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UNITED STATES COURT OF APPEALS FOR THE TENTH CIRCUIT
ROBERT JOSEPH,
Plaintiff - Appellant,
v.
DAVID YOCUM,
et al.
No. 01-4142
53 Fed. Appx. 1
November 26, 2002, Filed
NOTICE: RULES OF THE TENTH CIRCUIT COURT OF APPEALS MAY LIMIT CITATION TO UNPUBLISHED OPINIONS. PLEASE REFER TO THE RULES OF THE UNITED STATES COURT OF APPEALS FOR THIS CIRCUIT.
After examining the briefs and appellate record, this panel has
determined unanimously that oral argument would not materially assist the
determination of this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R.
34.1(G). This case is therefore ordered submitted without oral argument.
Plaintiff Robert Joseph appeals the district court's order
granting summary judgment in favor of defendants-appellees David Yocum and Salt
Lake County in his malicious prosecution complaint brought under 42 U.S.C. §
1983. We affirm.
At the time
of the events in question, plaintiff was a Salt Lake City police officer. While
off-duty, he observed a speeding driver and initiated a traffic stop. He drew
his service revolver as he approached the vehicle. The driver attempted to
leave by backing up. Plaintiff jumped on the car's running board and fired his
weapon. He shot eleven times, wounding the driver in the face and foot. A police
investigator later testified that plaintiff gave differing accounts of the
event and that police could not confirm plaintiff's claim that the driver had
dragged him with the vehicle.
The Salt
Lake County District Attorney's office charged plaintiff with aggravated
assault in the second degree. At a preliminary hearing, the state court judge
found probable cause to believe the plaintiff had committed the offense charged
in the information and plaintiff was bound over for trial. The state trial
court denied plaintiff's motion to dismiss. Prior to trial, plaintiff's experts
performed a laser reconstruction of the bullet strikes which revealed some
inconsistencies in the driver's version of events. As a result, the District
Attorney's Office decided to dismiss the charges against plaintiff.
Plaintiff
then filed a civil rights action against numerous defendants, including
appellees David Yocum, the Salt Lake City District Attorney, in his individual
capacity, and Salt Lake County, on the ground that the Salt Lake County
District Attorney's Office is a division or department of the County. Plaintiff
claimed appellees violated his constitutional rights by issuing a criminal
information based on an inadequate police investigation, transmitting news of
his arrest to the media, and waiting approximately five months after the
preliminary hearing before dismissing the charges against him.
The appellees moved for
summary judgment, arguing the claims against them were barred by prosecutorial
immunity and the Utah Governmental Immunity Act. The appellees presented
evidence indicating that all of the allegations of wrongdoing against them
arose solely from the performance of their prosecutorial functions. In
response, plaintiff presented no evidence to support his claims against
appellees, but argued the alleged wrongdoing implicated appellees'
administrative, rather than prosecutorial, functions. The district court
granted appellees' motion for summary judgment. It later granted appellees' [*3]
motion to certify the judgment as final pursuant to Federal Rule of
Civil Procedure 54(b).
On appeal,
plaintiff contends the district court erred in ruling the appellees were
entitled to prosecutorial immunity. He argues that his claims that the appellees conducted an inadequate
investigation, held press conferences, and delayed in dismissing the case
involve administrative functions, rather than functions within the role of a
prosecutor, and thus, are not barred by prosecutorial immunity.
The district court's decision that appellees are entitled to
prosecutorial immunity is a question of law which we review de novo. England v. Hendricks, 880 F.2d 281, 285
(10th Cir. 1989). This court has
explained the reach of absolute prosecutorial immunity as follows:
State attorneys and agency
officials who perform functions analogous to those of a prosecutor in
initiating and pursuing civil and administrative enforcement proceedings are
absolutely immune from suit under section 1983 concerning activities intimately
associated with the judicial process. Absolute immunity does not extend to
actions that are primarily investigative or administrative in nature, though it
may attach even to such administrative or investigative activities when these
functions are necessary so that a prosecutor may fulfill his function as an
officer of the court.
Scott v. Hern, 216 F.3d 897,
908 (10th Cir. 2000) (quotations, citations and alterations omitted).
"'There is no question in this circuit that prosecutors are
absolutely immune from liability for allegedly failing to conduct an adequate,
independent investigation of matters referred to them for prosecution.'" Id.
at 909 (quoting Pfeiffer v. Hartford Fire Ins. Co., 929 F.2d 1484, 1490 (10th
Cir. 1991)). Further, a prosecutor's decision as to when to dismiss charges is
entitled to absolute prosecutorial immunity because it is "intimately
associated with the judicial phase of the criminal process." Imbler v.
