene of
the Juan/Jessica domestic dispute. Officer Washington approached Jessica first,
but before he had a chance to question Juan, Juan entered the Rivera apartment.
Under these circumstances, Officer Washington, as well as Officer Trumble, was
entitled to enter the Rivera apartment to conduct the Terry stop inside the Rivera apartment.
In sum, the
district court properly dismissed the appellants' unlawful entry claim. [*563]
III
Salazar,
Mitchell, Jiminez, and Renzo contend that the district court erred when it
concluded that Officers Washington and Trumble were entitled to qualified
immunity on their § 1983 excessive force claim. This argument has no merit.
Excessive
force claims are analyzed under the Fourth Amendment's objective reasonableness
standard. In evaluating excessive force claims, the reasonableness of the
officer's belief as to the appropriate level of force should be judged from an
on-scene perspective. Brown v. Gilmore,
278 F.3d 362, 369 (4th Cir. 2002). The objective reasonableness test requires
careful attention to the facts and circumstances of each particular case,
including the severity of the crime at issue, whether the suspect poses an
immediate threat to the safety of the officers or others, and whether he is
actively resisting arrest or attempting to evade arrest by flight. Id. This
court must make allowance for the fact that police officers are often forced to
make split-second judgments in circumstances that are tense, uncertain, and
rapidly evolving. Graham v. Connor, 490
U.S. 386, 397, 104 L. Ed. 2d 443, 109 S. Ct. 1865 (1989); Anderson v. Russell,
247 F.3d 125, 129 (4th Cir.), cert. denied, 122 S. Ct. 342 (2001).
As to the
first Saucier question, the facts alleged do not demonstrate that the officers
violated Salazar, Mitchell, Jiminez, and Renzo's constitutional right against
the use of excessive force. The officers were confronted with a highly volatile
domestic disturbance. Jessica wanted her car keys returned and Juan, who was
under the influence of alcohol, was refusing to cooperate with Officer
Washington's efforts to conduct his Terry questioning. Officer Washington
entered the Rivera apartment, grabbed Juan, and began to pull him out of the
Rivera apartment. This action was constitutionally protected because it was
reasonable for Officer Washington to conduct his Terry questioning of Juan away
from the Rivera apartment and outside the presence of numerous family members, and
the mild and tempered force used against Juan was reasonable because Juan was
refusing to cooperate.
In response to Officer
Washington's actions, Juan resisted, and Salazar attempted to separate Officer
Washington and Juan. Officer Washington's push of Salazar was reasonable under
the circumstances because Salazar was interfering with Officer Washington's
attempt to question Juan. Salazar attempted to block Officer Trumble's entry by
moving in front of the doorway and then placed his hand on Officer Trumble's
wrist as Officer Trumble entered the Rivera apartment. At this point, Renzo
intervened and a struggle between Renzo and the officers ensued. The officers'
actions concerning Renzo were reasonable because unquestionably the officers
were entitled to defend themselves once Renzo decided to intervene.
Thereafter,
Jiminez was struck with a flashlight, arguably several times, by Officer
Trumble. Additionally, she was thrown on a table by Officer Trumble. While the
excessive force claim of Jiminez is perhaps stronger than the rest, there is no
question that Jiminez was protesting the officers' actions at the time she was struck, the melee was already
underway, and the officers were confronted with a volatile domestic disturbance
involving numerous participants in a small confined area. Under these
circumstances, we find Officer Trumble's actions were reasonable.
Finally, Officer Trumble's
modest and tempered treatment of Mitchell was reasonable because Mitchell was
attempting [*564] to physically intervene in the melee which was well underway.
In sum, the district court properly dismissed Salazar, Mitchell,
Jiminez, and Renzo's excessive force claim.
IV
For the reasons stated herein, the judgment of the district
court is affirmed. n4
AFFIRMED
FOOTNOTES:
n1
According to Brazo, during the melee, Lezama hit one of the officers in the
back with a telephone.
n2 Two
police officers (John Rizik and Leonardo Garcia) and Arlington County were
later dismissed from the action and are not parties to this appeal.
n3 We
need not decide if Lezama, as a non-resident of the Rivera Apartment, has
standing to contest the constitutional validity of the officers' entry into the
Rivera apartment because, as discussed infra, the officers' entry into the
Rivera apartment was constitutionally permissible.
n4 We
have reviewed the argument of Lezama, Jiminez, Salazar, and Renzo concerning
the district court's dismissal of their unlawful arrest claim and find it to be
without merit. We also decline to address the appellants' arguments concerning
the merits of their state law claims because the district court did not abuse
its discretion in declining to exercise jurisdiction over the state law claims
once it dismissed the federal claims. Jordahl v. Democratic Party of Virginia,
122 F.3d 192, 203 (4th Cir. 1997).