Pachtman, 424 U.S. 409, 430, 47 L. Ed. 2d 128, 96 S. Ct. 984 (1976); see
also Brodnicki v. City of Omaha, 75
F.3d 1261, 1268 (8th Cir. 1996) ("The decisions relating to the initiation
and dismissal of cases are at the very heart of a prosecutor's function as an
advocate for the state, and absolute immunity thus attaches to those
decisions."). Thus,
the district court correctly ruled that appellees are absolutely immune from
liability under § 1983 for the decision to prosecute, even based on an
allegedly inadequate police investigation, and the decision whether and when to
dismiss the charges against plaintiff.
It is true
that a prosecutor is only entitled to qualified, not absolute, immunity when
holding a press conference and making comments to the media. See Buckley v. Fitzsimmons, 509 U.S. 259,
277-78, 125 L. Ed. 2d 209, 113 S. Ct. 2606 (1993). Qualified immunity shields a § 1983 defendant from
liability so long as his actions do not violate clearly established federal statutory
or constitutional rights of which a
reasonable person would have known. Harlow
v. Fitzgerald, 457 U.S. 800, 818, 73 L. Ed. 2d 396, 102 S. Ct. 2727 (1982).
Plaintiff alleges only that news of his arrest was transmitted by appellees to
the media, which caused him to be held up to ridicule and scorn. This
allegation fails to state any constitutional violation. See McGhee v. Draper, 639 F.2d 639, 643 (10th
Cir. 1981) (stating that "stigmatization or reputational damage alone, no
matter how egregious, is not sufficient to support a § 1983 cause of
action"); see also Arnold v.
McClain, 926 F.2d 963, 968 (10th Cir. 1991) (holding that governmental employee
must show publication of false
[*4] and defamatory information
in connection with job termination in order to establish claim of liberty
interest violation). Thus, the district court did not err in ruling plaintiff's
claims against appellees were barred by
prosecutorial immunity.
Plaintiff next argues the district court erred by dismissing his
claims against appellees with prejudice pursuant to the entry of final judgment
under Fed. R. Civ. P. 54(b). Plaintiff does not contend that the judgment
lacked finality, nor does he challenge the district court's finding that there
was no just reason for delay, the determinations required for entry of a Rule
54(b) certification. See Okla.
Turnpike Auth. v. Bruner, 259 F.3d 1236, 1242 (10th Cir. 2001). Rather,
plaintiff appears to mistakenly believe that his claims were dismissed with
prejudice only when the Rule 54(b) certification was entered. Plaintiff's
claims, however, had already been dismissed with prejudice when the district
court granted summary judgment in appellees' favor. See Wheeler v. Hurdman, 825
F.2d 257, 259 n.5 (10th Cir. 1987) (stating that a grant of summary judgment
necessarily resolves the issues on the merits and is, therefore, a disposition
of the claim with prejudice).
We do not address plaintiff's claim that the district court
should have afforded him an opportunity to respond to appellees' motion before
granting the Rule 54(b) certification because he failed to raise this perceived
procedural violation in a motion to alter or amend the judgment pursuant to
Federal Rule of Civil Procedure 59(e). Because the district court was not allowed
the opportunity to decide whether plaintiff was denied any right to respond, this court has nothing
to review. Cf. Morrison Knudsen
Corp. v. Fireman's Fund Ins. Co., 175 F.3d 1221, 1256 n.45 (10th Cir. 1999)
(holding that "'grounds for new trial that arise solely in the context of
post trial proceedings must be presented to the trial court for consideration
by a motion for new trial, and the failure to do so deprives the appellate
court [of] any record that is reviewable for error,'" quoting Moore's
Federal Practice 3d § 59.55, at 59-136 (1997)). In short, we find no error in
the district court's Rule 54(b) certification.
Finally, plaintiff seeks to supplement his appendix with
additional materials and documents. Because these materials were not presented
to the district court, we do not consider them and his motion to supplement his
appendix is DENIED. Myers v. Okla. County Bd. of County Comm'rs, 151 F.3d 1313,
1319 (10th Cir. 1998).
The judgment of the United States District Court for the
District of Utah is AFFIRMED for substantially the reasons set forth in the
district court's order dated June 8,
2001.
Entered for the Court
Wade Brorby
Senior Circuit Judge
* This order and judgment is not binding precedent, except under
the doctrines of law of the case, res judicata, and collateral estoppel. The
court generally disfavors the citation
of orders and judgments; nevertheless, an order and judgment may be cited under
the terms and conditions of 10th Cir. R. 36.3.